<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/05?registers=between&min-day=1&max-day=31 Sat, 04 May 2024 07:05:54 -0700 Sat, 04 May 2024 07:05:54 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/05?registers=between&min-day=1&max-day=31 Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-13006.html https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-13006.html Fri, 28 May 2010 00:00:00 -0700 2010-13006 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-28/pdf/2010-13006.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to the Demutualization of Chicago Board Options Exchange, Incorporated https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12936.html https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12936.html Fri, 28 May 2010 00:00:00 -0700 2010-12936 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-28/pdf/2010-12936.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Amending Its Schedule of Fees https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12874.html https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12874.html Fri, 28 May 2010 00:00:00 -0700 2010-12874 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-28/pdf/2010-12874.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Risk Management Interface https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12873.html https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12873.html Fri, 28 May 2010 00:00:00 -0700 2010-12873 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-28/pdf/2010-12873.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Customer Fees https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12872.html https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12872.html Fri, 28 May 2010 00:00:00 -0700 2010-12872 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-28/pdf/2010-12872.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. to Make Changes to Expand the $1 Strike Program https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12871.html https://regulations.justia.com/regulations/fedreg/2010/05/28/2010-12871.html Fri, 28 May 2010 00:00:00 -0700 2010-12871 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-28/pdf/2010-12871.pdf Notice - In the Matter of Act Clean Technologies, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12876.html https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12876.html Thu, 27 May 2010 00:00:00 -0700 2010-12876 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-27/pdf/2010-12876.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change Relating to Quote Spread Parameters and Batching of Violations https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12748.html https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12748.html Thu, 27 May 2010 00:00:00 -0700 2010-12748 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-27/pdf/2010-12748.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make a Non-Substantive Technical Change to a FINRA Rule https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12747.html https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12747.html Thu, 27 May 2010 00:00:00 -0700 2010-12747 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-27/pdf/2010-12747.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Deleting Rule 413-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12746.html https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12746.html Thu, 27 May 2010 00:00:00 -0700 2010-12746 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-27/pdf/2010-12746.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Rule 413 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12745.html https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12745.html Thu, 27 May 2010 00:00:00 -0700 2010-12745 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-27/pdf/2010-12745.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Applicability of Fees https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12694.html https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12694.html Thu, 27 May 2010 00:00:00 -0700 2010-12694 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-27/pdf/2010-12694.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval of Proposed Rule Change To Permit $1 Strikes for Options on Trust Issued Receipts https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12693.html https://regulations.justia.com/regulations/fedreg/2010/05/27/2010-12693.html Thu, 27 May 2010 00:00:00 -0700 2010-12693 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-27/pdf/2010-12693.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amending the Codes of Arbitration Procedure to Increase the Number of Arbitrators on Lists Generated by the Neutral List Selection System https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12625.html https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12625.html Wed, 26 May 2010 00:00:00 -0700 2010-12625 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-26/pdf/2010-12625.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12555.html https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12555.html Wed, 26 May 2010 00:00:00 -0700 2010-12555 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-26/pdf/2010-12555.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12554.html https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12554.html Wed, 26 May 2010 00:00:00 -0700 2010-12554 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-26/pdf/2010-12554.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade CBOE Gold ETF Volatility Index Options https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12553.html https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12553.html Wed, 26 May 2010 00:00:00 -0700 2010-12553 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-26/pdf/2010-12553.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12552.html https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12552.html Wed, 26 May 2010 00:00:00 -0700 2010-12552 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-26/pdf/2010-12552.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require Companies To Provide Notification to Nasdaq of Any Noncompliance With the Corporate Governance Requirements https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12551.html https://regulations.justia.com/regulations/fedreg/2010/05/26/2010-12551.html Wed, 26 May 2010 00:00:00 -0700 2010-12551 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-26/pdf/2010-12551.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Its Procedures Regarding the Participant Tender Offer Program Function https://regulations.justia.com/regulations/fedreg/2010/05/25/2010-12508.html https://regulations.justia.com/regulations/fedreg/2010/05/25/2010-12508.html Tue, 25 May 2010 00:00:00 -0700 2010-12508 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-25/pdf/2010-12508.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Corporate Structure https://regulations.justia.com/regulations/fedreg/2010/05/25/2010-12507.html https://regulations.justia.com/regulations/fedreg/2010/05/25/2010-12507.html Tue, 25 May 2010 00:00:00 -0700 2010-12507 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-25/pdf/2010-12507.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Fees for the ISE Order Feed https://regulations.justia.com/regulations/fedreg/2010/05/25/2010-12506.html https://regulations.justia.com/regulations/fedreg/2010/05/25/2010-12506.html Tue, 25 May 2010 00:00:00 -0700 2010-12506 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-25/pdf/2010-12506.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Establish a New Service and Related Fees https://regulations.justia.com/regulations/fedreg/2010/05/25/2010-12495.html https://regulations.justia.com/regulations/fedreg/2010/05/25/2010-12495.html Tue, 25 May 2010 00:00:00 -0700 2010-12495 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-25/pdf/2010-12495.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12426.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12426.html Mon, 24 May 2010 00:00:00 -0700 2010-12426 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12426.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Individual Stock Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12425.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12425.html Mon, 24 May 2010 00:00:00 -0700 2010-12425 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12425.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Establish a Trading Halt for Individual Stocks Contained in the Standard & Poor's 500 Index That Experience a 10 Percent Price Change of 10% or More During a Five-Minute Period Pursuant to Exchange Rule 11.20 https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12424.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12424.html Mon, 24 May 2010 00:00:00 -0700 2010-12424 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12424.pdf Notice - Self-Regulatory Organizations; Proposed Rule Change by Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Establish a Trading Halt for Individual Stocks Contained in the Standard & Poor's 500 Index https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12423.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12423.html Mon, 24 May 2010 00:00:00 -0700 2010-12423 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12423.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Establish a Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index That Experience a Price Change of 10% or More During a Five-Minute Period https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12422.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12422.html Mon, 24 May 2010 00:00:00 -0700 2010-12422 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12422.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Adding NYSE Arca Equities Rule 7.11 To Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12421.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12421.html Mon, 24 May 2010 00:00:00 -0700 2010-12421 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12421.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of a Proposed Rule Change Adding NYSE Amex Equities Rule 80C To Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12419.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12419.html Mon, 24 May 2010 00:00:00 -0700 2010-12419 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12419.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Adding Rule 80C To Provide for a Trading Pause for Individual Securities When the Price Moves 10 Percent or More https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12418.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12418.html Mon, 24 May 2010 00:00:00 -0700 2010-12418 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12418.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International Securities Exchange LLC To Amend ISE Rule 2102 To Provide for a Trading Pause for Individual Securities When the Price Moves Ten Percent or More https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12417.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12417.html Mon, 24 May 2010 00:00:00 -0700 2010-12417 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12417.pdf Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. To Adopt Rule 4120(a)(11) Concerning Individual Stock Trading Pauses and To Adopt Related IM-4120-3 https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12416.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12416.html Mon, 24 May 2010 00:00:00 -0700 2010-12416 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12416.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGX Rule 11.14, Entitled “Trading Halts Due to Extraordinary Market Volatility” https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12414.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12414.html Mon, 24 May 2010 00:00:00 -0700 2010-12414 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12414.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGA Rule 11.14, Entitled “Trading Halts Due to Extraordinary Market Volatility” https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12413.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12413.html Mon, 24 May 2010 00:00:00 -0700 2010-12413 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12413.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.18, Entitled “Trading Halts Due to Extraordinary Market Volatility” https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12412.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12412.html Mon, 24 May 2010 00:00:00 -0700 2010-12412 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12412.pdf Notice - Order Granting Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12373.html https://regulations.justia.com/regulations/fedreg/2010/05/24/2010-12373.html Mon, 24 May 2010 00:00:00 -0700 2010-12373 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-24/pdf/2010-12373.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12369.html https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12369.html Fri, 21 May 2010 00:00:00 -0700 2010-12369 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-21/pdf/2010-12369.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12366.html https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12366.html Fri, 21 May 2010 00:00:00 -0700 2010-12366 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-21/pdf/2010-12366.pdf Notice - Market Structure Roundtable https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12303.html https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12303.html Fri, 21 May 2010 00:00:00 -0700 2010-12303 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-21/pdf/2010-12303.pdf Notice - Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12301.html https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12301.html Fri, 21 May 2010 00:00:00 -0700 2010-12301 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-21/pdf/2010-12301.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12261.html https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12261.html Fri, 21 May 2010 00:00:00 -0700 2010-12261 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-21/pdf/2010-12261.pdf Notice - Kinetics Mutual Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12260.html https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12260.html Fri, 21 May 2010 00:00:00 -0700 2010-12260 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-21/pdf/2010-12260.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Routing Fees https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12227.html https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12227.html Fri, 21 May 2010 00:00:00 -0700 2010-12227 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-21/pdf/2010-12227.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled “Orders and Modifiers” https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12226.html https://regulations.justia.com/regulations/fedreg/2010/05/21/2010-12226.html Fri, 21 May 2010 00:00:00 -0700 2010-12226 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-21/pdf/2010-12226.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/05/20/2010-12228.html https://regulations.justia.com/regulations/fedreg/2010/05/20/2010-12228.html Thu, 20 May 2010 00:00:00 -0700 2010-12228 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-20/pdf/2010-12228.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 502(k) https://regulations.justia.com/regulations/fedreg/2010/05/20/2010-12068.html https://regulations.justia.com/regulations/fedreg/2010/05/20/2010-12068.html Thu, 20 May 2010 00:00:00 -0700 2010-12068 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-20/pdf/2010-12068.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Suspension of Seat Market https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11944.html https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11944.html Wed, 19 May 2010 00:00:00 -0700 2010-11944 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11944.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Required Number of Market Makers Appointed in a Particular Class for the Opening of Trading https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11941.html https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11941.html Wed, 19 May 2010 00:00:00 -0700 2010-11941 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11941.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Clearing Options on the CBOE Gold ETF Volatility Index https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11940.html https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11940.html Wed, 19 May 2010 00:00:00 -0700 2010-11940 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11940.pdf Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Decrease the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11939.html https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11939.html Wed, 19 May 2010 00:00:00 -0700 2010-11939 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11939.pdf Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Fixed Provide Credit for CHX-Registered Institutional Brokers https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11938.html https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11938.html Wed, 19 May 2010 00:00:00 -0700 2010-11938 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11938.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Extending the Maximum Term of FLEX Index and FLEX Equity Options and To Establish a New Pilot Program https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11937.html https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11937.html Wed, 19 May 2010 00:00:00 -0700 2010-11937 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11937.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11936.html https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11936.html Wed, 19 May 2010 00:00:00 -0700 2010-11936 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11936.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11935.html https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11935.html Wed, 19 May 2010 00:00:00 -0700 2010-11935 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11935.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11934.html https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11934.html Wed, 19 May 2010 00:00:00 -0700 2010-11934 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11934.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11933.html https://regulations.justia.com/regulations/fedreg/2010/05/19/2010-11933.html Wed, 19 May 2010 00:00:00 -0700 2010-11933 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-19/pdf/2010-11933.pdf Notice - Broadengate Systems, Inc., (n/k/a Otter Lake Resources, Inc.); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/05/18/2010-11953.html https://regulations.justia.com/regulations/fedreg/2010/05/18/2010-11953.html Tue, 18 May 2010 00:00:00 -0700 2010-11953 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-18/pdf/2010-11953.pdf Notice - China Technology Global Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/05/18/2010-11952.html https://regulations.justia.com/regulations/fedreg/2010/05/18/2010-11952.html Tue, 18 May 2010 00:00:00 -0700 2010-11952 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-18/pdf/2010-11952.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Related to the Hybrid Matching Algorithms https://regulations.justia.com/regulations/fedreg/2010/05/18/2010-11811.html https://regulations.justia.com/regulations/fedreg/2010/05/18/2010-11811.html Tue, 18 May 2010 00:00:00 -0700 2010-11811 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-18/pdf/2010-11811.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Price List https://regulations.justia.com/regulations/fedreg/2010/05/18/2010-11809.html https://regulations.justia.com/regulations/fedreg/2010/05/18/2010-11809.html Tue, 18 May 2010 00:00:00 -0700 2010-11809 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-18/pdf/2010-11809.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/18/2010-11807.html https://regulations.justia.com/regulations/fedreg/2010/05/18/2010-11807.html Tue, 18 May 2010 00:00:00 -0700 2010-11807 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-18/pdf/2010-11807.pdf Notice - In the Matter of BVR Technologies Ltd. (n/k/a Technoprises Ltd.), Crystal Graphite Corp., Devine Entertainment Corp., GEE TEN Ventures, Inc., National Construction, Inc. (n/k/a E.G. Capital, Inc.), SHEP Technologies, Inc., and WHEREVER.Net Holding Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11806.html https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11806.html Mon, 17 May 2010 00:00:00 -0700 2010-11806 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-17/pdf/2010-11806.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11660.html https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11660.html Mon, 17 May 2010 00:00:00 -0700 2010-11660 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-17/pdf/2010-11660.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11659.html https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11659.html Mon, 17 May 2010 00:00:00 -0700 2010-11659 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-17/pdf/2010-11659.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11658.html https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11658.html Mon, 17 May 2010 00:00:00 -0700 2010-11658 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-17/pdf/2010-11658.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11657.html https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11657.html Mon, 17 May 2010 00:00:00 -0700 2010-11657 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-17/pdf/2010-11657.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11656.html https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11656.html Mon, 17 May 2010 00:00:00 -0700 2010-11656 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-17/pdf/2010-11656.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to One Cent Strike Price Intervals of Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11653.html https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11653.html Mon, 17 May 2010 00:00:00 -0700 2010-11653 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-17/pdf/2010-11653.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trade Reporting Facility Limited Liability Company Agreements https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11652.html https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11652.html Mon, 17 May 2010 00:00:00 -0700 2010-11652 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-17/pdf/2010-11652.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Strike Price Intervals and Trading Hours for Options on Index Linked Securities https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11651.html https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11651.html Mon, 17 May 2010 00:00:00 -0700 2010-11651 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-17/pdf/2010-11651.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Strike Price Intervals and Trading Hours for Options on Index Linked Securities https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11650.html https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11650.html Mon, 17 May 2010 00:00:00 -0700 2010-11650 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-17/pdf/2010-11650.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Option Fees https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11649.html https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11649.html Mon, 17 May 2010 00:00:00 -0700 2010-11649 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-17/pdf/2010-11649.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Rule Change Amending Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11648.html https://regulations.justia.com/regulations/fedreg/2010/05/17/2010-11648.html Mon, 17 May 2010 00:00:00 -0700 2010-11648 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-17/pdf/2010-11648.pdf Notice - Jackson National Life Insurance Company of New York, et al. https://regulations.justia.com/regulations/fedreg/2010/05/14/2010-11543.html https://regulations.justia.com/regulations/fedreg/2010/05/14/2010-11543.html Fri, 14 May 2010 00:00:00 -0700 2010-11543 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-14/pdf/2010-11543.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Commentary .02 to Rule 5.32, Terms of FLEX Options, to Establish a Pilot Program To Permit FLEX Options to Trade With no Minimum Size Requirement https://regulations.justia.com/regulations/fedreg/2010/05/14/2010-11542.html https://regulations.justia.com/regulations/fedreg/2010/05/14/2010-11542.html Fri, 14 May 2010 00:00:00 -0700 2010-11542 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-14/pdf/2010-11542.pdf Notice - Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11507.html https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11507.html Thu, 13 May 2010 00:00:00 -0700 2010-11507 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-13/pdf/2010-11507.pdf Notice - Joint Industry Plan; Notice of Filing of Amendment No. 21 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex, Inc., and NYSE Arca, Inc https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11435.html https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11435.html Thu, 13 May 2010 00:00:00 -0700 2010-11435 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-13/pdf/2010-11435.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Option Orders Routed to Away Markets and Execution Pricing for Certain Options https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11400.html https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11400.html Thu, 13 May 2010 00:00:00 -0700 2010-11400 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-13/pdf/2010-11400.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Waiver for Its PrecISE Terminals https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11399.html https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11399.html Thu, 13 May 2010 00:00:00 -0700 2010-11399 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-13/pdf/2010-11399.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11398.html https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11398.html Thu, 13 May 2010 00:00:00 -0700 2010-11398 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-13/pdf/2010-11398.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11397.html https://regulations.justia.com/regulations/fedreg/2010/05/13/2010-11397.html Thu, 13 May 2010 00:00:00 -0700 2010-11397 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-13/pdf/2010-11397.pdf Notice - Sunshine Act; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11446.html https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11446.html Wed, 12 May 2010 00:00:00 -0700 2010-11446 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-12/pdf/2010-11446.pdf Notice - In the Matter of: Universal Property Development & Acquisition Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11401.html https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11401.html Wed, 12 May 2010 00:00:00 -0700 2010-11401 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-12/pdf/2010-11401.pdf Notice - Self-Regulatory Organizations; Order Approving Minor Rule Violation Plan for EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11260.html https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11260.html Wed, 12 May 2010 00:00:00 -0700 2010-11260 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-12/pdf/2010-11260.pdf Notice - Self-Regulatory Organizations; Order Approving Minor Rule Violation Plan for EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11259.html https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11259.html Wed, 12 May 2010 00:00:00 -0700 2010-11259 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-12/pdf/2010-11259.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Order Approving Proposed Rule Change To Make Permanent a Unit-of-Count Metric Alternative for NYSE OpenBook Products https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11258.html https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11258.html Wed, 12 May 2010 00:00:00 -0700 2010-11258 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-12/pdf/2010-11258.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11257.html https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11257.html Wed, 12 May 2010 00:00:00 -0700 2010-11257 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-12/pdf/2010-11257.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 9552, 9554 and 9559 To Conform NASDAQ's Rules to Recent Changes to the Rules of FINRA https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11255.html https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11255.html Wed, 12 May 2010 00:00:00 -0700 2010-11255 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-12/pdf/2010-11255.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11254.html https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11254.html Wed, 12 May 2010 00:00:00 -0700 2010-11254 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-12/pdf/2010-11254.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Clarify, Eliminate, Revise, or Delete Certain Out-Dated or Obsolete Rules https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11253.html https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11253.html Wed, 12 May 2010 00:00:00 -0700 2010-11253 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-12/pdf/2010-11253.pdf Notice - AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11252.html https://regulations.justia.com/regulations/fedreg/2010/05/12/2010-11252.html Wed, 12 May 2010 00:00:00 -0700 2010-11252 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-12/pdf/2010-11252.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11136.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11136.html Tue, 11 May 2010 00:00:00 -0700 2010-11136 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11136.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add 75 Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11135.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11135.html Tue, 11 May 2010 00:00:00 -0700 2010-11135 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11135.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11134.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11134.html Tue, 11 May 2010 00:00:00 -0700 2010-11134 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11134.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add 75 Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11133.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11133.html Tue, 11 May 2010 00:00:00 -0700 2010-11133 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11133.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11099.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11099.html Tue, 11 May 2010 00:00:00 -0700 2010-11099 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11099.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11098.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11098.html Tue, 11 May 2010 00:00:00 -0700 2010-11098 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11098.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11097.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11097.html Tue, 11 May 2010 00:00:00 -0700 2010-11097 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11097.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending CBOE Rules 9.11, 9.18 and 9.21 To Correspond and Harmonize With Rules of the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11096.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11096.html Tue, 11 May 2010 00:00:00 -0700 2010-11096 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11096.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11095.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11095.html Tue, 11 May 2010 00:00:00 -0700 2010-11095 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11095.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Rule 3.3(a) and Section 401(a) of the Exchange's Bylaws to Eliminate the Exchange's Audit Committee, Compensation Committee, and Regulatory Oversight Committee https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11094.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11094.html Tue, 11 May 2010 00:00:00 -0700 2010-11094 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11094.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Adding 75 Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11093.html https://regulations.justia.com/regulations/fedreg/2010/05/11/2010-11093.html Tue, 11 May 2010 00:00:00 -0700 2010-11093 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-11/pdf/2010-11093.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-11219.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-11219.html Mon, 10 May 2010 00:00:00 -0700 2010-11219 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-11219.pdf Notice - Order of Suspension of Trading; In the Matter of Alyn Corp., American HealthChoice, Inc., American Holding Investments, Inc., American Midland Corp., American Millennium Corp., American Pallet Leasing, Inc., American Patriot Funding, Inc. (f/k/a Referral Holdings Corp.), American Quantum Cycles, Inc., American Stellar Energy, Inc. (n/k/a Tara Gold Resources Corp.), Americare Health Scan, Inc. (f/k/a United Products International, Inc.), Amnex, Inc., and Amwest Environmental Group, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-11111.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-11111.html Mon, 10 May 2010 00:00:00 -0700 2010-11111 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-11111.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Market Maker Requirements for Certain Covered Products https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10967.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10967.html Mon, 10 May 2010 00:00:00 -0700 2010-10967 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10967.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the NASDAQ Stock Market LLC to Add Seventy-Five Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10965.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10965.html Mon, 10 May 2010 00:00:00 -0700 2010-10965 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10965.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Add Seventy-Five Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10964.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10964.html Mon, 10 May 2010 00:00:00 -0700 2010-10964 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10964.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Stopped Orders https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10963.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10963.html Mon, 10 May 2010 00:00:00 -0700 2010-10963 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10963.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Amending Rule 6.37A and Rule 6.64 https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10962.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10962.html Mon, 10 May 2010 00:00:00 -0700 2010-10962 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10962.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rebates for Adding and Fees for Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10961.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10961.html Mon, 10 May 2010 00:00:00 -0700 2010-10961 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10961.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by NYSE Arca, Inc. Amending Rule 4, Capital Requirements, Financial Reports, Margins https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10957.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10957.html Mon, 10 May 2010 00:00:00 -0700 2010-10957 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10957.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Trade Options on S&P 500 Annual Dividend Index With an Applied Scaling Factor of 1 https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10956.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10956.html Mon, 10 May 2010 00:00:00 -0700 2010-10956 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10956.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Deleting NYSE Rule 446 and Adopting New Rule 4370 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10953.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10953.html Mon, 10 May 2010 00:00:00 -0700 2010-10953 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10953.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Deleting Rule 446-NYSE Amex Equities and Adopting New Rule 4370-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10952.html https://regulations.justia.com/regulations/fedreg/2010/05/10/2010-10952.html Mon, 10 May 2010 00:00:00 -0700 2010-10952 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-10/pdf/2010-10952.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2010/05/07/2010-10830.html https://regulations.justia.com/regulations/fedreg/2010/05/07/2010-10830.html Fri, 07 May 2010 00:00:00 -0700 2010-10830 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-07/pdf/2010-10830.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10651.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10651.html Thu, 06 May 2010 00:00:00 -0700 2010-10651 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10651.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Amendments to the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10646.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10646.html Thu, 06 May 2010 00:00:00 -0700 2010-10646 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10646.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Amendments to the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10645.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10645.html Thu, 06 May 2010 00:00:00 -0700 2010-10645 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10645.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Make a Technical Adjustment to Its Rules To Allow Sub-Penny Quoting of Certain Securities https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10600.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10600.html Thu, 06 May 2010 00:00:00 -0700 2010-10600 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10600.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Mid-Point Passive Liquidity Order https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10599.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10599.html Thu, 06 May 2010 00:00:00 -0700 2010-10599 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10599.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Rule Change Amending Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10598.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10598.html Thu, 06 May 2010 00:00:00 -0700 2010-10598 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10598.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Establish New Fee for TotalView Service Available to Non-Professionals and To Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10597.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10597.html Thu, 06 May 2010 00:00:00 -0700 2010-10597 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10597.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc. Concerning Ballista Securities LLC https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10596.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10596.html Thu, 06 May 2010 00:00:00 -0700 2010-10596 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10596.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10595.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10595.html Thu, 06 May 2010 00:00:00 -0700 2010-10595 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10595.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow FINRA Members To Use the OTC Reporting Facility To Transfer Transaction Fees Charged by One Member to Another Member https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10594.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10594.html Thu, 06 May 2010 00:00:00 -0700 2010-10594 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10594.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Amend the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10593.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10593.html Thu, 06 May 2010 00:00:00 -0700 2010-10593 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10593.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending the Listing and Trading of ETFS Palladium Trust and ETFS Platinum Trust https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10592.html https://regulations.justia.com/regulations/fedreg/2010/05/06/2010-10592.html Thu, 06 May 2010 00:00:00 -0700 2010-10592 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-06/pdf/2010-10592.pdf Notice - Order Making Fiscal Year 2011 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b), and 31(c) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2010/05/05/2010-10491.html https://regulations.justia.com/regulations/fedreg/2010/05/05/2010-10491.html Wed, 05 May 2010 00:00:00 -0700 2010-10491 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-05/pdf/2010-10491.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Certain Order Routing and Market-Maker Rules https://regulations.justia.com/regulations/fedreg/2010/05/05/2010-10459.html https://regulations.justia.com/regulations/fedreg/2010/05/05/2010-10459.html Wed, 05 May 2010 00:00:00 -0700 2010-10459 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-05/pdf/2010-10459.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Commentary to Rule 915 and Rule 916 https://regulations.justia.com/regulations/fedreg/2010/05/05/2010-10458.html https://regulations.justia.com/regulations/fedreg/2010/05/05/2010-10458.html Wed, 05 May 2010 00:00:00 -0700 2010-10458 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-05/pdf/2010-10458.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/05/04/2010-10490.html https://regulations.justia.com/regulations/fedreg/2010/05/04/2010-10490.html Tue, 04 May 2010 00:00:00 -0700 2010-10490 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-04/pdf/2010-10490.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee and Rebate Schedule Issued Pursuant to Exchange Rule 16.1(c) With Respect to the Liquidity Adding Rebate for Securities Priced Under One Dollar https://regulations.justia.com/regulations/fedreg/2010/05/04/2010-10363.html https://regulations.justia.com/regulations/fedreg/2010/05/04/2010-10363.html Tue, 04 May 2010 00:00:00 -0700 2010-10363 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-04/pdf/2010-10363.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. To Amend the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/04/2010-10309.html https://regulations.justia.com/regulations/fedreg/2010/05/04/2010-10309.html Tue, 04 May 2010 00:00:00 -0700 2010-10309 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-04/pdf/2010-10309.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market, LLC To Amend the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2010/05/04/2010-10301.html https://regulations.justia.com/regulations/fedreg/2010/05/04/2010-10301.html Tue, 04 May 2010 00:00:00 -0700 2010-10301 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-04/pdf/2010-10301.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2010/05/04/2010-10300.html https://regulations.justia.com/regulations/fedreg/2010/05/04/2010-10300.html Tue, 04 May 2010 00:00:00 -0700 2010-10300 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-04/pdf/2010-10300.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC Relating to the Opening of Trading in the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2010/05/04/2010-10275.html https://regulations.justia.com/regulations/fedreg/2010/05/04/2010-10275.html Tue, 04 May 2010 00:00:00 -0700 2010-10275 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-04/pdf/2010-10275.pdf Proposed Rule - Asset-Backed Securities https://regulations.justia.com/regulations/fedreg/2010/05/03/2010-8282.html https://regulations.justia.com/regulations/fedreg/2010/05/03/2010-8282.html Mon, 03 May 2010 00:00:00 -0700 2010-8282 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-05-03/pdf/2010-8282.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Trade Reporting of OTC Equity Securities and Restricted Equity Securities https://regulations.justia.com/regulations/fedreg/2010/05/03/2010-10252.html https://regulations.justia.com/regulations/fedreg/2010/05/03/2010-10252.html Mon, 03 May 2010 00:00:00 -0700 2010-10252 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-03/pdf/2010-10252.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/03/2010-10215.html https://regulations.justia.com/regulations/fedreg/2010/05/03/2010-10215.html Mon, 03 May 2010 00:00:00 -0700 2010-10215 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-03/pdf/2010-10215.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/03/2010-10214.html https://regulations.justia.com/regulations/fedreg/2010/05/03/2010-10214.html Mon, 03 May 2010 00:00:00 -0700 2010-10214 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-03/pdf/2010-10214.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/05/03/2010-10213.html https://regulations.justia.com/regulations/fedreg/2010/05/03/2010-10213.html Mon, 03 May 2010 00:00:00 -0700 2010-10213 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-03/pdf/2010-10213.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change To List and Trade Options on the ETFS Palladium Trust and the ETFS Platinum Trust https://regulations.justia.com/regulations/fedreg/2010/05/03/2010-10212.html https://regulations.justia.com/regulations/fedreg/2010/05/03/2010-10212.html Mon, 03 May 2010 00:00:00 -0700 2010-10212 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-03/pdf/2010-10212.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to QNET Sector Index Option Fees https://regulations.justia.com/regulations/fedreg/2010/05/03/2010-10211.html https://regulations.justia.com/regulations/fedreg/2010/05/03/2010-10211.html Mon, 03 May 2010 00:00:00 -0700 2010-10211 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-05-03/pdf/2010-10211.pdf