Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/07/29?limit=200&registers=between&mode=atom 2024-12-24T23:21:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18675.html Notice - Northern Funds, et al.; Notice of Application 2010-07-29T00:00:00-07:00 2010-07-29T00:00:00-07:00 2010-18675 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18675.pdf https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18673.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees Assessed for Supplemental MPIDs 2010-07-29T00:00:00-07:00 2010-07-29T00:00:00-07:00 2010-18673 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18673.pdf https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18672.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols 2010-07-29T00:00:00-07:00 2010-07-29T00:00:00-07:00 2010-18672 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18672.pdf https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18671.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, To Amend Certain Corporate Governance Disclosure Requirements for Listed Companies 2010-07-29T00:00:00-07:00 2010-07-29T00:00:00-07:00 2010-18671 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18671.pdf https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18608.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend Addendum C of Its Rules and Procedures To Implement Risk Enhancements to Its Stock Borrow Program 2010-07-29T00:00:00-07:00 2010-07-29T00:00:00-07:00 2010-18608 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18608.pdf https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18607.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend OCC's By-Laws and Rules To Change Its Method of Holding Certain Securities Pledged by Members To Satisfy Margin and Clearing Fund Obligations 2010-07-29T00:00:00-07:00 2010-07-29T00:00:00-07:00 2010-18607 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18607.pdf https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18584.html Notice - Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues 2010-07-29T00:00:00-07:00 2010-07-29T00:00:00-07:00 2010-18584 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18584.pdf https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18573.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for Boston Options Exchange To Receive Inbound Routes of Orders From Nasdaq Options Services 2010-07-29T00:00:00-07:00 2010-07-29T00:00:00-07:00 2010-18573 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18573.pdf https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18572.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the $1 Strike Program on the Boston Options Exchange Facility 2010-07-29T00:00:00-07:00 2010-07-29T00:00:00-07:00 2010-18572 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18572.pdf