<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/07/29?registers=between Mon, 13 May 2024 03:26:46 -0700 Mon, 13 May 2024 03:26:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/07/29?registers=between Notice - Northern Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18675.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18675.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18675 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18675.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees Assessed for Supplemental MPIDs https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18673.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18673.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18673 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18673.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Rebates and Fees for Adding and Removing Liquidity in Select Symbols https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18672.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18672.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18672 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18672.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, To Amend Certain Corporate Governance Disclosure Requirements for Listed Companies https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18671.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18671.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18671 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18671.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend Addendum C of Its Rules and Procedures To Implement Risk Enhancements to Its Stock Borrow Program https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18608.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18608.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18608 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18608.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend OCC's By-Laws and Rules To Change Its Method of Holding Certain Securities Pledged by Members To Satisfy Margin and Clearing Fund Obligations https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18607.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18607.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18607 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18607.pdf Notice - Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18584.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18584.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18584 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18584.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for Boston Options Exchange To Receive Inbound Routes of Orders From Nasdaq Options Services https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18573.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18573.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18573 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18573.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the $1 Strike Program on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18572.html https://regulations.justia.com/regulations/fedreg/2010/07/29/2010-18572.html Thu, 29 Jul 2010 00:00:00 -0700 2010-18572 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-29/pdf/2010-18572.pdf