<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/07/13?registers=between Tue, 14 May 2024 06:29:00 -0700 Tue, 14 May 2024 06:29:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/07/13?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Enable the Listing and Trading of Options on the Sprott Physical Gold Trust https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16997.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16997.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16997 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16997.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Listing and Trading on BOX of Options on the ETFS Gold Trust, the ETFS Silver Trust, the ETFS Palladium Trust and the ETFS Platinum Trust https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16995.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16995.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16995 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16995.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule With Respect to Firm Proprietary-Manual Tiered Pricing https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16994.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16994.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16994 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16994.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the CBOE Stock Exchange Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16993.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16993.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16993 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16993.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program That Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE BondsSM https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16992.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16992.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16992 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16992.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To List Options on Trust Issued Receipts in $1 Strike Intervals https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16991.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16991.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16991 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16991.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC To Expand its $1 Strike Program https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16990.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16990.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16990 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16990.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Expand Its $1 Strike Program https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16989.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16989.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16989 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16989.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to the Restated Certificate of Incorporation of Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16988.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16988.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16988 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16988.pdf Notice - AXA Equitable Life Insurance Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16987.html https://regulations.justia.com/regulations/fedreg/2010/07/13/2010-16987.html Tue, 13 Jul 2010 00:00:00 -0700 2010-16987 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-13/pdf/2010-16987.pdf