<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/07/07?registers=between Sat, 11 May 2024 03:24:48 -0700 Sat, 11 May 2024 03:24:48 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/07/07?registers=between Notice - Self-Regulatory Organization; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by OneChicago Amending Position Limits https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16429.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16429.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16429 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16429.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend ISE Rule 2102 To Add Additional Securities to the Pilot Rule https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16413.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16413.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16413 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16413.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGX Rule 11.14, Entitled “Trading Halts Due to Extraordinary Volatility.” https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16412.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16412.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16412 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16412.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16411.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16411.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16411 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16411.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGA Rule 11.14, Entitled “Trading Halts Due to Extraordinary Volatility” https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16410.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16410.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16410 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16410.pdf Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. To Amend IM-4120-3 https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16409.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16409.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16409 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16409.pdf Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by The NASDAQ Stock Market LLC to Amend NASDAQ Rule 4120(a)(11) To Add Securities Included in the Russell 1000® Index (“Russell 1000”) and Specified Exchange Traded Products (“ETP”) to the Pilot Rule https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16408.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16408.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16408 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16408.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 7.11 To Add Additional Securities to the Pilot Rule https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16407.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16407.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16407 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16407.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C To Add Additional Securities to the Pilot Rule https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16406.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16406.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16406 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16406.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 80C To Add Additional Securities to the Pilot Rule https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16405.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16405.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16405 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16405.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Include Additional Securities in the Trading Halt Pilot Program Under Exchange Rule 11.20B https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16404.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16404.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16404 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16404.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Individual Stock Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16403.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16403.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16403 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16403.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend the List of Securities Subject to an Individual Circuit Breaker https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16402.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16402.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16402 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16402.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.18, Entitled “Trading Halts Due to Extraordinary Market Volatility.” https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16401.html https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16401.html Wed, 07 Jul 2010 00:00:00 -0700 2010-16401 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16401.pdf