Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/06/28?limit=200&registers=between&mode=atom 2024-11-22T07:40:07-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15706.html Notice - Sunshine Act Meeting 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15706 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15706.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15650.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Adopting New Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood to Also Include FINRA, as Applicable. 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15650 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15650.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15649.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood To Also Include FINRA, as Applicable 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15649 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15649.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15597.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 1000 Regarding Order Size Eligible for Automatic Execution 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15597 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15597.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15594.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000 Regarding Order Size Eligible for Automatic Execution 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15594 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15594.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15591.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to the CBSX Clearly Erroneous Policy 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15591 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15591.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15590.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Article 20, Rule 10 Regarding Clearly Erroneous Transactions 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15590 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15590.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15588.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 11.19, Entitled “Clearly Erroneous Executions” 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15588 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15588.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15550.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, To Amend NASDAQ OMX BX Rule 11890 Governing Clearly Erroneous Executions 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15550 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15550.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15549.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15549 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15549.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15547.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.17, entitled “Clearly Erroneous Executions” 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15547 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15547.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15546.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend EDGX Rule 11.13, Entitled “Clearly Erroneous Executions” 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15546 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15546.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15545.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend EDGA Rule 11.13, Entitled “Clearly Erroneous Executions” 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15545 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15545.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15543.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NASDAQ Rule 11890 Governing Clearly Erroneous Executions 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15543 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15543.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15542.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 128 Relating to Clearly Erroneous Executions 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15542 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15542.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15541.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 128 Relating to Clearly Erroneous Executions 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15541 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15541.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15540.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Clearly Erroneous Executions 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15540 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15540.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15539.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Sprott Physical Gold Shares 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15539 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15539.pdf https://regulations.justia.com/regulations/fedreg/2010/06/28/2010-15537.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency 2010-06-28T00:00:00-07:00 2010-06-28T00:00:00-07:00 2010-15537 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-28/pdf/2010-15537.pdf