Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/06?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-05-01T16:49:26-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2010/06/30/2010-16000.htmlNotice - Aris Industries, Inc., Bene Io, Inc., Commodore Separation Technologies, Inc., Food Integrated Technologies, Inc., Gap Instrument Corp., Skysat Communications Network Corp., and Vicon Fiber Optics Corp.; Order of Suspension of Trading2010-06-30T00:00:00-07:002010-06-30T00:00:00-07:002010-16000Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-30/pdf/2010-16000.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15893.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 7.11 To Set Forth How the Exchange Will Handle Order Flow During a Regulatory Halt for a Security Listed on an Exchange Other Than NYSE Arca2010-06-30T00:00:00-07:002010-06-30T00:00:00-07:002010-15893Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-30/pdf/2010-15893.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15892.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Revise Its By-Laws and Rules To Establish a Clearing Fund Amount Intended To Support Losses Under a Defined Set of Default Scenarios2010-06-30T00:00:00-07:002010-06-30T00:00:00-07:002010-15892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-30/pdf/2010-15892.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15887.htmlNotice - Lazard Global Total Return and Income Fund, Inc., et al.; Notice of Application2010-06-30T00:00:00-07:002010-06-30T00:00:00-07:002010-15887Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-30/pdf/2010-15887.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15825.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE AMEX LLC to Expand and Permanently Establish Its Short Term Option Program2010-06-30T00:00:00-07:002010-06-30T00:00:00-07:002010-15825Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-30/pdf/2010-15825.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15824.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Arca To Expand and Permanently Establish Its Short Term Option Program2010-06-30T00:00:00-07:002010-06-30T00:00:00-07:002010-15824Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-30/pdf/2010-15824.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15823.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange2010-06-30T00:00:00-07:002010-06-30T00:00:00-07:002010-15823Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-30/pdf/2010-15823.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/30/2010-15822.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement an Equity Rights Program2010-06-30T00:00:00-07:002010-06-30T00:00:00-07:002010-15822Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-30/pdf/2010-15822.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15821.htmlNotice - Sunshine Act; Notice of Meeting2010-06-29T00:00:00-07:002010-06-29T00:00:00-07:002010-15821Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15821.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15754.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Adopting NYSE Arca Equities Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood to Also Include FINRA, as Applicable2010-06-29T00:00:00-07:002010-06-29T00:00:00-07:002010-15754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15754.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15753.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Adopting Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood To Also Include FINRA, as Applicable2010-06-29T00:00:00-07:002010-06-29T00:00:00-07:002010-15753Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15753.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15752.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Listing and Trading of the WisdomTree Emerging Markets Local Debt Fund2010-06-29T00:00:00-07:002010-06-29T00:00:00-07:002010-15752Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15752.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15750.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing and Trading of WisdomTree Dreyfus Commodity Currency Fund Under NYSE Arca Equities Rule 8.6002010-06-29T00:00:00-07:002010-06-29T00:00:00-07:002010-15750Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15750.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15749.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding Listing and Trading Shares of AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF2010-06-29T00:00:00-07:002010-06-29T00:00:00-07:002010-15749Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15749.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15748.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 2.42010-06-29T00:00:00-07:002010-06-29T00:00:00-07:002010-15748Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15748.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15747.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Arca Equities Rule 7.10 Relating to Clearly Erroneous Executions2010-06-29T00:00:00-07:002010-06-29T00:00:00-07:002010-15747Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15747.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15746.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to the Guaranteed Allocation for Lead Market Makers and Directed Order Market Makers2010-06-29T00:00:00-07:002010-06-29T00:00:00-07:002010-15746Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15746.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/29/2010-15707.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish in the Market for OTC Equity Securities Certain Regulatory Protections Derived From Certain Rules Adopted by the Commission in the Market for Listed Securities2010-06-29T00:00:00-07:002010-06-29T00:00:00-07:002010-15707Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-29/pdf/2010-15707.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15706.htmlNotice - Sunshine Act Meeting2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15706Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15706.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15650.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Adopting New Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood to Also Include FINRA, as Applicable.2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15650Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15650.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15649.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood To Also Include FINRA, as Applicable2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15649Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15649.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15597.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 1000 Regarding Order Size Eligible for Automatic Execution2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15597Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15597.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15594.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000 Regarding Order Size Eligible for Automatic Execution2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15594Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15594.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15591.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to the CBSX Clearly Erroneous Policy2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15591Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15591.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15590.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Article 20, Rule 10 Regarding Clearly Erroneous Transactions2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15590Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15590.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15588.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 11.19, Entitled “Clearly Erroneous Executions”2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15588Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15588.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15550.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, To Amend NASDAQ OMX BX Rule 11890 Governing Clearly Erroneous Executions2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15550Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15550.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15549.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15549Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15549.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15547.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.17, entitled “Clearly Erroneous Executions”2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15547Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15547.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15546.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend EDGX Rule 11.13, Entitled “Clearly Erroneous Executions”2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15546Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15546.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15545.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend EDGA Rule 11.13, Entitled “Clearly Erroneous Executions”2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15545Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15545.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15543.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NASDAQ Rule 11890 Governing Clearly Erroneous Executions2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15543.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15542.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 128 Relating to Clearly Erroneous Executions2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15542Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15542.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15541.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 128 Relating to Clearly Erroneous Executions2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15541Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15541.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15540.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Clearly Erroneous Executions2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15540Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15540.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15539.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Sprott Physical Gold Shares2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15539Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15539.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15537.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency2010-06-28T00:00:00-07:002010-06-28T00:00:00-07:002010-15537Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15537.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15586.htmlNotice - Channel America Television Network, Inc., EquiMed, Inc., Kore Holdings, Inc., Robotic Vision Systems, Inc. (n/k/a Acuity Cimatrix, Inc.), Security Investments Group, Inc., Shared Technologies Cellular, Inc., Shimoda Resources Holdings, Inc., Tri Star Holdings, Inc. (f/k/a Silver Star Foods, Inc.), and V-One Corp.; Order of Suspension of Trading2010-06-25T00:00:00-07:002010-06-25T00:00:00-07:002010-15586Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-25/pdf/2010-15586.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15585.htmlNotice - SSE Telecom, Inc., Strategic Alliance Group, Inc., (n/k/a CruiseCam International, Inc.), Stratasec, Inc., Superfly Advertising, Inc. (f/k/a Morlex, Inc.), SVI Media, Inc., Symons International Group, Inc., Synergy Renewable Resources, Inc., and Syntech International, Inc. (n/k/a Avalon Technology Group, Inc.); Order of Suspension of Trading2010-06-25T00:00:00-07:002010-06-25T00:00:00-07:002010-15585Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-25/pdf/2010-15585.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15362.htmlNotice - Pruco Life Insurance Company, et al.; Notice of Application2010-06-25T00:00:00-07:002010-06-25T00:00:00-07:002010-15362Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-25/pdf/2010-15362.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15361.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish a Revenue Sharing Program With Correlix, Inc.2010-06-25T00:00:00-07:002010-06-25T00:00:00-07:002010-15361Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-25/pdf/2010-15361.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15360.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Equity Options2010-06-25T00:00:00-07:002010-06-25T00:00:00-07:002010-15360Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-25/pdf/2010-15360.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15359.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 8210 To Require Information Provided via Portable Media Device Be Encrypted2010-06-25T00:00:00-07:002010-06-25T00:00:00-07:002010-15359Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-25/pdf/2010-15359.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/25/2010-15357.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Related to the Price Improvement Mechanism2010-06-25T00:00:00-07:002010-06-25T00:00:00-07:002010-15357Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-25/pdf/2010-15357.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15425.htmlNotice - Green Energy Resources, Inc.; Order of Suspension of Trading2010-06-24T00:00:00-07:002010-06-24T00:00:00-07:002010-15425Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15425.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15285.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Amend NYSE Arca Rule 3.3(a) and Section 401(a) of the Exchange's Bylaws To Eliminate the Exchange's Audit Committee, Compensation Committee, and Regulatory Oversight Committee2010-06-24T00:00:00-07:002010-06-24T00:00:00-07:002010-15285Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15285.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15281.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change Relating to the Corporate Restructuring of C2 in Connection With the Demutualization of the Chicago Board Options Exchange, Incorporated2010-06-24T00:00:00-07:002010-06-24T00:00:00-07:002010-15281Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15281.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15280.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity2010-06-24T00:00:00-07:002010-06-24T00:00:00-07:002010-15280Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15280.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15279.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Related to the Hybrid Matching Algorithms2010-06-24T00:00:00-07:002010-06-24T00:00:00-07:002010-15279Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15279.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15268.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Discontinuation of the MSRB Public Access Facility2010-06-24T00:00:00-07:002010-06-24T00:00:00-07:002010-15268Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15268.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15267.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Rules Relating to Directed Orders and Eligible Orders2010-06-24T00:00:00-07:002010-06-24T00:00:00-07:002010-15267Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15267.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15248.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .01 to Rule 5.32 To Permit Certain FLEX Options To Trade Under the FLEX Trading Procedures for a Limited Time on a Closing Only Basis2010-06-24T00:00:00-07:002010-06-24T00:00:00-07:002010-15248Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15248.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15247.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC To Clarify the Applicable Time Period of Trading Pauses on Trading Days With an Early Scheduled Close2010-06-24T00:00:00-07:002010-06-24T00:00:00-07:002010-15247Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15247.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15246.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 123C To Allow Exchange Systems To Provide Order Imbalance Information With Respect to Market At-The-Close and Marketable Limit At-the-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day2010-06-24T00:00:00-07:002010-06-24T00:00:00-07:002010-15246Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15246.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15245.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Rule 123C To Allow Exchange Systems To Provide Order Imbalance Information With Respect to Market At-the-Close and Marketable Limit At-the-Close Interest to Floor Brokers Beginning Two Hours and Until Fifteen Minutes Prior to the Scheduled Close of Trading on Every Trading Day2010-06-24T00:00:00-07:002010-06-24T00:00:00-07:002010-15245Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15245.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/24/2010-15242.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Do-Not-Route Orders2010-06-24T00:00:00-07:002010-06-24T00:00:00-07:002010-15242Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-24/pdf/2010-15242.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15233.htmlNotice - Privacy Act of 1974: Systems of Records2010-06-23T00:00:00-07:002010-06-23T00:00:00-07:002010-15233Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15233.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15135.htmlNotice - Proposed Collection; Comment Request2010-06-23T00:00:00-07:002010-06-23T00:00:00-07:002010-15135Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15135.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15134.htmlNotice - Proposed Collection; Comment Request2010-06-23T00:00:00-07:002010-06-23T00:00:00-07:002010-15134Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15134.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15133.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Its Rules To Incorporate the Receipt and Execution of Odd-Lot Interest Into the Round Lot Market and Decommission the Use of the “Odd-Lot System”2010-06-23T00:00:00-07:002010-06-23T00:00:00-07:002010-15133Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15133.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15132.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Its Rules To Incorporate the Receipt and Execution of Odd-Lot Interest Into the Round Lot Market and Decommission the Use of the “Odd-Lot System”2010-06-23T00:00:00-07:002010-06-23T00:00:00-07:002010-15132Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15132.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15131.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To List Options on Trust Issued Receipts in $1 Strike Intervals2010-06-23T00:00:00-07:002010-06-23T00:00:00-07:002010-15131Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15131.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15129.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(9)(a)(1) To Extend the Operation of a Pilot Operating Pursuant to the Rule Until December 1, 20102010-06-23T00:00:00-07:002010-06-23T00:00:00-07:002010-15129Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15129.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15128.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Clearing Options on the CBOE Gold ETF Volatility Index2010-06-23T00:00:00-07:002010-06-23T00:00:00-07:002010-15128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15128.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15127.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Appointment Cost for Options on the iPath S&P 500 VIX Short-Term Futures Index ETN (VXX)2010-06-23T00:00:00-07:002010-06-23T00:00:00-07:002010-15127Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15127.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/23/2010-15012.htmlProposed Rule - Investment Company Advertising: Target Date Retirement Fund Names and Marketing2010-06-23T00:00:00-07:002010-06-23T00:00:00-07:002010-15012Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-23/pdf/2010-15012.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/22/2010-15147.htmlNotice - Sunshine Act Meeting2010-06-22T00:00:00-07:002010-06-22T00:00:00-07:002010-15147Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-22/pdf/2010-15147.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/21/2010-15040.htmlNotice - In the Matter of Aphton Corp., Apollo International of Delaware, Inc., Applewoods, Inc., Applied Nanoscience, Inc., Aquacell Technologies, Inc. (n/k/a Greencore Technology, Inc.), Aquagenix, Inc., Aquapro Corp., Asconi Corp., Asia Electronics Holding Co., Inc., Asian Star Development, Inc., Associated Golf Management, Inc. (n/k/a Delta Mining & Exploration Corp.), Avalon Borden Companies, Inc., Avasoft, Inc., Aviation Holdings Group, Inc., and Azur Holdings, Inc.; Order of Suspension of Trading2010-06-21T00:00:00-07:002010-06-21T00:00:00-07:002010-15040Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-21/pdf/2010-15040.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/21/2010-15011.htmlNotice - Sunshine Act Meeting2010-06-21T00:00:00-07:002010-06-21T00:00:00-07:002010-15011Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-21/pdf/2010-15011.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/21/2010-14967.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5141 (Sale of Securities in a Fixed Price Offering) in the Consolidated FINRA Rulebook2010-06-21T00:00:00-07:002010-06-21T00:00:00-07:002010-14967Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-21/pdf/2010-14967.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/21/2010-14966.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC To Establish a Short Term Option Program2010-06-21T00:00:00-07:002010-06-21T00:00:00-07:002010-14966Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-21/pdf/2010-14966.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/21/2010-14965.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Establish a Short Term Option Program2010-06-21T00:00:00-07:002010-06-21T00:00:00-07:002010-14965Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-21/pdf/2010-14965.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/21/2010-14964.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC To List Options on Trust Issued Receipts in $1 Strike Intervals2010-06-21T00:00:00-07:002010-06-21T00:00:00-07:002010-14964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-21/pdf/2010-14964.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/18/2010-14740.htmlNotice - Consolidated Tape Association; Order Approving the Fifteenth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Eleventh Substantive Amendment to the Restated Consolidated Quotation Plan2010-06-18T00:00:00-07:002010-06-18T00:00:00-07:002010-14740Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-18/pdf/2010-14740.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/18/2010-14739.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees2010-06-18T00:00:00-07:002010-06-18T00:00:00-07:002010-14739Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-18/pdf/2010-14739.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/18/2010-14684.htmlNotice - Order Granting Application for Extension of a Temporary Conditional Exemption Pursuant to Section 36(a) of the Exchange Act by the International Securities Exchange, LLC Relating to the Ownership Interest of International Securities Exchange Holdings, Inc. in an Electronic Communications Network2010-06-18T00:00:00-07:002010-06-18T00:00:00-07:002010-14684Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-18/pdf/2010-14684.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/18/2010-14564.htmlNotice - Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues2010-06-18T00:00:00-07:002010-06-18T00:00:00-07:002010-14564Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-18/pdf/2010-14564.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14735.htmlNotice - American Energy Services, Inc., Dynacore Patent Litigation Trust, Earth Sciences, Inc., Empiric Energy, Inc., Future Carz, Inc., NBI, Inc., Noble Group Holdings, Inc. (f/k/a Leasing Solutions, Inc. and Le Bon Table Brand Foods Corp.), Reliance Acceptance Group, Inc., and Vegas Equity International Corp.; Order of Suspension of Trading2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14735Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14735.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14722.htmlNotice - Sunshine Act Meeting2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14722Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14722.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14677.htmlNotice - Proposed Collection; Comment Request2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14677Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14677.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14676.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Qualification Standards for Market Makers To Receive a Rebate for Adding Liquidity2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14676Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14676.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14675.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 80C To Clarify Reopening Procedures2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14675Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14675.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14671.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.65 To Provide That the Exchange Will Halt Trading When an Underlying Security Is the Subject of a Trading Pause2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14671Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14671.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14670.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 80C To Clarify Reopening Procedures2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14670Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14670.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14669.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca US LLC Amending NYSE Arca Equities Rule 7.11 To Set Forth How the Exchange Will Handle Order Flow During a Trading Pause for a Security Listed on an Exchange Other Than NYSE Arca2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14669Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14669.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14609.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt NASD Rule 3210 (Short Sale Delivery Requirements) as FINRA Rule 4320 in the Consolidated FINRA Rulebook2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14609Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14609.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14608.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend Certain Corporate Governance Disclosure Requirements for Listed Companies2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14608Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14608.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14607.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Rule 953NY To Provide That the Exchange Will Halt Trading When an Underlying Security Is the Subject of a Trading Pause2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14607Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14607.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14606.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Individual Equity Options Overlying Stocks Subject to Trading Pauses Due to Extraordinary Market Volatility2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14606Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14606.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14605.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trading Halts2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14605Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14605.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14604.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC Relating to Trading Halts in Options During a Trading Pause in the Underlying Security2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14604Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14604.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14603.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Security2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14603Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14603.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14602.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Halting Trading Whenever Trading in the Underlying Security Has Been Paused by the Primary Listing Market2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14602Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14602.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14601.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rescind Rule 60A-NYSE Amex Equities2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14601Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14601.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/17/2010-14600.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change To Establish New Fee for TotalView Service Available to Non-Professionals and to Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView2010-06-17T00:00:00-07:002010-06-17T00:00:00-07:002010-14600Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-17/pdf/2010-14600.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14576.htmlNotice - Sunshine Act Meeting2010-06-16T00:00:00-07:002010-06-16T00:00:00-07:002010-14576Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-16/pdf/2010-14576.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14574.htmlNotice - Micro Laboratories, Inc.; Order of Suspension of Trading2010-06-16T00:00:00-07:002010-06-16T00:00:00-07:002010-14574Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-16/pdf/2010-14574.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14444.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish New Rule 6.892010-06-16T00:00:00-07:002010-06-16T00:00:00-07:002010-14444Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-16/pdf/2010-14444.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14443.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by EDGA Exchange, Inc. Relating to Direct Edge, Inc.2010-06-16T00:00:00-07:002010-06-16T00:00:00-07:002010-14443Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-16/pdf/2010-14443.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14442.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid-Ask Parameters During Auctions2010-06-16T00:00:00-07:002010-06-16T00:00:00-07:002010-14442Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-16/pdf/2010-14442.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14441.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by EDGX Exchange, Inc. Relating to Direct Edge, Inc.2010-06-16T00:00:00-07:002010-06-16T00:00:00-07:002010-14441Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-16/pdf/2010-14441.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14435.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; NASDAQ OMX BX, Inc.; International Securities Exchange LLC; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; The NASDAQ Stock Market LLC; Chicago Stock Exchange, Inc.; National Stock Exchange, Inc.; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility2010-06-16T00:00:00-07:002010-06-16T00:00:00-07:002010-14435Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-16/pdf/2010-14435.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/16/2010-14434.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Accelerated Approval to Proposed Rule Change To Amend FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) To Permit FINRA To Halt Trading by FINRA Members Otherwise Than on an Exchange Where a Primary Listing Market Has Issued a Trading Pause Due to Extraordinary Market Conditions2010-06-16T00:00:00-07:002010-06-16T00:00:00-07:002010-14434Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-16/pdf/2010-14434.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14368.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123C(9)(a)(1) To Extend the Operation of a Pilot Operating Pursuant to the Rule Until December 1, 20102010-06-15T00:00:00-07:002010-06-15T00:00:00-07:002010-14368Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14368.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14367.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Outdated References in the Exchange's Schedule of Fees2010-06-15T00:00:00-07:002010-06-15T00:00:00-07:002010-14367Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14367.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14366.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Temporary Rule 19032010-06-15T00:00:00-07:002010-06-15T00:00:00-07:002010-14366Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14366.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14365.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the United States Commodity Index Fund2010-06-15T00:00:00-07:002010-06-15T00:00:00-07:002010-14365Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14365.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14364.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Modifications to the Rules of the Government Securities Division2010-06-15T00:00:00-07:002010-06-15T00:00:00-07:002010-14364Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14364.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14363.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2010-06-15T00:00:00-07:002010-06-15T00:00:00-07:002010-14363Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14363.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14362.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Halts in Foreign Currency Options Under Rule 1332010-06-15T00:00:00-07:002010-06-15T00:00:00-07:002010-14362Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14362.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14361.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 405(4) To Correspond With Rule Changes of the Financial Industry Regulatory Authority, Inc.2010-06-15T00:00:00-07:002010-06-15T00:00:00-07:002010-14361Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14361.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14360.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rule 405(4)-NYSE Amex Equities To Correspond With Rule Changes of the Financial Industry Regulatory Authority, Inc.2010-06-15T00:00:00-07:002010-06-15T00:00:00-07:002010-14360Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14360.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14359.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 5.2(b)(1)2010-06-15T00:00:00-07:002010-06-15T00:00:00-07:002010-14359Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14359.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14358.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC and NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Changes Relating to Listing and Trading Options on the ETFS Palladium Trust and the ETFS Platinum Trust2010-06-15T00:00:00-07:002010-06-15T00:00:00-07:002010-14358Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14358.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14357.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center2010-06-15T00:00:00-07:002010-06-15T00:00:00-07:002010-14357Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14357.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14356.htmlNotice - DWS Advisor Funds, et al.; Notice of Application2010-06-15T00:00:00-07:002010-06-15T00:00:00-07:002010-14356Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14356.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/15/2010-14355.htmlNotice - Proposed Collection; Comment Request2010-06-15T00:00:00-07:002010-06-15T00:00:00-07:002010-14355Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-15/pdf/2010-14355.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/14/2010-14354.htmlNotice - Sunshine Act Meeting2010-06-14T00:00:00-07:002010-06-14T00:00:00-07:002010-14354Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-14/pdf/2010-14354.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14148.htmlNotice - Sunshine Act Meeting2010-06-11T00:00:00-07:002010-06-11T00:00:00-07:002010-14148Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-11/pdf/2010-14148.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14057.htmlNotice - Proposed Collection; Comment Request2010-06-11T00:00:00-07:002010-06-11T00:00:00-07:002010-14057Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-11/pdf/2010-14057.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14056.htmlNotice - Submission for OMB Review; Comment Request2010-06-11T00:00:00-07:002010-06-11T00:00:00-07:002010-14056Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-11/pdf/2010-14056.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14055.htmlNotice - Submission for OMB Review; Comment Request2010-06-11T00:00:00-07:002010-06-11T00:00:00-07:002010-14055Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-11/pdf/2010-14055.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14054.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule2010-06-11T00:00:00-07:002010-06-11T00:00:00-07:002010-14054Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-11/pdf/2010-14054.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/11/2010-14052.htmlNotice - EQ Advisors Trust, et al.; Notice of Application2010-06-11T00:00:00-07:002010-06-11T00:00:00-07:002010-14052Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-11/pdf/2010-14052.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/10/2010-13932.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Listing Options Series That Are Restricted to Closing Transactions if Such Series Are Listed and Restricted to Closing Transactions on Another National Securities Exchange and to Permit Opening Transactions by Market Makers To Accommodate Closing Transactions of Other Market Participants in Option Series Where the Underlying Security Does Not Meet the Then Current Requirements for Continuance of Such Approval2010-06-10T00:00:00-07:002010-06-10T00:00:00-07:002010-13932Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-10/pdf/2010-13932.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/10/2010-13931.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Deleting NYSE Rules 352(e)-(g) and Adopting New Rule 3240 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.2010-06-10T00:00:00-07:002010-06-10T00:00:00-07:002010-13931Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-10/pdf/2010-13931.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/10/2010-13930.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Deleting Rules 352(e)-(g)-NYSE Amex Equities and Adopting New Rule 3240-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc.2010-06-10T00:00:00-07:002010-06-10T00:00:00-07:002010-13930Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-10/pdf/2010-13930.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/10/2010-13165.htmlRule - Amendment to Municipal Securities Disclosure2010-06-10T00:00:00-07:002010-06-10T00:00:00-07:002010-13165Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-10/pdf/2010-13165.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13834.htmlNotice - Submission for OMB Review; Comment Request2010-06-09T00:00:00-07:002010-06-09T00:00:00-07:002010-13834Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13834.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13833.htmlNotice - Submission for OMB Review; Comment Request2010-06-09T00:00:00-07:002010-06-09T00:00:00-07:002010-13833Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13833.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13832.htmlNotice - Proposed Collection; Comment Request2010-06-09T00:00:00-07:002010-06-09T00:00:00-07:002010-13832Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13832.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13831.htmlNotice - Proposed Collection; Comment Request2010-06-09T00:00:00-07:002010-06-09T00:00:00-07:002010-13831Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13831.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13830.htmlNotice - Submission for OMB Review; Comment Request2010-06-09T00:00:00-07:002010-06-09T00:00:00-07:002010-13830Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13830.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13828.htmlNotice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change Its Transaction Fees and Rebates to Exchange Participants for SRO Fees and DEA Examinations2010-06-09T00:00:00-07:002010-06-09T00:00:00-07:002010-13828Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13828.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13827.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rebates for Adding and Fees for Removing Liquidity2010-06-09T00:00:00-07:002010-06-09T00:00:00-07:002010-13827Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13827.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13826.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing of the Teucrium Corn Fund2010-06-09T00:00:00-07:002010-06-09T00:00:00-07:002010-13826Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13826.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13825.htmlNotice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Amount of Its Trading Permit Cancellation Fee2010-06-09T00:00:00-07:002010-06-09T00:00:00-07:002010-13825Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13825.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/09/2010-13822.htmlNotice - FFCM, LLC and FQF Trust; Notice of Application2010-06-09T00:00:00-07:002010-06-09T00:00:00-07:002010-13822Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-09/pdf/2010-13822.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13823.htmlNotice - Miracor Diagnostics, Inc., Monaco Finance, Inc., MPEL Holdings Corp. (f/k/a Computer Transceiver Systems, Inc.), MR3 Systems, Inc., Mutual Risk Management, Ltd.; Order of Suspension of Trading2010-06-08T00:00:00-07:002010-06-08T00:00:00-07:002010-13823Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13823.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13767.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members2010-06-08T00:00:00-07:002010-06-08T00:00:00-07:002010-13767Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13767.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13766.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule2010-06-08T00:00:00-07:002010-06-08T00:00:00-07:002010-13766Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13766.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13765.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.822010-06-08T00:00:00-07:002010-06-08T00:00:00-07:002010-13765Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13765.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13764.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to FINRA Rule 9554 To Eliminate Explicitly the Inability-To-Pay Defense in the Expedited Proceedings Context2010-06-08T00:00:00-07:002010-06-08T00:00:00-07:002010-13764Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13764.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13664.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2010-06-08T00:00:00-07:002010-06-08T00:00:00-07:002010-13664Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13664.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13663.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Eligible Order Types2010-06-08T00:00:00-07:002010-06-08T00:00:00-07:002010-13663Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13663.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13662.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 4210 (Margin Requirements), FINRA Rule 4220 (Daily Record of Required Margin) and FINRA Rule 4230 (Required Submissions for Requests for Extensions of Time Under Regulation T and SEC Rule 15c3-3) in the Consolidated FINRA Rulebook2010-06-08T00:00:00-07:002010-06-08T00:00:00-07:002010-13662Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13662.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/08/2010-13129.htmlProposed Rule - Consolidated Audit Trail2010-06-08T00:00:00-07:002010-06-08T00:00:00-07:002010-13129Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-08/pdf/2010-13129.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13503.htmlNotice - Sunshine Act Meeting2010-06-04T00:00:00-07:002010-06-04T00:00:00-07:002010-13503Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13503.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13461.htmlNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Fees2010-06-04T00:00:00-07:002010-06-04T00:00:00-07:002010-13461Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13461.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13460.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5121 (Public Offerings of Securities With Conflicts of Interest) in the Consolidated FINRA Rulebook2010-06-04T00:00:00-07:002010-06-04T00:00:00-07:002010-13460Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13460.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13459.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402010-06-04T00:00:00-07:002010-06-04T00:00:00-07:002010-13459Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13459.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13439.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Correlated Instrument Delta Hedge Exemption2010-06-04T00:00:00-07:002010-06-04T00:00:00-07:002010-13439Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13439.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13438.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $12010-06-04T00:00:00-07:002010-06-04T00:00:00-07:002010-13438Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13438.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13437.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Enable the Listing and Trading of Options on the Sprott Physical Gold Trust2010-06-04T00:00:00-07:002010-06-04T00:00:00-07:002010-13437Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13437.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13440.htmlNotice - In the Matter of Sintec Co. Ltd.: Order of Suspension of Trading2010-06-03T00:00:00-07:002010-06-03T00:00:00-07:002010-13440Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13440.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13341.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 19.5, entitled “Minimum Participation Requirement for Opening Trading of Option Series”2010-06-03T00:00:00-07:002010-06-03T00:00:00-07:002010-13341Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13341.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13340.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Reporting Requirements Punishable Under its MRVP2010-06-03T00:00:00-07:002010-06-03T00:00:00-07:002010-13340Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13340.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13339.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Violations of its Communications and Give-up Policies to its MRVP2010-06-03T00:00:00-07:002010-06-03T00:00:00-07:002010-13339Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13339.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13338.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Certain Violations of Its Communications and Give-Up Policies to Its MRVP2010-06-03T00:00:00-07:002010-06-03T00:00:00-07:002010-13338Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13338.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13337.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reformatting the Fee Schedule2010-06-03T00:00:00-07:002010-06-03T00:00:00-07:002010-13337Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13337.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13336.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Order Approving Proposed Rule Change To Establish the NYSE BBO Service2010-06-03T00:00:00-07:002010-06-03T00:00:00-07:002010-13336Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13336.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13335.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving Proposed Rule Change To Establish NYSE Amex Trades and NYSE Amex BBO Services and Related Fees2010-06-03T00:00:00-07:002010-06-03T00:00:00-07:002010-13335Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13335.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13334.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Modify the Fees for NYSE Arca Trades, To Establish the NYSE Arca BBO Service and Related Fees, and To Provide an Alternative Unit-of-Count Methodology for Those Services2010-06-03T00:00:00-07:002010-06-03T00:00:00-07:002010-13334Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13334.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13332.htmlNotice - Proposed Collection; Comment Request2010-06-03T00:00:00-07:002010-06-03T00:00:00-07:002010-13332Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13332.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13331.htmlNotice - Proposed Collection; Comment Request2010-06-03T00:00:00-07:002010-06-03T00:00:00-07:002010-13331Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13331.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13329.htmlNotice - Sunshine Act Meeting2010-06-02T00:00:00-07:002010-06-02T00:00:00-07:002010-13329Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-02/pdf/2010-13329.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13161.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Price List2010-06-02T00:00:00-07:002010-06-02T00:00:00-07:002010-13161Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-02/pdf/2010-13161.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13160.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit CBOE To Open Short Term Option Series on Thursdays2010-06-02T00:00:00-07:002010-06-02T00:00:00-07:002010-13160Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-02/pdf/2010-13160.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13159.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Amendments to the Continuing Disclosure Service of the MSRB's Electronic Municipal Market Access System (EMMA®)2010-06-02T00:00:00-07:002010-06-02T00:00:00-07:002010-13159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-02/pdf/2010-13159.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13158.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees2010-06-02T00:00:00-07:002010-06-02T00:00:00-07:002010-13158Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-02/pdf/2010-13158.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13156.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Rule G-32, on Disclosures in Connection with Primary Offerings, Form G-32, and the Primary Market Disclosure and Primary Market Subscription Services of the MSRB's Electronic Municipal Market Access System (EMMA®)2010-06-02T00:00:00-07:002010-06-02T00:00:00-07:002010-13156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-02/pdf/2010-13156.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13155.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Additional Voluntary Submissions by Issuers to the MSRB's Electronic Municipal Market Access System (EMMA®)2010-06-02T00:00:00-07:002010-06-02T00:00:00-07:002010-13155Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-02/pdf/2010-13155.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/02/2010-13154.htmlNotice - Hercules Technology Growth Capital, Inc.; Notice of Application2010-06-02T00:00:00-07:002010-06-02T00:00:00-07:002010-13154Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-02/pdf/2010-13154.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/01/2010-13038.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Post-Demutualization Trading Permit Application Fee2010-06-01T00:00:00-07:002010-06-01T00:00:00-07:002010-13038Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-01/pdf/2010-13038.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/01/2010-13005.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the By-Laws of NASD Dispute Resolution2010-06-01T00:00:00-07:002010-06-01T00:00:00-07:002010-13005Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-01/pdf/2010-13005.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/01/2010-12987.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Restated Certificate of Incorporation of Financial Industry Regulatory Authority, Inc.2010-06-01T00:00:00-07:002010-06-01T00:00:00-07:002010-12987Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-01/pdf/2010-12987.pdfhttps://regulations.justia.com/regulations/fedreg/2010/06/01/2010-12986.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Options on Conventional Index-Linked Securities and Amendment to the Options Disclosure Document Inside Front Cover2010-06-01T00:00:00-07:002010-06-01T00:00:00-07:002010-12986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-06-01/pdf/2010-12986.pdf