Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/06/04?limit=200&registers=between&mode=atom 2024-11-22T07:52:15-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13503.html Notice - Sunshine Act Meeting 2010-06-04T00:00:00-07:00 2010-06-04T00:00:00-07:00 2010-13503 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13503.pdf https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13461.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Fees 2010-06-04T00:00:00-07:00 2010-06-04T00:00:00-07:00 2010-13461 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13461.pdf https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13460.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5121 (Public Offerings of Securities With Conflicts of Interest) in the Consolidated FINRA Rulebook 2010-06-04T00:00:00-07:00 2010-06-04T00:00:00-07:00 2010-13460 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13460.pdf https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13459.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2010-06-04T00:00:00-07:00 2010-06-04T00:00:00-07:00 2010-13459 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13459.pdf https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13439.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Correlated Instrument Delta Hedge Exemption 2010-06-04T00:00:00-07:00 2010-06-04T00:00:00-07:00 2010-13439 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13439.pdf https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13438.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 2010-06-04T00:00:00-07:00 2010-06-04T00:00:00-07:00 2010-13438 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13438.pdf https://regulations.justia.com/regulations/fedreg/2010/06/04/2010-13437.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Enable the Listing and Trading of Options on the Sprott Physical Gold Trust 2010-06-04T00:00:00-07:00 2010-06-04T00:00:00-07:00 2010-13437 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-04/pdf/2010-13437.pdf