<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/07?registers=between&min-day=1&max-day=31 Sat, 27 Apr 2024 13:00:18 -0700 Sat, 27 Apr 2024 13:00:18 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/07?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Payments that CBOE Makes to CBOE Trading Permit Holders that Participate in a Program Under Which CBOE Subsidizes the Costs of Providing and/or Using Certain Order Routing Functionalities https://regulations.justia.com/regulations/fedreg/2010/07/30/C1-2010-16686.html https://regulations.justia.com/regulations/fedreg/2010/07/30/C1-2010-16686.html Fri, 30 Jul 2010 00:00:00 -0700 C1-2010-16686 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-30/pdf/C1-2010-16686.pdf Notice - Study Regarding Obligations of Brokers, Dealers, and Investment Advisers https://regulations.justia.com/regulations/fedreg/2010/07/30/2010-18753.html https://regulations.justia.com/regulations/fedreg/2010/07/30/2010-18753.html Fri, 30 Jul 2010 00:00:00 -0700 2010-18753 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-30/pdf/2010-18753.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Currency Options Orders Fee Discount for Market Makers and Non-ISE Market Makers https://regulations.justia.com/regulations/fedreg/2010/07/30/2010-18724.html https://regulations.justia.com/regulations/fedreg/2010/07/30/2010-18724.html Fri, 30 Jul 2010 00:00:00 -0700 2010-18724 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-30/pdf/2010-18724.pdf Notice - Northern Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18675.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18675.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18675 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18675.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees Assessed for Supplemental MPIDs https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18673.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18673.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18673 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18673.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18672.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18672.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18672 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18672.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, To Amend Certain Corporate Governance Disclosure Requirements for Listed Companies https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18671.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18671.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18671 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18671.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend Addendum C of Its Rules and Procedures To Implement Risk Enhancements to Its Stock Borrow Program https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18608.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18608.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18608 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18608.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend OCC's By-Laws and Rules To Change Its Method of Holding Certain Securities Pledged by Members To Satisfy Margin and Clearing Fund Obligations https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18607.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18607.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18607 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18607.pdf Notice - Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18584.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18584.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18584 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18584.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for Boston Options Exchange To Receive Inbound Routes of Orders From Nasdaq Options Services https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18573.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18573.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18573 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18573.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the $1 Strike Program on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18572.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18572.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18572 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18572.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18447.html https://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18447.html Wed, 28 Jul 2010 00:00:00 -0700 2010-18447 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-28/pdf/2010-18447.pdf Notice - Request for Public Comment; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18446.html https://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18446.html Wed, 28 Jul 2010 00:00:00 -0700 2010-18446 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-28/pdf/2010-18446.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18445.html https://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18445.html Wed, 28 Jul 2010 00:00:00 -0700 2010-18445 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-28/pdf/2010-18445.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18444.html https://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18444.html Wed, 28 Jul 2010 00:00:00 -0700 2010-18444 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-28/pdf/2010-18444.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18443.html https://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18443.html Wed, 28 Jul 2010 00:00:00 -0700 2010-18443 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-28/pdf/2010-18443.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 to Proposed Rule Change to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, To Enhance the Interest Rate and Descriptive Information Currently Collected and Made Transparent by the MSRB on Municipal Auction Rate Securities and Variable Rate Demand Obligations https://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18442.html https://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18442.html Wed, 28 Jul 2010 00:00:00 -0700 2010-18442 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-28/pdf/2010-18442.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18451.html https://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18451.html Tue, 27 Jul 2010 00:00:00 -0700 2010-18451 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-27/pdf/2010-18451.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operative Date of NYSE Rule 92(c)(3) From July 31, 2010 to December 31, 2010 https://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18409.html https://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18409.html Tue, 27 Jul 2010 00:00:00 -0700 2010-18409 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-27/pdf/2010-18409.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operative Date of NYSE Amex Equities Rule 92(c)(3) From July 31, 2010 to December 31, 2010 https://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18408.html https://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18408.html Tue, 27 Jul 2010 00:00:00 -0700 2010-18408 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-27/pdf/2010-18408.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Fees for Execution of Contracts on the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18404.html https://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18404.html Tue, 27 Jul 2010 00:00:00 -0700 2010-18404 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-27/pdf/2010-18404.pdf Notice - Goldman, Sachs & Co., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18313.html https://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18313.html Tue, 27 Jul 2010 00:00:00 -0700 2010-18313 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-27/pdf/2010-18313.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving the Proposed Rule Change To Adopt FINRA Rule 5141 (Sale of Securities in a Fixed Price Offering) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18301.html https://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18301.html Tue, 27 Jul 2010 00:00:00 -0700 2010-18301 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-27/pdf/2010-18301.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Order Re-Entry https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18211.html https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18211.html Mon, 26 Jul 2010 00:00:00 -0700 2010-18211 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18211.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rules https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18172.html https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18172.html Mon, 26 Jul 2010 00:00:00 -0700 2010-18172 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18172.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt NASD Rule 3210 (Short Sale Delivery Requirements) as FINRA Rule 4320 in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18168.html https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18168.html Mon, 26 Jul 2010 00:00:00 -0700 2010-18168 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18168.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18167.html https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18167.html Mon, 26 Jul 2010 00:00:00 -0700 2010-18167 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18167.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18166.html https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18166.html Mon, 26 Jul 2010 00:00:00 -0700 2010-18166 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18166.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18165.html https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18165.html Mon, 26 Jul 2010 00:00:00 -0700 2010-18165 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18165.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism Until July 18, 2011 https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18164.html https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18164.html Mon, 26 Jul 2010 00:00:00 -0700 2010-18164 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18164.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the United States Commodity Index Fund https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18160.html https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18160.html Mon, 26 Jul 2010 00:00:00 -0700 2010-18160 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18160.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change Relating to the Establishment of NASDAQ OMX PSX as a Platform for Trading NMS Stocks https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18159.html https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18159.html Mon, 26 Jul 2010 00:00:00 -0700 2010-18159 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18159.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc; Order Approving a Proposed Rule Change Relating to Direct Edge, Inc. https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18158.html https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18158.html Mon, 26 Jul 2010 00:00:00 -0700 2010-18158 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18158.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Direct Edge, Inc. https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18157.html https://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18157.html Mon, 26 Jul 2010 00:00:00 -0700 2010-18157 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18157.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18210.html https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18210.html Fri, 23 Jul 2010 00:00:00 -0700 2010-18210 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18210.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18072.html https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18072.html Fri, 23 Jul 2010 00:00:00 -0700 2010-18072 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18072.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18071.html https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18071.html Fri, 23 Jul 2010 00:00:00 -0700 2010-18071 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18071.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From Nasdaq Execution Services https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18070.html https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18070.html Fri, 23 Jul 2010 00:00:00 -0700 2010-18070 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18070.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Modified Rules for Qualified Contingent Cross Orders https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18069.html https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18069.html Fri, 23 Jul 2010 00:00:00 -0700 2010-18069 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18069.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18068.html https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18068.html Fri, 23 Jul 2010 00:00:00 -0700 2010-18068 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18068.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18067.html https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18067.html Fri, 23 Jul 2010 00:00:00 -0700 2010-18067 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18067.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend BATS Rules 2.5 and 17.2 To Establish a Registration Requirement for Principals https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18037.html https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18037.html Fri, 23 Jul 2010 00:00:00 -0700 2010-18037 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18037.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18036.html https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18036.html Fri, 23 Jul 2010 00:00:00 -0700 2010-18036 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18036.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18035.html https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18035.html Fri, 23 Jul 2010 00:00:00 -0700 2010-18035 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18035.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process Until July 18, 2011 https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18034.html https://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18034.html Fri, 23 Jul 2010 00:00:00 -0700 2010-18034 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18034.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Codes of Arbitration Procedure To Provide for Attorney Representation of Non-Party Witnesses in Arbitration https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17931.html https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17931.html Thu, 22 Jul 2010 00:00:00 -0700 2010-17931 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17931.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc., as Modified by Amendment No. 1 Thereto, Relating to Registration and Qualification Requirements for PSX https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17930.html https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17930.html Thu, 22 Jul 2010 00:00:00 -0700 2010-17930 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17930.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17929.html https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17929.html Thu, 22 Jul 2010 00:00:00 -0700 2010-17929 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17929.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Qualification Standards for Market Makers To Receive a Rebate for Adding Liquidity https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17928.html https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17928.html Thu, 22 Jul 2010 00:00:00 -0700 2010-17928 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17928.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes With Respect to Foreign Currency Options Orders https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17927.html https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17927.html Thu, 22 Jul 2010 00:00:00 -0700 2010-17927 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17927.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delta Hedge Exemptions https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17926.html https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17926.html Thu, 22 Jul 2010 00:00:00 -0700 2010-17926 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17926.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17925.html https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17925.html Thu, 22 Jul 2010 00:00:00 -0700 2010-17925 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17925.pdf Rule - Technical Amendment to Rules of Organization; Conduct and Ethics; and Information and Requests https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17897.html https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17897.html Thu, 22 Jul 2010 00:00:00 -0700 2010-17897 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17897.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Short Term Option Program https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17851.html https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17851.html Thu, 22 Jul 2010 00:00:00 -0700 2010-17851 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17851.pdf Proposed Rule - Concept Release on the U.S. Proxy System https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17615.html https://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17615.html Thu, 22 Jul 2010 00:00:00 -0700 2010-17615 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17615.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Regarding Listing and Trading Shares of AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF https://regulations.justia.com/regulations/fedreg/2010/07/21/2010-17749.html https://regulations.justia.com/regulations/fedreg/2010/07/21/2010-17749.html Wed, 21 Jul 2010 00:00:00 -0700 2010-17749 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-21/pdf/2010-17749.pdf Rule - Adoption of Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission and Revisions to the Commission's Ethics Rules https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17658-2.html https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17658-2.html Tue, 20 Jul 2010 00:00:00 -0700 2010-17658-2 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17658-2.pdf Rule - Adoption of Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission and Revisions to the Commission's Ethics Rules https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17658.html https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17658.html Tue, 20 Jul 2010 00:00:00 -0700 2010-17658 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17658.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17644.html https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17644.html Tue, 20 Jul 2010 00:00:00 -0700 2010-17644 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17644.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17643.html https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17643.html Tue, 20 Jul 2010 00:00:00 -0700 2010-17643 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17643.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17642.html https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17642.html Tue, 20 Jul 2010 00:00:00 -0700 2010-17642 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17642.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17641.html https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17641.html Tue, 20 Jul 2010 00:00:00 -0700 2010-17641 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17641.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17640.html https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17640.html Tue, 20 Jul 2010 00:00:00 -0700 2010-17640 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17640.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17639.html https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17639.html Tue, 20 Jul 2010 00:00:00 -0700 2010-17639 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17639.pdf Notice - Federated Enhanced Treasury Income Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17637.html https://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17637.html Tue, 20 Jul 2010 00:00:00 -0700 2010-17637 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17637.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17661.html https://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17661.html Mon, 19 Jul 2010 00:00:00 -0700 2010-17661 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-19/pdf/2010-17661.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17599.html https://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17599.html Mon, 19 Jul 2010 00:00:00 -0700 2010-17599 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-19/pdf/2010-17599.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Application of NASDAQ Rule 4611(d) https://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17494.html https://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17494.html Mon, 19 Jul 2010 00:00:00 -0700 2010-17494 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-19/pdf/2010-17494.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Modify Rule 7019 Governing Market Data Distribution Fees https://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17493.html https://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17493.html Mon, 19 Jul 2010 00:00:00 -0700 2010-17493 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-19/pdf/2010-17493.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to the Continuing Disclosure Service of the MSRB Electronic Municipal Market Access (EMMA) System https://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17492.html https://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17492.html Mon, 19 Jul 2010 00:00:00 -0700 2010-17492 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-19/pdf/2010-17492.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Establishing a Fee and Credit Structure for Trading Nasdaq-Listed Securities on the Exchange Pursuant to Unlisted Trading Privileges and Implementing a New Fee for Crossing Session II for Both Listed and Traded Securities https://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17491.html https://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17491.html Mon, 19 Jul 2010 00:00:00 -0700 2010-17491 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-19/pdf/2010-17491.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Establish Trading Collars for Market Orders https://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17490.html https://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17490.html Mon, 19 Jul 2010 00:00:00 -0700 2010-17490 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-19/pdf/2010-17490.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division To Change the Classification of U.S. Branches or Agencies of Non-U.S. Banks From Foreign to U.S. Members https://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17489.html https://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17489.html Mon, 19 Jul 2010 00:00:00 -0700 2010-17489 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-19/pdf/2010-17489.pdf Notice - In the Matter of E-Sync Networks, Inc. (n/k/a ESNI, Inc.), EchoCath, Inc., Edison Brothers Stores, Inc., Electronic Technology Group, Inc. (n/k/a SolutionNet International, Inc.), EMCEE Broadcast Products, Inc., ERD Waste Corp., Eurasia Gold Fields, Inc., European Micro Holdings, Inc., and Exotech, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/07/16/2010-17495.html https://regulations.justia.com/regulations/fedreg/2010/07/16/2010-17495.html Fri, 16 Jul 2010 00:00:00 -0700 2010-17495 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-16/pdf/2010-17495.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt FINRA Rule 4210 (Margin Requirements), FINRA Rule 4220 (Daily Record of Required Margin) and FINRA Rule 4230 (Required Submissions for Requests for Extensions of Time Under Regulation T and SEC Rule 15c3-3) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/07/16/2010-17356.html https://regulations.justia.com/regulations/fedreg/2010/07/16/2010-17356.html Fri, 16 Jul 2010 00:00:00 -0700 2010-17356 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-16/pdf/2010-17356.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC and NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Procedures With Respect to Comparison of Executed Transactions https://regulations.justia.com/regulations/fedreg/2010/07/16/2010-17355.html https://regulations.justia.com/regulations/fedreg/2010/07/16/2010-17355.html Fri, 16 Jul 2010 00:00:00 -0700 2010-17355 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-16/pdf/2010-17355.pdf Notice - Fineline Holdings, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17359.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17359.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17359 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17359.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating To Amending the Codes of Arbitration Procedure To Increase the Number of Arbitrators on Lists Generated by the Neutral List Selection System https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17275.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17275.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17275 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17275.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Amendment Nos. 2 and 3, and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To Adopt as a Pilot Program a New Rule Series for the Trading of Securities Listed on the Nasdaq Stock Market Pursuant to Unlisted Trading Privileges, and Amending Existing NYSE Amex Equities Rules as Needed To Accommodate the Trading of Nasdaq-Listed Securities on the Exchange https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17274.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17274.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17274 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17274.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amending the Direct Edge ECN Fee Schedule; Correction https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17215.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17215.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17215 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17215.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17195.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17195.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17195 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17195.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Options on the Sprott Physical Gold Trust https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17194.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17194.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17194 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17194.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17193.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17193.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17193 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17193.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing of the Wilshire Micro-Cap ETF https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17192.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17192.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17192 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17192.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17191.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17191.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17191 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17191.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17190.html https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17190.html Thu, 15 Jul 2010 00:00:00 -0700 2010-17190 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17190.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 46-NYSE Amex Equities To Permit the Exchange Chairman To Designate More or Less Than Twenty (20) Floor Governors, as Needed https://regulations.justia.com/regulations/fedreg/2010/07/14/2010-17113.html https://regulations.justia.com/regulations/fedreg/2010/07/14/2010-17113.html Wed, 14 Jul 2010 00:00:00 -0700 2010-17113 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-14/pdf/2010-17113.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 46 To Permit the Exchange Chairman To Designate More or Less Than Twenty (20) Floor Governors, as Needed https://regulations.justia.com/regulations/fedreg/2010/07/14/2010-17112.html https://regulations.justia.com/regulations/fedreg/2010/07/14/2010-17112.html Wed, 14 Jul 2010 00:00:00 -0700 2010-17112 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-14/pdf/2010-17112.pdf Rule - Political Contributions by Certain Investment Advisers https://regulations.justia.com/regulations/fedreg/2010/07/14/2010-16559.html https://regulations.justia.com/regulations/fedreg/2010/07/14/2010-16559.html Wed, 14 Jul 2010 00:00:00 -0700 2010-16559 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-07-14/pdf/2010-16559.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Enable the Listing and Trading of Options on the Sprott Physical Gold Trust https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16997.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16997.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16997 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16997.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Listing and Trading on BOX of Options on the ETFS Gold Trust, the ETFS Silver Trust, the ETFS Palladium Trust and the ETFS Platinum Trust https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16995.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16995.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16995 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16995.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule With Respect to Firm Proprietary-Manual Tiered Pricing https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16994.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16994.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16994 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16994.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the CBOE Stock Exchange Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16993.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16993.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16993 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16993.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program That Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE BondsSM https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16992.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16992.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16992 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16992.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To List Options on Trust Issued Receipts in $1 Strike Intervals https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16991.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16991.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16991 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16991.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC To Expand its $1 Strike Program https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16990.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16990.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16990 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16990.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Expand Its $1 Strike Program https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16989.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16989.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16989 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16989.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to the Restated Certificate of Incorporation of Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16988.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16988.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16988 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16988.pdf Notice - AXA Equitable Life Insurance Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16987.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16987.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16987 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16987.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-17057.html https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-17057.html Mon, 12 Jul 2010 00:00:00 -0700 2010-17057 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-17057.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 11000 Series (Uniform Practice Code) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16866.html https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16866.html Mon, 12 Jul 2010 00:00:00 -0700 2010-16866 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16866.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Rule Change by NYSE Arca, Inc. Amending Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16852.html https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16852.html Mon, 12 Jul 2010 00:00:00 -0700 2010-16852 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16852.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To List Options on Trust Issued Receipts in $1 Strike Intervals https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16851.html https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16851.html Mon, 12 Jul 2010 00:00:00 -0700 2010-16851 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16851.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Expand Its $1 Strike Program https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16850.html https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16850.html Mon, 12 Jul 2010 00:00:00 -0700 2010-16850 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16850.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Regarding Membership and Mutual Fund Services https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16847.html https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16847.html Mon, 12 Jul 2010 00:00:00 -0700 2010-16847 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16847.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16846.html https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16846.html Mon, 12 Jul 2010 00:00:00 -0700 2010-16846 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16846.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16841.html https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16841.html Mon, 12 Jul 2010 00:00:00 -0700 2010-16841 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16841.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Amend the Bylaws of NYSE Euronext To Adopt a Majority Voting Standard in Uncontested Elections of Directors https://regulations.justia.com/regulations/fedreg/2010/07/09/C1-2010-16106.html https://regulations.justia.com/regulations/fedreg/2010/07/09/C1-2010-16106.html Fri, 09 Jul 2010 00:00:00 -0700 C1-2010-16106 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/C1-2010-16106.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16888.html https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16888.html Fri, 09 Jul 2010 00:00:00 -0700 2010-16888 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16888.pdf Notice - Nationwide Life Insurance Company,et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16754.html https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16754.html Fri, 09 Jul 2010 00:00:00 -0700 2010-16754 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16754.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the International Securities Exchange, LLC To Expand and Permanently Establish Its Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16749.html https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16749.html Fri, 09 Jul 2010 00:00:00 -0700 2010-16749 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16749.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its $1 Strike Program https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16748.html https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16748.html Fri, 09 Jul 2010 00:00:00 -0700 2010-16748 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16748.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGX Fee Schedule To Impose Fees for Physical Ports Used To Connect to EDGX Exchange https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16747.html https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16747.html Fri, 09 Jul 2010 00:00:00 -0700 2010-16747 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16747.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGA Fee Schedule To Impose Fees for Physical Ports Used To Connect to EDGA Exchange https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16746.html https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16746.html Fri, 09 Jul 2010 00:00:00 -0700 2010-16746 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16746.pdf Proposed Rule - Elimination of Flash Order Exception From Rule 602 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16698.html https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16698.html Fri, 09 Jul 2010 00:00:00 -0700 2010-16698 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16698.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its $1 Strike Program https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16688.html https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16688.html Fri, 09 Jul 2010 00:00:00 -0700 2010-16688 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16688.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed FINRA Rule 6490 (Processing of Company-Related Actions) To Clarify the Scope of FINRA's Authority When Processing Documents Related to Announcements for Company-Related Actions for Non-Exchange Listed Securities and To Implement Fees for Such Services https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16687.html https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16687.html Fri, 09 Jul 2010 00:00:00 -0700 2010-16687 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16687.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Payments That CBOE Makes to CBOE Trading Permit Holders That Participate in a Program Under Which CBOE Subsidizes the Costs of Providing and/or Using Certain Order Routing Functionalities https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16686.html https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16686.html Fri, 09 Jul 2010 00:00:00 -0700 2010-16686 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16686.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Financial Industry Regulatory Authority, Inc. Online Form NMA https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16685.html https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16685.html Fri, 09 Jul 2010 00:00:00 -0700 2010-16685 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16685.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Granting Approval of Proposed Rule Change To Expand Its $1 Strike Program to 150 Classes https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16682.html https://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16682.html Fri, 09 Jul 2010 00:00:00 -0700 2010-16682 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16682.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16669.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16669.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16669 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16669.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16668.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16668.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16668 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16668.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Additional Underlying Interests for Commodity Futures and Commodity Options Available to ELX Futures, L.P. for Clearing and Settlement Services https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16667.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16667.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16667 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16667.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Extend the Last Sale Data Feeds Pilot Program https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16567.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16567.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16567 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16567.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16566.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16566.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16566 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16566.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16563.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16563.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16563 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16563.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16547.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16547.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16547 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16547.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16546.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16546.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16546 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16546.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16545.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16545.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16545 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16545.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16544.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16544.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16544 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16544.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16543.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16543.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16543 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16543.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16542.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16542.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16542 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16542.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16541.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16541.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16541 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16541.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16540.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16540.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16540 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16540.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16539.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16539.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16539 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16539.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16538.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16538.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16538 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16538.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16537.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16537.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16537 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16537.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Market Maker Authorized Traders https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16536.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16536.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16536 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16536.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.13, Entitled “Order Execution” https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16535.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16535.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16535 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16535.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Options Floor Broker Subsidy https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16534.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16534.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16534 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16534.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX LLC Agreement https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16533.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16533.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16533 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16533.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to List and Trade Shares of the ETFS Precious Metals Basket Trust https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16532.html https://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16532.html Thu, 08 Jul 2010 00:00:00 -0700 2010-16532 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16532.pdf Notice - Self-Regulatory Organization; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by OneChicago Amending Position Limits https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16429.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16429.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16429 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16429.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend ISE Rule 2102 To Add Additional Securities to the Pilot Rule https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16413.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16413.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16413 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16413.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGX Rule 11.14, Entitled “Trading Halts Due to Extraordinary Volatility.” https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16412.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16412.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16412 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16412.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16411.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16411.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16411 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16411.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGA Rule 11.14, Entitled “Trading Halts Due to Extraordinary Volatility” https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16410.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16410.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16410 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16410.pdf Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. To Amend IM-4120-3 https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16409.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16409.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16409 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16409.pdf Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by The NASDAQ Stock Market LLC to Amend NASDAQ Rule 4120(a)(11) To Add Securities Included in the Russell 1000® Index (“Russell 1000”) and Specified Exchange Traded Products (“ETP”) to the Pilot Rule https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16408.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16408.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16408 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16408.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 7.11 To Add Additional Securities to the Pilot Rule https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16407.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16407.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16407 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16407.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C To Add Additional Securities to the Pilot Rule https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16406.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16406.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16406 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16406.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 80C To Add Additional Securities to the Pilot Rule https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16405.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16405.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16405 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16405.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Include Additional Securities in the Trading Halt Pilot Program Under Exchange Rule 11.20B https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16404.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16404.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16404 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16404.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Individual Stock Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16403.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16403.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16403 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16403.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend the List of Securities Subject to an Individual Circuit Breaker https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16402.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16402.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16402 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16402.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.18, Entitled “Trading Halts Due to Extraordinary Market Volatility.” https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16401.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16401.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16401 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16401.pdf Notice - Self[dash]Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood To Also Include FINRA, as Applicable https://regulations.justia.com/regulations/fedreg/2010/07/06/C1-2010-15649.html https://regulations.justia.com/regulations/fedreg/2010/07/06/C1-2010-15649.html Tue, 06 Jul 2010 00:00:00 -0700 C1-2010-15649 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/C1-2010-15649.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16452.html https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16452.html Tue, 06 Jul 2010 00:00:00 -0700 2010-16452 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16452.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16310.html https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16310.html Tue, 06 Jul 2010 00:00:00 -0700 2010-16310 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16310.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16309.html https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16309.html Tue, 06 Jul 2010 00:00:00 -0700 2010-16309 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16309.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16308.html https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16308.html Tue, 06 Jul 2010 00:00:00 -0700 2010-16308 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16308.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16307.html https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16307.html Tue, 06 Jul 2010 00:00:00 -0700 2010-16307 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16307.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16306.html https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16306.html Tue, 06 Jul 2010 00:00:00 -0700 2010-16306 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16306.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Codify Prices for Co-Location Services https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16291.html https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16291.html Tue, 06 Jul 2010 00:00:00 -0700 2010-16291 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16291.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Free Trial Period for the Use of Correlix, Inc. Data Latency Products in the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16290.html https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16290.html Tue, 06 Jul 2010 00:00:00 -0700 2010-16290 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16290.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16289.html https://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16289.html Tue, 06 Jul 2010 00:00:00 -0700 2010-16289 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16289.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 405(4)-NYSE Amex Equities to Correspond with Rule Changes of the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/07/02/C1-2010-14360.html https://regulations.justia.com/regulations/fedreg/2010/07/02/C1-2010-14360.html Fri, 02 Jul 2010 00:00:00 -0700 C1-2010-14360 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/C1-2010-14360.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Options on Conventional Index-Linked Securities and Amendment to the Options Disclosure Document Inside Front Cover https://regulations.justia.com/regulations/fedreg/2010/07/02/C1-2010-12986.html https://regulations.justia.com/regulations/fedreg/2010/07/02/C1-2010-12986.html Fri, 02 Jul 2010 00:00:00 -0700 C1-2010-12986 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/C1-2010-12986.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Relating to Fees for the ISE Order Feed https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16147.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16147.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16147 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16147.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change To Codify Prices for Co-Location Services https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16146.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16146.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16146 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16146.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change To Codify Prices for Co-Location Services https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16145.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16145.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16145 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16145.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16144.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16144.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16144 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16144.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16143.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16143.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16143 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16143.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List Options on Trust Issued Receipts in $1 Strike Intervals https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16142.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16142.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16142 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16142.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of the Initial Fees for Post-Demutualization Trading Permits, Tier Appointment and Bandwidth Packets https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16141.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16141.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16141 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16141.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Certain Rule Text Which Has Been Made Unnecessary Due to the Decommissioning of the OCC Hub https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16124.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16124.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16124 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16124.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance the Process for Transfers Through the Automated Customer Account Transfer Service https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16108.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16108.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16108 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16108.pdf Notice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of Proposed Rule Change To Revise Its Procedures Regarding Securities Delivered To or From Participant Accounts Through the Automated Customer Account Transfer Service of National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16107.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16107.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16107 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16107.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Amend the Bylaws of NYSE Euronext To Adopt a Majority Voting Standard in Uncontested Elections of Directors https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16106.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16106.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16106 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16106.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Amend the Bylaws of NYSE Euronext To Adopt a Majority Voting Standard in Uncontested Elections of Directors https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16105.html https://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16105.html Fri, 02 Jul 2010 00:00:00 -0700 2010-16105 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16105.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2010/07/01/2010-16038.html https://regulations.justia.com/regulations/fedreg/2010/07/01/2010-16038.html Thu, 01 Jul 2010 00:00:00 -0700 2010-16038 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-01/pdf/2010-16038.pdf Notice - Korea Finance Corporation; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/07/01/2010-15999.html https://regulations.justia.com/regulations/fedreg/2010/07/01/2010-15999.html Thu, 01 Jul 2010 00:00:00 -0700 2010-15999 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-01/pdf/2010-15999.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Conforming Changes in Connection With Demutualization https://regulations.justia.com/regulations/fedreg/2010/07/01/2010-15998.html https://regulations.justia.com/regulations/fedreg/2010/07/01/2010-15998.html Thu, 01 Jul 2010 00:00:00 -0700 2010-15998 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-01/pdf/2010-15998.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Establish the Nasdaq Short Sale Volume and Monthly Short Sale Transaction Service and Related Fees https://regulations.justia.com/regulations/fedreg/2010/07/01/2010-15997.html https://regulations.justia.com/regulations/fedreg/2010/07/01/2010-15997.html Thu, 01 Jul 2010 00:00:00 -0700 2010-15997 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-01/pdf/2010-15997.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for FLEX Equity Options https://regulations.justia.com/regulations/fedreg/2010/07/01/2010-15996.html https://regulations.justia.com/regulations/fedreg/2010/07/01/2010-15996.html Thu, 01 Jul 2010 00:00:00 -0700 2010-15996 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-01/pdf/2010-15996.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Deletion of Obsolete CBOE Rule 2.50 https://regulations.justia.com/regulations/fedreg/2010/07/01/2010-15995.html https://regulations.justia.com/regulations/fedreg/2010/07/01/2010-15995.html Thu, 01 Jul 2010 00:00:00 -0700 2010-15995 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-01/pdf/2010-15995.pdf