Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/07?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-04-27T06:41:42-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2010/07/30/C1-2010-16686.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Payments that CBOE Makes to CBOE Trading Permit Holders that Participate in a Program Under Which CBOE Subsidizes the Costs of Providing and/or Using Certain Order Routing Functionalities2010-07-30T00:00:00-07:002010-07-30T00:00:00-07:00C1-2010-16686Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-30/pdf/C1-2010-16686.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/30/2010-18753.htmlNotice - Study Regarding Obligations of Brokers, Dealers, and Investment Advisers2010-07-30T00:00:00-07:002010-07-30T00:00:00-07:002010-18753Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-30/pdf/2010-18753.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/30/2010-18724.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Currency Options Orders Fee Discount for Market Makers and Non-ISE Market Makers2010-07-30T00:00:00-07:002010-07-30T00:00:00-07:002010-18724Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-30/pdf/2010-18724.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18675.htmlNotice - Northern Funds, et al.; Notice of Application2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18675Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18675.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18673.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees Assessed for Supplemental MPIDs2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18673Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18673.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18672.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18672Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18672.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18671.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, To Amend Certain Corporate Governance Disclosure Requirements for Listed Companies2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18671Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18671.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18608.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend Addendum C of Its Rules and Procedures To Implement Risk Enhancements to Its Stock Borrow Program2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18608Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18608.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18607.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend OCC's By-Laws and Rules To Change Its Method of Holding Certain Securities Pledged by Members To Satisfy Margin and Clearing Fund Obligations2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18607Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18607.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18584.htmlNotice - Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18584Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18584.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18573.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for Boston Options Exchange To Receive Inbound Routes of Orders From Nasdaq Options Services2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18573Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18573.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18572.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the $1 Strike Program on the Boston Options Exchange Facility2010-07-29T00:00:00-07:002010-07-29T00:00:00-07:002010-18572Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18572.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18447.htmlNotice - Proposed Collection; Comment Request2010-07-28T00:00:00-07:002010-07-28T00:00:00-07:002010-18447Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-28/pdf/2010-18447.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18446.htmlNotice - Request for Public Comment; Comment Request2010-07-28T00:00:00-07:002010-07-28T00:00:00-07:002010-18446Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-28/pdf/2010-18446.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18445.htmlNotice - Proposed Collection; Comment Request2010-07-28T00:00:00-07:002010-07-28T00:00:00-07:002010-18445Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-28/pdf/2010-18445.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18444.htmlNotice - Proposed Collection; Comment Request2010-07-28T00:00:00-07:002010-07-28T00:00:00-07:002010-18444Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-28/pdf/2010-18444.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18443.htmlNotice - Proposed Collection; Comment Request2010-07-28T00:00:00-07:002010-07-28T00:00:00-07:002010-18443Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-28/pdf/2010-18443.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/28/2010-18442.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 to Proposed Rule Change to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, To Enhance the Interest Rate and Descriptive Information Currently Collected and Made Transparent by the MSRB on Municipal Auction Rate Securities and Variable Rate Demand Obligations2010-07-28T00:00:00-07:002010-07-28T00:00:00-07:002010-18442Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-28/pdf/2010-18442.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18451.htmlNotice - Sunshine Act Meetings2010-07-27T00:00:00-07:002010-07-27T00:00:00-07:002010-18451Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-27/pdf/2010-18451.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18409.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operative Date of NYSE Rule 92(c)(3) From July 31, 2010 to December 31, 20102010-07-27T00:00:00-07:002010-07-27T00:00:00-07:002010-18409Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-27/pdf/2010-18409.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18408.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operative Date of NYSE Amex Equities Rule 92(c)(3) From July 31, 2010 to December 31, 20102010-07-27T00:00:00-07:002010-07-27T00:00:00-07:002010-18408Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-27/pdf/2010-18408.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18404.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Fees for Execution of Contracts on the NASDAQ Options Market2010-07-27T00:00:00-07:002010-07-27T00:00:00-07:002010-18404Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-27/pdf/2010-18404.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18313.htmlNotice - Goldman, Sachs & Co., et al.; Notice of Application and Temporary Order2010-07-27T00:00:00-07:002010-07-27T00:00:00-07:002010-18313Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-27/pdf/2010-18313.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/27/2010-18301.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving the Proposed Rule Change To Adopt FINRA Rule 5141 (Sale of Securities in a Fixed Price Offering) in the Consolidated FINRA Rulebook2010-07-27T00:00:00-07:002010-07-27T00:00:00-07:002010-18301Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-27/pdf/2010-18301.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18211.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Order Re-Entry2010-07-26T00:00:00-07:002010-07-26T00:00:00-07:002010-18211Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18211.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18172.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rules2010-07-26T00:00:00-07:002010-07-26T00:00:00-07:002010-18172Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18172.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18168.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt NASD Rule 3210 (Short Sale Delivery Requirements) as FINRA Rule 4320 in the Consolidated FINRA Rulebook2010-07-26T00:00:00-07:002010-07-26T00:00:00-07:002010-18168Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18168.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18167.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities2010-07-26T00:00:00-07:002010-07-26T00:00:00-07:002010-18167Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18167.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18166.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities2010-07-26T00:00:00-07:002010-07-26T00:00:00-07:002010-18166Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18166.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18165.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule2010-07-26T00:00:00-07:002010-07-26T00:00:00-07:002010-18165Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18165.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18164.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism Until July 18, 20112010-07-26T00:00:00-07:002010-07-26T00:00:00-07:002010-18164Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18164.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18160.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the United States Commodity Index Fund2010-07-26T00:00:00-07:002010-07-26T00:00:00-07:002010-18160Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18160.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18159.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change Relating to the Establishment of NASDAQ OMX PSX as a Platform for Trading NMS Stocks2010-07-26T00:00:00-07:002010-07-26T00:00:00-07:002010-18159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18159.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18158.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc; Order Approving a Proposed Rule Change Relating to Direct Edge, Inc.2010-07-26T00:00:00-07:002010-07-26T00:00:00-07:002010-18158Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18158.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/26/2010-18157.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Direct Edge, Inc.2010-07-26T00:00:00-07:002010-07-26T00:00:00-07:002010-18157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-26/pdf/2010-18157.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18210.htmlNotice - Sunshine Act Meeting2010-07-23T00:00:00-07:002010-07-23T00:00:00-07:002010-18210Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18210.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18072.htmlNotice - Proposed Collection; Comment Request2010-07-23T00:00:00-07:002010-07-23T00:00:00-07:002010-18072Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18072.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18071.htmlNotice - Proposed Collection; Comment Request2010-07-23T00:00:00-07:002010-07-23T00:00:00-07:002010-18071Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18071.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18070.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From Nasdaq Execution Services2010-07-23T00:00:00-07:002010-07-23T00:00:00-07:002010-18070Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18070.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18069.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Modified Rules for Qualified Contingent Cross Orders2010-07-23T00:00:00-07:002010-07-23T00:00:00-07:002010-18069Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18069.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18068.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.142010-07-23T00:00:00-07:002010-07-23T00:00:00-07:002010-18068Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18068.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18067.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.142010-07-23T00:00:00-07:002010-07-23T00:00:00-07:002010-18067Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18067.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18037.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend BATS Rules 2.5 and 17.2 To Establish a Registration Requirement for Principals2010-07-23T00:00:00-07:002010-07-23T00:00:00-07:002010-18037Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18037.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18036.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders2010-07-23T00:00:00-07:002010-07-23T00:00:00-07:002010-18036Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18036.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18035.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program2010-07-23T00:00:00-07:002010-07-23T00:00:00-07:002010-18035Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18035.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/23/2010-18034.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process Until July 18, 20112010-07-23T00:00:00-07:002010-07-23T00:00:00-07:002010-18034Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-23/pdf/2010-18034.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17931.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Codes of Arbitration Procedure To Provide for Attorney Representation of Non-Party Witnesses in Arbitration2010-07-22T00:00:00-07:002010-07-22T00:00:00-07:002010-17931Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17931.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17930.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc., as Modified by Amendment No. 1 Thereto, Relating to Registration and Qualification Requirements for PSX2010-07-22T00:00:00-07:002010-07-22T00:00:00-07:002010-17930Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17930.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17929.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity2010-07-22T00:00:00-07:002010-07-22T00:00:00-07:002010-17929Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17929.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17928.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Qualification Standards for Market Makers To Receive a Rebate for Adding Liquidity2010-07-22T00:00:00-07:002010-07-22T00:00:00-07:002010-17928Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17928.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17927.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes With Respect to Foreign Currency Options Orders2010-07-22T00:00:00-07:002010-07-22T00:00:00-07:002010-17927Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17927.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17926.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delta Hedge Exemptions2010-07-22T00:00:00-07:002010-07-22T00:00:00-07:002010-17926Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17926.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17925.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options2010-07-22T00:00:00-07:002010-07-22T00:00:00-07:002010-17925Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17925.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17897.htmlRule - Technical Amendment to Rules of Organization; Conduct and Ethics; and Information and Requests2010-07-22T00:00:00-07:002010-07-22T00:00:00-07:002010-17897Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17897.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17851.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Short Term Option Program2010-07-22T00:00:00-07:002010-07-22T00:00:00-07:002010-17851Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17851.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/22/2010-17615.htmlProposed Rule - Concept Release on the U.S. Proxy System2010-07-22T00:00:00-07:002010-07-22T00:00:00-07:002010-17615Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-22/pdf/2010-17615.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/21/2010-17749.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Regarding Listing and Trading Shares of AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF2010-07-21T00:00:00-07:002010-07-21T00:00:00-07:002010-17749Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-21/pdf/2010-17749.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17658-2.htmlRule - Adoption of Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission and Revisions to the Commission's Ethics Rules2010-07-20T00:00:00-07:002010-07-20T00:00:00-07:002010-17658-2Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17658-2.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17658.htmlRule - Adoption of Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission and Revisions to the Commission's Ethics Rules2010-07-20T00:00:00-07:002010-07-20T00:00:00-07:002010-17658Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17658.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17644.htmlNotice - Submission for OMB Review; Comment Request2010-07-20T00:00:00-07:002010-07-20T00:00:00-07:002010-17644Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17644.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17643.htmlNotice - Submission for OMB Review; Comment Request2010-07-20T00:00:00-07:002010-07-20T00:00:00-07:002010-17643Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17643.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17642.htmlNotice - Submission for OMB Review; Comment Request2010-07-20T00:00:00-07:002010-07-20T00:00:00-07:002010-17642Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17642.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17641.htmlNotice - Submission for OMB Review; Comment Request2010-07-20T00:00:00-07:002010-07-20T00:00:00-07:002010-17641Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17641.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17640.htmlNotice - Submission for OMB Review; Comment Request2010-07-20T00:00:00-07:002010-07-20T00:00:00-07:002010-17640Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17640.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17639.htmlNotice - Proposed Collection; Comment Request2010-07-20T00:00:00-07:002010-07-20T00:00:00-07:002010-17639Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17639.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/20/2010-17637.htmlNotice - Federated Enhanced Treasury Income Fund, et al.; Notice of Application2010-07-20T00:00:00-07:002010-07-20T00:00:00-07:002010-17637Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-20/pdf/2010-17637.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17661.htmlNotice - Sunshine Act Meeting2010-07-19T00:00:00-07:002010-07-19T00:00:00-07:002010-17661Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-19/pdf/2010-17661.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17599.htmlNotice - Sunshine Act Meeting2010-07-19T00:00:00-07:002010-07-19T00:00:00-07:002010-17599Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-19/pdf/2010-17599.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17494.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Application of NASDAQ Rule 4611(d)2010-07-19T00:00:00-07:002010-07-19T00:00:00-07:002010-17494Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-19/pdf/2010-17494.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17493.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Modify Rule 7019 Governing Market Data Distribution Fees2010-07-19T00:00:00-07:002010-07-19T00:00:00-07:002010-17493Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-19/pdf/2010-17493.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17492.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to the Continuing Disclosure Service of the MSRB Electronic Municipal Market Access (EMMA) System2010-07-19T00:00:00-07:002010-07-19T00:00:00-07:002010-17492Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-19/pdf/2010-17492.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17491.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Establishing a Fee and Credit Structure for Trading Nasdaq-Listed Securities on the Exchange Pursuant to Unlisted Trading Privileges and Implementing a New Fee for Crossing Session II for Both Listed and Traded Securities2010-07-19T00:00:00-07:002010-07-19T00:00:00-07:002010-17491Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-19/pdf/2010-17491.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17490.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Establish Trading Collars for Market Orders2010-07-19T00:00:00-07:002010-07-19T00:00:00-07:002010-17490Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-19/pdf/2010-17490.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/19/2010-17489.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division To Change the Classification of U.S. Branches or Agencies of Non-U.S. Banks From Foreign to U.S. Members2010-07-19T00:00:00-07:002010-07-19T00:00:00-07:002010-17489Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-19/pdf/2010-17489.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/16/2010-17495.htmlNotice - In the Matter of E-Sync Networks, Inc. (n/k/a ESNI, Inc.), EchoCath, Inc., Edison Brothers Stores, Inc., Electronic Technology Group, Inc. (n/k/a SolutionNet International, Inc.), EMCEE Broadcast Products, Inc., ERD Waste Corp., Eurasia Gold Fields, Inc., European Micro Holdings, Inc., and Exotech, Inc.; Order of Suspension of Trading2010-07-16T00:00:00-07:002010-07-16T00:00:00-07:002010-17495Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-16/pdf/2010-17495.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/16/2010-17356.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt FINRA Rule 4210 (Margin Requirements), FINRA Rule 4220 (Daily Record of Required Margin) and FINRA Rule 4230 (Required Submissions for Requests for Extensions of Time Under Regulation T and SEC Rule 15c3-3) in the Consolidated FINRA Rulebook2010-07-16T00:00:00-07:002010-07-16T00:00:00-07:002010-17356Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-16/pdf/2010-17356.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/16/2010-17355.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC and NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Procedures With Respect to Comparison of Executed Transactions2010-07-16T00:00:00-07:002010-07-16T00:00:00-07:002010-17355Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-16/pdf/2010-17355.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17359.htmlNotice - Fineline Holdings, Inc., Order of Suspension of Trading2010-07-15T00:00:00-07:002010-07-15T00:00:00-07:002010-17359Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17359.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17275.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating To Amending the Codes of Arbitration Procedure To Increase the Number of Arbitrators on Lists Generated by the Neutral List Selection System2010-07-15T00:00:00-07:002010-07-15T00:00:00-07:002010-17275Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17275.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17274.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Amendment Nos. 2 and 3, and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To Adopt as a Pilot Program a New Rule Series for the Trading of Securities Listed on the Nasdaq Stock Market Pursuant to Unlisted Trading Privileges, and Amending Existing NYSE Amex Equities Rules as Needed To Accommodate the Trading of Nasdaq-Listed Securities on the Exchange2010-07-15T00:00:00-07:002010-07-15T00:00:00-07:002010-17274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17274.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17215.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amending the Direct Edge ECN Fee Schedule; Correction2010-07-15T00:00:00-07:002010-07-15T00:00:00-07:002010-17215Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17215.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17195.htmlNotice - Proposed Collection; Comment Request2010-07-15T00:00:00-07:002010-07-15T00:00:00-07:002010-17195Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17195.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17194.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Options on the Sprott Physical Gold Trust2010-07-15T00:00:00-07:002010-07-15T00:00:00-07:002010-17194Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17194.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17193.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees and Rebates for Adding and Removing Liquidity2010-07-15T00:00:00-07:002010-07-15T00:00:00-07:002010-17193Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17193.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17192.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing of the Wilshire Micro-Cap ETF2010-07-15T00:00:00-07:002010-07-15T00:00:00-07:002010-17192Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17192.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17191.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities2010-07-15T00:00:00-07:002010-07-15T00:00:00-07:002010-17191Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17191.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17190.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure)2010-07-15T00:00:00-07:002010-07-15T00:00:00-07:002010-17190Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17190.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/14/2010-17113.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 46-NYSE Amex Equities To Permit the Exchange Chairman To Designate More or Less Than Twenty (20) Floor Governors, as Needed2010-07-14T00:00:00-07:002010-07-14T00:00:00-07:002010-17113Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-14/pdf/2010-17113.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/14/2010-17112.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 46 To Permit the Exchange Chairman To Designate More or Less Than Twenty (20) Floor Governors, as Needed2010-07-14T00:00:00-07:002010-07-14T00:00:00-07:002010-17112Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-14/pdf/2010-17112.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/14/2010-16559.htmlRule - Political Contributions by Certain Investment Advisers2010-07-14T00:00:00-07:002010-07-14T00:00:00-07:002010-16559Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-14/pdf/2010-16559.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16997.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Enable the Listing and Trading of Options on the Sprott Physical Gold Trust2010-07-13T00:00:00-07:002010-07-13T00:00:00-07:002010-16997Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16997.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16995.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Listing and Trading on BOX of Options on the ETFS Gold Trust, the ETFS Silver Trust, the ETFS Palladium Trust and the ETFS Platinum Trust2010-07-13T00:00:00-07:002010-07-13T00:00:00-07:002010-16995Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16995.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16994.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule With Respect to Firm Proprietary-Manual Tiered Pricing2010-07-13T00:00:00-07:002010-07-13T00:00:00-07:002010-16994Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16994.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16993.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the CBOE Stock Exchange Fee Schedule2010-07-13T00:00:00-07:002010-07-13T00:00:00-07:002010-16993Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16993.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16992.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program That Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE BondsSM2010-07-13T00:00:00-07:002010-07-13T00:00:00-07:002010-16992Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16992.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16991.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To List Options on Trust Issued Receipts in $1 Strike Intervals2010-07-13T00:00:00-07:002010-07-13T00:00:00-07:002010-16991Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16991.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16990.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC To Expand its $1 Strike Program2010-07-13T00:00:00-07:002010-07-13T00:00:00-07:002010-16990Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16990.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16989.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Expand Its $1 Strike Program2010-07-13T00:00:00-07:002010-07-13T00:00:00-07:002010-16989Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16989.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16988.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to the Restated Certificate of Incorporation of Financial Industry Regulatory Authority, Inc.2010-07-13T00:00:00-07:002010-07-13T00:00:00-07:002010-16988Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16988.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16987.htmlNotice - AXA Equitable Life Insurance Company, et al.; Notice of Application2010-07-13T00:00:00-07:002010-07-13T00:00:00-07:002010-16987Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16987.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/12/2010-17057.htmlNotice - Sunshine Act Meeting2010-07-12T00:00:00-07:002010-07-12T00:00:00-07:002010-17057Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-17057.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16866.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 11000 Series (Uniform Practice Code) in the Consolidated FINRA Rulebook2010-07-12T00:00:00-07:002010-07-12T00:00:00-07:002010-16866Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16866.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16852.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Rule Change by NYSE Arca, Inc. Amending Its Fee Schedule2010-07-12T00:00:00-07:002010-07-12T00:00:00-07:002010-16852Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16852.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16851.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To List Options on Trust Issued Receipts in $1 Strike Intervals2010-07-12T00:00:00-07:002010-07-12T00:00:00-07:002010-16851Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16851.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16850.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Expand Its $1 Strike Program2010-07-12T00:00:00-07:002010-07-12T00:00:00-07:002010-16850Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16850.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16847.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Regarding Membership and Mutual Fund Services2010-07-12T00:00:00-07:002010-07-12T00:00:00-07:002010-16847Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16847.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16846.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Routing Fees2010-07-12T00:00:00-07:002010-07-12T00:00:00-07:002010-16846Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16846.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16841.htmlNotice - Proposed Collection; Comment Request2010-07-12T00:00:00-07:002010-07-12T00:00:00-07:002010-16841Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16841.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/09/C1-2010-16106.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Amend the Bylaws of NYSE Euronext To Adopt a Majority Voting Standard in Uncontested Elections of Directors2010-07-09T00:00:00-07:002010-07-09T00:00:00-07:00C1-2010-16106Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/C1-2010-16106.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16888.htmlNotice - Sunshine Act Meeting2010-07-09T00:00:00-07:002010-07-09T00:00:00-07:002010-16888Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16888.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16754.htmlNotice - Nationwide Life Insurance Company,et al.; Notice of Application2010-07-09T00:00:00-07:002010-07-09T00:00:00-07:002010-16754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16754.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16749.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the International Securities Exchange, LLC To Expand and Permanently Establish Its Short Term Option Series Program2010-07-09T00:00:00-07:002010-07-09T00:00:00-07:002010-16749Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16749.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16748.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its $1 Strike Program2010-07-09T00:00:00-07:002010-07-09T00:00:00-07:002010-16748Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16748.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16747.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGX Fee Schedule To Impose Fees for Physical Ports Used To Connect to EDGX Exchange2010-07-09T00:00:00-07:002010-07-09T00:00:00-07:002010-16747Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16747.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16746.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGA Fee Schedule To Impose Fees for Physical Ports Used To Connect to EDGA Exchange2010-07-09T00:00:00-07:002010-07-09T00:00:00-07:002010-16746Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16746.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16698.htmlProposed Rule - Elimination of Flash Order Exception From Rule 602 of Regulation NMS2010-07-09T00:00:00-07:002010-07-09T00:00:00-07:002010-16698Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16698.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16688.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its $1 Strike Program2010-07-09T00:00:00-07:002010-07-09T00:00:00-07:002010-16688Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16688.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16687.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed FINRA Rule 6490 (Processing of Company-Related Actions) To Clarify the Scope of FINRA's Authority When Processing Documents Related to Announcements for Company-Related Actions for Non-Exchange Listed Securities and To Implement Fees for Such Services2010-07-09T00:00:00-07:002010-07-09T00:00:00-07:002010-16687Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16687.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16686.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Payments That CBOE Makes to CBOE Trading Permit Holders That Participate in a Program Under Which CBOE Subsidizes the Costs of Providing and/or Using Certain Order Routing Functionalities2010-07-09T00:00:00-07:002010-07-09T00:00:00-07:002010-16686Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16686.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16685.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Financial Industry Regulatory Authority, Inc. Online Form NMA2010-07-09T00:00:00-07:002010-07-09T00:00:00-07:002010-16685Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16685.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/09/2010-16682.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Granting Approval of Proposed Rule Change To Expand Its $1 Strike Program to 150 Classes2010-07-09T00:00:00-07:002010-07-09T00:00:00-07:002010-16682Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-09/pdf/2010-16682.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16669.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16669Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16669.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16668.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16668Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16668.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16667.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Additional Underlying Interests for Commodity Futures and Commodity Options Available to ELX Futures, L.P. for Clearing and Settlement Services2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16667Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16667.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16567.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Extend the Last Sale Data Feeds Pilot Program2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16567Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16567.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16566.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of EDGA Exchange, Inc.2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16566Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16566.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16563.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of EDGX Exchange, Inc.2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16563Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16563.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16547.htmlNotice - Submission for OMB Review; Comment Request2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16547Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16547.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16546.htmlNotice - Submission for OMB Review; Comment Request2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16546Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16546.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16545.htmlNotice - Submission for OMB Review; Comment Request2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16545Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16545.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16544.htmlNotice - Submission for OMB Review; Comment Request2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16544Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16544.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16543.htmlNotice - Submission for OMB Review; Comment Request2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16543.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16542.htmlNotice - Submission for OMB Review; Comment Request2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16542Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16542.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16541.htmlNotice - Submission for OMB Review; Comment Request2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16541Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16541.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16540.htmlNotice - Submission for OMB Review; Comment Request2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16540Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16540.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16539.htmlNotice - Submission for OMB Review; Comment Request2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16539Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16539.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16538.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Fee Schedule2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16538Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16538.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16537.htmlNotice - Submission for OMB Review; Comment Request2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16537Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16537.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16536.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Market Maker Authorized Traders2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16536Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16536.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16535.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.13, Entitled “Order Execution”2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16535Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16535.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16534.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Options Floor Broker Subsidy2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16534Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16534.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16533.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX LLC Agreement2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16533Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16533.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/08/2010-16532.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to List and Trade Shares of the ETFS Precious Metals Basket Trust2010-07-08T00:00:00-07:002010-07-08T00:00:00-07:002010-16532Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-08/pdf/2010-16532.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16429.htmlNotice - Self-Regulatory Organization; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by OneChicago Amending Position Limits2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16429Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16429.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16413.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend ISE Rule 2102 To Add Additional Securities to the Pilot Rule2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16413Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16413.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16412.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGX Rule 11.14, Entitled “Trading Halts Due to Extraordinary Volatility.”2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16412Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16412.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16411.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility)2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16411Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16411.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16410.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGA Rule 11.14, Entitled “Trading Halts Due to Extraordinary Volatility”2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16410Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16410.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16409.htmlNotice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. To Amend IM-4120-32010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16409Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16409.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16408.htmlNotice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by The NASDAQ Stock Market LLC to Amend NASDAQ Rule 4120(a)(11) To Add Securities Included in the Russell 1000® Index (“Russell 1000”) and Specified Exchange Traded Products (“ETP”) to the Pilot Rule2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16408Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16408.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16407.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 7.11 To Add Additional Securities to the Pilot Rule2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16407Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16407.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16406.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C To Add Additional Securities to the Pilot Rule2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16406Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16406.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16405.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 80C To Add Additional Securities to the Pilot Rule2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16405Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16405.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16404.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Include Additional Securities in the Trading Halt Pilot Program Under Exchange Rule 11.20B2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16404Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16404.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16403.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Individual Stock Trading Pauses Due to Extraordinary Market Volatility2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16403Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16403.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16402.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend the List of Securities Subject to an Individual Circuit Breaker2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16402Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16402.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16401.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.18, Entitled “Trading Halts Due to Extraordinary Market Volatility.”2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16401Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16401.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/06/C1-2010-15649.htmlNotice - Self[dash]Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood To Also Include FINRA, as Applicable2010-07-06T00:00:00-07:002010-07-06T00:00:00-07:00C1-2010-15649Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/C1-2010-15649.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16452.htmlNotice - Sunshine Act Meeting2010-07-06T00:00:00-07:002010-07-06T00:00:00-07:002010-16452Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16452.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16310.htmlNotice - Proposed Collection; Comment Request2010-07-06T00:00:00-07:002010-07-06T00:00:00-07:002010-16310Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16310.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16309.htmlNotice - Proposed Collection; Comment Request2010-07-06T00:00:00-07:002010-07-06T00:00:00-07:002010-16309Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16309.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16308.htmlNotice - Proposed Collection; Comment Request2010-07-06T00:00:00-07:002010-07-06T00:00:00-07:002010-16308Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16308.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16307.htmlNotice - Proposed Collection; Comment Request2010-07-06T00:00:00-07:002010-07-06T00:00:00-07:002010-16307Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16307.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16306.htmlNotice - Proposed Collection; Comment Request2010-07-06T00:00:00-07:002010-07-06T00:00:00-07:002010-16306Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16306.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16291.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Codify Prices for Co-Location Services2010-07-06T00:00:00-07:002010-07-06T00:00:00-07:002010-16291Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16291.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16290.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Free Trial Period for the Use of Correlix, Inc. Data Latency Products in the NASDAQ Market Center2010-07-06T00:00:00-07:002010-07-06T00:00:00-07:002010-16290Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16290.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/06/2010-16289.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections2010-07-06T00:00:00-07:002010-07-06T00:00:00-07:002010-16289Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-06/pdf/2010-16289.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/02/C1-2010-14360.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 405(4)-NYSE Amex Equities to Correspond with Rule Changes of the Financial Industry Regulatory Authority, Inc.2010-07-02T00:00:00-07:002010-07-02T00:00:00-07:00C1-2010-14360Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/C1-2010-14360.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/02/C1-2010-12986.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Options on Conventional Index-Linked Securities and Amendment to the Options Disclosure Document Inside Front Cover2010-07-02T00:00:00-07:002010-07-02T00:00:00-07:00C1-2010-12986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/C1-2010-12986.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16147.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Relating to Fees for the ISE Order Feed2010-07-02T00:00:00-07:002010-07-02T00:00:00-07:002010-16147Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16147.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16146.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change To Codify Prices for Co-Location Services2010-07-02T00:00:00-07:002010-07-02T00:00:00-07:002010-16146Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16146.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16145.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change To Codify Prices for Co-Location Services2010-07-02T00:00:00-07:002010-07-02T00:00:00-07:002010-16145Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16145.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16144.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections2010-07-02T00:00:00-07:002010-07-02T00:00:00-07:002010-16144Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16144.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16143.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections2010-07-02T00:00:00-07:002010-07-02T00:00:00-07:002010-16143Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16143.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16142.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List Options on Trust Issued Receipts in $1 Strike Intervals2010-07-02T00:00:00-07:002010-07-02T00:00:00-07:002010-16142Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16142.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16141.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of the Initial Fees for Post-Demutualization Trading Permits, Tier Appointment and Bandwidth Packets2010-07-02T00:00:00-07:002010-07-02T00:00:00-07:002010-16141Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16141.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16124.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Certain Rule Text Which Has Been Made Unnecessary Due to the Decommissioning of the OCC Hub2010-07-02T00:00:00-07:002010-07-02T00:00:00-07:002010-16124Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16124.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16108.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance the Process for Transfers Through the Automated Customer Account Transfer Service2010-07-02T00:00:00-07:002010-07-02T00:00:00-07:002010-16108Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16108.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16107.htmlNotice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of Proposed Rule Change To Revise Its Procedures Regarding Securities Delivered To or From Participant Accounts Through the Automated Customer Account Transfer Service of National Securities Clearing Corporation2010-07-02T00:00:00-07:002010-07-02T00:00:00-07:002010-16107Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16107.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16106.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Amend the Bylaws of NYSE Euronext To Adopt a Majority Voting Standard in Uncontested Elections of Directors2010-07-02T00:00:00-07:002010-07-02T00:00:00-07:002010-16106Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16106.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/02/2010-16105.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Amend the Bylaws of NYSE Euronext To Adopt a Majority Voting Standard in Uncontested Elections of Directors2010-07-02T00:00:00-07:002010-07-02T00:00:00-07:002010-16105Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-02/pdf/2010-16105.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/01/2010-16038.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402010-07-01T00:00:00-07:002010-07-01T00:00:00-07:002010-16038Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-01/pdf/2010-16038.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/01/2010-15999.htmlNotice - Korea Finance Corporation; Notice of Application2010-07-01T00:00:00-07:002010-07-01T00:00:00-07:002010-15999Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-01/pdf/2010-15999.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/01/2010-15998.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Conforming Changes in Connection With Demutualization2010-07-01T00:00:00-07:002010-07-01T00:00:00-07:002010-15998Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-01/pdf/2010-15998.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/01/2010-15997.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Establish the Nasdaq Short Sale Volume and Monthly Short Sale Transaction Service and Related Fees2010-07-01T00:00:00-07:002010-07-01T00:00:00-07:002010-15997Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-01/pdf/2010-15997.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/01/2010-15996.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for FLEX Equity Options2010-07-01T00:00:00-07:002010-07-01T00:00:00-07:002010-15996Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-01/pdf/2010-15996.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/01/2010-15995.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Deletion of Obsolete CBOE Rule 2.502010-07-01T00:00:00-07:002010-07-01T00:00:00-07:002010-15995Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-01/pdf/2010-15995.pdf