Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/07/12?limit=200&registers=between&mode=atom 2024-05-12T14:25:13-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-17057.html Notice - Sunshine Act Meeting 2010-07-12T00:00:00-07:00 2010-07-12T00:00:00-07:00 2010-17057 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-17057.pdf https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16866.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 11000 Series (Uniform Practice Code) in the Consolidated FINRA Rulebook 2010-07-12T00:00:00-07:00 2010-07-12T00:00:00-07:00 2010-16866 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16866.pdf https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16852.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Rule Change by NYSE Arca, Inc. Amending Its Fee Schedule 2010-07-12T00:00:00-07:00 2010-07-12T00:00:00-07:00 2010-16852 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16852.pdf https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16851.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To List Options on Trust Issued Receipts in $1 Strike Intervals 2010-07-12T00:00:00-07:00 2010-07-12T00:00:00-07:00 2010-16851 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16851.pdf https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16850.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Expand Its $1 Strike Program 2010-07-12T00:00:00-07:00 2010-07-12T00:00:00-07:00 2010-16850 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16850.pdf https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16847.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Regarding Membership and Mutual Fund Services 2010-07-12T00:00:00-07:00 2010-07-12T00:00:00-07:00 2010-16847 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16847.pdf https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16846.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Routing Fees 2010-07-12T00:00:00-07:00 2010-07-12T00:00:00-07:00 2010-16846 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16846.pdf https://regulations.justia.com/regulations/fedreg/2010/07/12/2010-16841.html Notice - Proposed Collection; Comment Request 2010-07-12T00:00:00-07:00 2010-07-12T00:00:00-07:00 2010-16841 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-12/pdf/2010-16841.pdf