Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/07/15?limit=200&registers=between&mode=atom 2024-11-25T18:39:27-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17359.html Notice - Fineline Holdings, Inc., Order of Suspension of Trading 2010-07-15T00:00:00-07:00 2010-07-15T00:00:00-07:00 2010-17359 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17359.pdf https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17275.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating To Amending the Codes of Arbitration Procedure To Increase the Number of Arbitrators on Lists Generated by the Neutral List Selection System 2010-07-15T00:00:00-07:00 2010-07-15T00:00:00-07:00 2010-17275 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17275.pdf https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17274.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Amendment Nos. 2 and 3, and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To Adopt as a Pilot Program a New Rule Series for the Trading of Securities Listed on the Nasdaq Stock Market Pursuant to Unlisted Trading Privileges, and Amending Existing NYSE Amex Equities Rules as Needed To Accommodate the Trading of Nasdaq-Listed Securities on the Exchange 2010-07-15T00:00:00-07:00 2010-07-15T00:00:00-07:00 2010-17274 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17274.pdf https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17215.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amending the Direct Edge ECN Fee Schedule; Correction 2010-07-15T00:00:00-07:00 2010-07-15T00:00:00-07:00 2010-17215 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17215.pdf https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17195.html Notice - Proposed Collection; Comment Request 2010-07-15T00:00:00-07:00 2010-07-15T00:00:00-07:00 2010-17195 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17195.pdf https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17194.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Options on the Sprott Physical Gold Trust 2010-07-15T00:00:00-07:00 2010-07-15T00:00:00-07:00 2010-17194 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17194.pdf https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17193.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees and Rebates for Adding and Removing Liquidity 2010-07-15T00:00:00-07:00 2010-07-15T00:00:00-07:00 2010-17193 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17193.pdf https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17192.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing of the Wilshire Micro-Cap ETF 2010-07-15T00:00:00-07:00 2010-07-15T00:00:00-07:00 2010-17192 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17192.pdf https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17191.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 4753(c) as a Six Month Pilot in 100 NASDAQ-Listed Securities 2010-07-15T00:00:00-07:00 2010-07-15T00:00:00-07:00 2010-17191 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17191.pdf https://regulations.justia.com/regulations/fedreg/2010/07/15/2010-17190.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) 2010-07-15T00:00:00-07:00 2010-07-15T00:00:00-07:00 2010-17190 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-15/pdf/2010-17190.pdf