Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/06/03?limit=200&registers=between&mode=atom 2024-11-25T17:07:29-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13440.html Notice - In the Matter of Sintec Co. Ltd.: Order of Suspension of Trading 2010-06-03T00:00:00-07:00 2010-06-03T00:00:00-07:00 2010-13440 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13440.pdf https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13341.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 19.5, entitled “Minimum Participation Requirement for Opening Trading of Option Series” 2010-06-03T00:00:00-07:00 2010-06-03T00:00:00-07:00 2010-13341 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13341.pdf https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13340.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Reporting Requirements Punishable Under its MRVP 2010-06-03T00:00:00-07:00 2010-06-03T00:00:00-07:00 2010-13340 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13340.pdf https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13339.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Certain Violations of its Communications and Give-up Policies to its MRVP 2010-06-03T00:00:00-07:00 2010-06-03T00:00:00-07:00 2010-13339 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13339.pdf https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13338.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Certain Violations of Its Communications and Give-Up Policies to Its MRVP 2010-06-03T00:00:00-07:00 2010-06-03T00:00:00-07:00 2010-13338 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13338.pdf https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13337.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reformatting the Fee Schedule 2010-06-03T00:00:00-07:00 2010-06-03T00:00:00-07:00 2010-13337 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13337.pdf https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13336.html Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Order Approving Proposed Rule Change To Establish the NYSE BBO Service 2010-06-03T00:00:00-07:00 2010-06-03T00:00:00-07:00 2010-13336 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13336.pdf https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13335.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving Proposed Rule Change To Establish NYSE Amex Trades and NYSE Amex BBO Services and Related Fees 2010-06-03T00:00:00-07:00 2010-06-03T00:00:00-07:00 2010-13335 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13335.pdf https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13334.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Modify the Fees for NYSE Arca Trades, To Establish the NYSE Arca BBO Service and Related Fees, and To Provide an Alternative Unit-of-Count Methodology for Those Services 2010-06-03T00:00:00-07:00 2010-06-03T00:00:00-07:00 2010-13334 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13334.pdf https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13332.html Notice - Proposed Collection; Comment Request 2010-06-03T00:00:00-07:00 2010-06-03T00:00:00-07:00 2010-13332 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13332.pdf https://regulations.justia.com/regulations/fedreg/2010/06/03/2010-13331.html Notice - Proposed Collection; Comment Request 2010-06-03T00:00:00-07:00 2010-06-03T00:00:00-07:00 2010-13331 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-06-03/pdf/2010-13331.pdf