Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/07/07?limit=200®isters=between&mode=atom2024-05-11T04:23:31-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16429.htmlNotice - Self-Regulatory Organization; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by OneChicago Amending Position Limits2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16429Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16429.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16413.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend ISE Rule 2102 To Add Additional Securities to the Pilot Rule2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16413Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16413.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16412.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGX Rule 11.14, Entitled “Trading Halts Due to Extraordinary Volatility.”2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16412Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16412.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16411.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility)2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16411Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16411.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16410.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGA Rule 11.14, Entitled “Trading Halts Due to Extraordinary Volatility”2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16410Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16410.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16409.htmlNotice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. To Amend IM-4120-32010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16409Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16409.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16408.htmlNotice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by The NASDAQ Stock Market LLC to Amend NASDAQ Rule 4120(a)(11) To Add Securities Included in the Russell 1000® Index (“Russell 1000”) and Specified Exchange Traded Products (“ETP”) to the Pilot Rule2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16408Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16408.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16407.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 7.11 To Add Additional Securities to the Pilot Rule2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16407Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16407.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16406.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C To Add Additional Securities to the Pilot Rule2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16406Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16406.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16405.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 80C To Add Additional Securities to the Pilot Rule2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16405Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16405.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16404.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Include Additional Securities in the Trading Halt Pilot Program Under Exchange Rule 11.20B2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16404Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16404.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16403.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Individual Stock Trading Pauses Due to Extraordinary Market Volatility2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16403Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16403.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16402.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend the List of Securities Subject to an Individual Circuit Breaker2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16402Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16402.pdfhttps://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16401.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.18, Entitled “Trading Halts Due to Extraordinary Market Volatility.”2010-07-07T00:00:00-07:002010-07-07T00:00:00-07:002010-16401Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16401.pdf