Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/07/07?limit=200&registers=between&mode=atom 2024-05-11T04:23:31-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16429.html Notice - Self-Regulatory Organization; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by OneChicago Amending Position Limits 2010-07-07T00:00:00-07:00 2010-07-07T00:00:00-07:00 2010-16429 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16429.pdf https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16413.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend ISE Rule 2102 To Add Additional Securities to the Pilot Rule 2010-07-07T00:00:00-07:00 2010-07-07T00:00:00-07:00 2010-16413 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16413.pdf https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16412.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGX Rule 11.14, Entitled “Trading Halts Due to Extraordinary Volatility.” 2010-07-07T00:00:00-07:00 2010-07-07T00:00:00-07:00 2010-16412 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16412.pdf https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16411.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) 2010-07-07T00:00:00-07:00 2010-07-07T00:00:00-07:00 2010-16411 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16411.pdf https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16410.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGA Rule 11.14, Entitled “Trading Halts Due to Extraordinary Volatility” 2010-07-07T00:00:00-07:00 2010-07-07T00:00:00-07:00 2010-16410 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16410.pdf https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16409.html Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. To Amend IM-4120-3 2010-07-07T00:00:00-07:00 2010-07-07T00:00:00-07:00 2010-16409 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16409.pdf https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16408.html Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by The NASDAQ Stock Market LLC to Amend NASDAQ Rule 4120(a)(11) To Add Securities Included in the Russell 1000® Index (“Russell 1000”) and Specified Exchange Traded Products (“ETP”) to the Pilot Rule 2010-07-07T00:00:00-07:00 2010-07-07T00:00:00-07:00 2010-16408 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16408.pdf https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16407.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 7.11 To Add Additional Securities to the Pilot Rule 2010-07-07T00:00:00-07:00 2010-07-07T00:00:00-07:00 2010-16407 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16407.pdf https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16406.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C To Add Additional Securities to the Pilot Rule 2010-07-07T00:00:00-07:00 2010-07-07T00:00:00-07:00 2010-16406 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16406.pdf https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16405.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 80C To Add Additional Securities to the Pilot Rule 2010-07-07T00:00:00-07:00 2010-07-07T00:00:00-07:00 2010-16405 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16405.pdf https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16404.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Include Additional Securities in the Trading Halt Pilot Program Under Exchange Rule 11.20B 2010-07-07T00:00:00-07:00 2010-07-07T00:00:00-07:00 2010-16404 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16404.pdf https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16403.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Individual Stock Trading Pauses Due to Extraordinary Market Volatility 2010-07-07T00:00:00-07:00 2010-07-07T00:00:00-07:00 2010-16403 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16403.pdf https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16402.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend the List of Securities Subject to an Individual Circuit Breaker 2010-07-07T00:00:00-07:00 2010-07-07T00:00:00-07:00 2010-16402 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16402.pdf https://regulations.justia.com/regulations/fedreg/2010/07/07/2010-16401.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.18, Entitled “Trading Halts Due to Extraordinary Market Volatility.” 2010-07-07T00:00:00-07:00 2010-07-07T00:00:00-07:00 2010-16401 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-07-07/pdf/2010-16401.pdf