Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/04?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-05-04T01:09:53-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10082.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Intermarket Option Linkage2010-04-30T00:00:00-07:002010-04-30T00:00:00-07:002010-10082Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-30/pdf/2010-10082.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10081.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 903 and Adopting Rule 903A2010-04-30T00:00:00-07:002010-04-30T00:00:00-07:002010-10081Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-30/pdf/2010-10081.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10080.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2010-04-30T00:00:00-07:002010-04-30T00:00:00-07:002010-10080Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-30/pdf/2010-10080.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10033.htmlNotice - Claymore Exchange-Traded Fund Trust 3, et al.; Notice of Application2010-04-30T00:00:00-07:002010-04-30T00:00:00-07:002010-10033Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-30/pdf/2010-10033.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10032.htmlNotice - Proposed Collection; Comment Request2010-04-30T00:00:00-07:002010-04-30T00:00:00-07:002010-10032Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-30/pdf/2010-10032.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10031.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.4 and Adopting Rule 6.4A2010-04-30T00:00:00-07:002010-04-30T00:00:00-07:002010-10031Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-30/pdf/2010-10031.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10030.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees2010-04-30T00:00:00-07:002010-04-30T00:00:00-07:002010-10030Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-30/pdf/2010-10030.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/30/2010-10029.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity2010-04-30T00:00:00-07:002010-04-30T00:00:00-07:002010-10029Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-30/pdf/2010-10029.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9989.htmlNotice - Pax World Funds Trust II, et al.; Notice of Application2010-04-29T00:00:00-07:002010-04-29T00:00:00-07:002010-9989Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9989.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9978.htmlNotice - Investor Advisory Committee2010-04-29T00:00:00-07:002010-04-29T00:00:00-07:002010-9978Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9978.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9941.htmlNotice - Proposed Collection; Comment Request2010-04-29T00:00:00-07:002010-04-29T00:00:00-07:002010-9941Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9941.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9940.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to ETFS Palladium Shares and ETFS Platinum Shares2010-04-29T00:00:00-07:002010-04-29T00:00:00-07:002010-9940Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9940.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9932.htmlNotice - Order Extending Temporary Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Request on Behalf of ICE Clear Europe, Limited Related to Central Clearing of Credit Default Swaps, and Request for Comments2010-04-29T00:00:00-07:002010-04-29T00:00:00-07:002010-9932Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9932.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9931.htmlNotice - Order Extending and Modifying Temporary Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Request on Behalf of Eurex Clearing AG Related to Central Clearing of Credit Default Swaps, and Request for Comment2010-04-29T00:00:00-07:002010-04-29T00:00:00-07:002010-9931Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9931.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9879.htmlNotice - Proposed Collection; Comment Request2010-04-29T00:00:00-07:002010-04-29T00:00:00-07:002010-9879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9879.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9878.htmlNotice - Proposed Collection; Comment Request2010-04-29T00:00:00-07:002010-04-29T00:00:00-07:002010-9878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9878.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9877.htmlNotice - Proposed Collection; Comment Request2010-04-29T00:00:00-07:002010-04-29T00:00:00-07:002010-9877Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9877.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9876.htmlNotice - Proposed Collection; Comment Request2010-04-29T00:00:00-07:002010-04-29T00:00:00-07:002010-9876Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9876.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9875.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing of the Teucrium Corn Fund2010-04-29T00:00:00-07:002010-04-29T00:00:00-07:002010-9875Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9875.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9874.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rules 2.5 and 17.2 Applicable to Registration Requirements2010-04-29T00:00:00-07:002010-04-29T00:00:00-07:002010-9874Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9874.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9873.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Period for SR-FINRA-2009-0652010-04-29T00:00:00-07:002010-04-29T00:00:00-07:002010-9873Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9873.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/29/2010-9872.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Immediate Release Policy To Remove the Address Contact Information2010-04-29T00:00:00-07:002010-04-29T00:00:00-07:002010-9872Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-29/pdf/2010-9872.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/27/2010-9811.htmlNotice - Global Medical Products Holdings, Inc., Order of Suspension of Trading2010-04-27T00:00:00-07:002010-04-27T00:00:00-07:002010-9811Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-27/pdf/2010-9811.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/27/2010-9810.htmlNotice - ADSOUTH PARTNERS, Inc., American Racing Capital, Inc., Buck-A-Roo$ Holding Corporation, DDS Technologies USA, Inc., and VECTr Systems Inc.; Order of Suspension of Trading2010-04-27T00:00:00-07:002010-04-27T00:00:00-07:002010-9810Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-27/pdf/2010-9810.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/27/2010-9679.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend the Bylaws of NYSE Euronext To Adopt a Majority Voting Standard in Uncontested Elections of Directors2010-04-27T00:00:00-07:002010-04-27T00:00:00-07:002010-9679Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-27/pdf/2010-9679.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/27/2010-9678.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove a Feature and Revise Outdated Text Regarding Certain Execution Rules2010-04-27T00:00:00-07:002010-04-27T00:00:00-07:002010-9678Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-27/pdf/2010-9678.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/27/2010-9677.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change Relating to Listing of AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF2010-04-27T00:00:00-07:002010-04-27T00:00:00-07:002010-9677Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-27/pdf/2010-9677.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/26/2010-9745.htmlNotice - Sunshine Act Meeting2010-04-26T00:00:00-07:002010-04-26T00:00:00-07:002010-9745Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-26/pdf/2010-9745.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/26/2010-9552.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Accelerated Approval of Proposed Rule Change To Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities2010-04-26T00:00:00-07:002010-04-26T00:00:00-07:002010-9552Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-26/pdf/2010-9552.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/26/2010-9551.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Granting Accelerated Approval of Proposed Rule Change To Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities2010-04-26T00:00:00-07:002010-04-26T00:00:00-07:002010-9551Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-26/pdf/2010-9551.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/26/2010-9550.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Fee Schedule2010-04-26T00:00:00-07:002010-04-26T00:00:00-07:002010-9550Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-26/pdf/2010-9550.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/26/2010-9549.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA Rule 9554 To Eliminate Explicitly the Inability-To-Pay Defense in the Expedited Proceedings Context2010-04-26T00:00:00-07:002010-04-26T00:00:00-07:002010-9549Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-26/pdf/2010-9549.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/26/2010-8964.htmlUnknown - 2010-89642010-04-26T00:00:00-07:002010-04-26T00:00:00-07:002010-8964Unknownhttp://www.gpo.gov/fdsys/pkg/FR-2010-04-26/pdf/2010-8964.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9568.htmlNotice - ULH Corp. (n/k/a UniHolding Corp.), Unapix Entertainment, Inc., Unicomp, Inc., and Unidyne Corp.; Order of Suspension of Trading2010-04-23T00:00:00-07:002010-04-23T00:00:00-07:002010-9568Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-23/pdf/2010-9568.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9457.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change To Permit $1 Strikes for Options on Trust Issued Receipts2010-04-23T00:00:00-07:002010-04-23T00:00:00-07:002010-9457Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-23/pdf/2010-9457.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9401.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Modify NYSE Arca Trades Fees, To Establish the NYSE Arca BBO Service and Related Fees, and To Provide an Alternative Unit-of-Count Methodology for Those Services2010-04-23T00:00:00-07:002010-04-23T00:00:00-07:002010-9401Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-23/pdf/2010-9401.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9400.htmlNotice - Calvert Social Investment Fund, et al.; Notice of Application2010-04-23T00:00:00-07:002010-04-23T00:00:00-07:002010-9400Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-23/pdf/2010-9400.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9399.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Category of Fees for “Professional”2010-04-23T00:00:00-07:002010-04-23T00:00:00-07:002010-9399Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-23/pdf/2010-9399.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9398.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity2010-04-23T00:00:00-07:002010-04-23T00:00:00-07:002010-9398Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-23/pdf/2010-9398.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9272.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Certain By-Laws and Rules Related to the Stock Loan/Hedge and Market Loan Programs2010-04-23T00:00:00-07:002010-04-23T00:00:00-07:002010-9272Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-23/pdf/2010-9272.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/23/2010-9025.htmlProposed Rule - Large Trader Reporting System2010-04-23T00:00:00-07:002010-04-23T00:00:00-07:002010-9025Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-23/pdf/2010-9025.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9455.htmlNotice - V-GPO, Inc., Valesc Holdings, Inc., Venture Stores, Inc., Vertigo Theme Parks, Inc. (f/k/a Snap2 Corp.), Videolan Technologies, Inc., VisionGateway, Inc., Vital Health Technologies, Inc. (n/k/a Caribbean American Health Resorts), and VoiceNet, Inc.; Order of Suspension of Trading2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9455Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9455.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9362.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9362Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9362.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9361.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change To Establish the NYSE Amex Trades Service and the NYSE Amex BBO Service and Related Fees2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9361Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9361.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9358.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Making Permanent the Exchange's Pilot Program With Respect to Its Continued Listing Standards2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9358Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9358.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9357.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.4 Commentary .04.2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9357Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9357.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9285.htmlNotice - Northern Lights Fund Trust, et al.; Notice of Application2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9285Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9285.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9284.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Rules To Reflect Changes to Corresponding FINRA Rules2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9284Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9284.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9283.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9283Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9283.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9282.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure)2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9282Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9282.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9281.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9281Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9281.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9280.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend From May 30, 2010 Until June 30, 2010 the Final Date by Which the Exchange Must Terminate Its Affiliation With NYFIX Securities Corporation2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9280Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9280.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9279.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance its Existing Processing Relating to End of Day Liquidity2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9279Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9279.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9278.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 903 Commentary .062010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9278Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9278.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9277.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, BATS Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Arca, Inc., NYSE Regulation, Inc., NASDAQ OMX BX, Inc., and NASDAQ OMX PHLX, Inc. Relating to the Surveillance, Investigation, and Enforcement of Insider Trading Rules2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9277Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9277.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9275.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Strategy Fee Cap Program2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9275Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9275.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9274.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish the NYSE BBO Service2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9274.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9273.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing an Equity Transaction Fee Schedule for Shares Executed on the NYSE MatchPointSM2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9273Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9273.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9271.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4(c) of Schedule A to the FINRA By-Laws To Add a Reference to the Fees Assessed for the Series 51, 52 and 53 Examinations2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9271Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9271.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9270.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Certain Incorrect or Inaccurate Cross-References2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9270Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9270.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/22/2010-9269.htmlNotice - Proposed Collection; Comment Request2010-04-22T00:00:00-07:002010-04-22T00:00:00-07:002010-9269Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-22/pdf/2010-9269.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/21/2010-9115.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Category of Fees for “Professionals”2010-04-21T00:00:00-07:002010-04-21T00:00:00-07:002010-9115Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-21/pdf/2010-9115.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/20/2010-9144.htmlNotice - In The Matter of Apogee Technology, Inc.; Order of Suspension of Trading2010-04-20T00:00:00-07:002010-04-20T00:00:00-07:002010-9144Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-20/pdf/2010-9144.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/20/2010-9116.htmlNotice - Sunshine Act Meeting2010-04-20T00:00:00-07:002010-04-20T00:00:00-07:002010-9116Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-20/pdf/2010-9116.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/20/2010-9052.htmlNotice - Order Instituting Administrative Proceedings Pursuant to Section 15E(a)(2)(A)(ii) of the Securities Exchange Act of 1934 and Notice of Hearing; In the Matter of the Application of Dagong Global Credit Rating Co., Ltd.2010-04-20T00:00:00-07:002010-04-20T00:00:00-07:002010-9052Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-20/pdf/2010-9052.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/20/2010-9033.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Global Select Market Initial Listing Requirements2010-04-20T00:00:00-07:002010-04-20T00:00:00-07:002010-9033Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-20/pdf/2010-9033.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/20/2010-9032.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Enable the Listing and Trading of Options on the ETFS Palladium Trust and the ETFS Platinum Trust2010-04-20T00:00:00-07:002010-04-20T00:00:00-07:002010-9032Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-20/pdf/2010-9032.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/20/2010-9031.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Chapter V, Section 7 (Customer Orders and Order Flow Providers)2010-04-20T00:00:00-07:002010-04-20T00:00:00-07:002010-9031Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-20/pdf/2010-9031.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/20/2010-9016.htmlProposed Rule - Proposed Amendments to Rule 610 of Regulation NMS2010-04-20T00:00:00-07:002010-04-20T00:00:00-07:002010-9016Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-20/pdf/2010-9016.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/19/2010-8948.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, Amending Its Fee Schedule2010-04-19T00:00:00-07:002010-04-19T00:00:00-07:002010-8948Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-19/pdf/2010-8948.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/19/2010-8947.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Changes to Certain Notification Requirements2010-04-19T00:00:00-07:002010-04-19T00:00:00-07:002010-8947Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-19/pdf/2010-8947.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/19/2010-8946.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Amending Its Schedule of Fees2010-04-19T00:00:00-07:002010-04-19T00:00:00-07:002010-8946Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-19/pdf/2010-8946.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/19/2010-8860.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2010-04-19T00:00:00-07:002010-04-19T00:00:00-07:002010-8860Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-19/pdf/2010-8860.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/19/2010-8859.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Adopt, as a Pilot Program, a New NYSE Amex Equities Rule Series for the Trading of Securities Listed on the Nasdaq Stock Market Pursuant to a Grant of Unlisted Trading Privileges, and Amending Existing NYSE Amex Equities Rules as Needed To Accommodate the Trading of Nasdaq-Listed Securities on the Exchange2010-04-19T00:00:00-07:002010-04-19T00:00:00-07:002010-8859Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-19/pdf/2010-8859.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/16/2010-8689.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change, As Amended, To Offer Certain BATS Exchange Data Products2010-04-16T00:00:00-07:002010-04-16T00:00:00-07:002010-8689Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-16/pdf/2010-8689.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/16/2010-8688.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing of the United States Brent Oil Fund, LP2010-04-16T00:00:00-07:002010-04-16T00:00:00-07:002010-8688Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-16/pdf/2010-8688.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/16/2010-8687.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Title of CBOE Rule 6.8C2010-04-16T00:00:00-07:002010-04-16T00:00:00-07:002010-8687Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-16/pdf/2010-8687.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/16/2010-8686.htmlNotice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Market Data Fees2010-04-16T00:00:00-07:002010-04-16T00:00:00-07:002010-8686Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-16/pdf/2010-8686.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/16/2010-8685.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Rule Change Amending Its Fee Schedule2010-04-16T00:00:00-07:002010-04-16T00:00:00-07:002010-8685Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-16/pdf/2010-8685.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/16/2010-8684.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Fees for Participation in NASDAQ OMX PSX2010-04-16T00:00:00-07:002010-04-16T00:00:00-07:002010-8684Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-16/pdf/2010-8684.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/16/2010-8683.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Quote Spread Parameters and Batching of Violations2010-04-16T00:00:00-07:002010-04-16T00:00:00-07:002010-8683Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-16/pdf/2010-8683.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/15/2010-8614.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elective Dividends Service2010-04-15T00:00:00-07:002010-04-15T00:00:00-07:002010-8614Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-15/pdf/2010-8614.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/14/2010-8542.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity2010-04-14T00:00:00-07:002010-04-14T00:00:00-07:002010-8542Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-14/pdf/2010-8542.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/14/2010-8541.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Extend the Last Sale Data Feeds Pilot Program2010-04-14T00:00:00-07:002010-04-14T00:00:00-07:002010-8541Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-14/pdf/2010-8541.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/14/2010-8540.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amending the Direct Edge ECN Fee Schedule2010-04-14T00:00:00-07:002010-04-14T00:00:00-07:002010-8540Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-14/pdf/2010-8540.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/14/2010-8539.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Professional Customers and To Make Certain Other Changes to its Options Fee Schedule2010-04-14T00:00:00-07:002010-04-14T00:00:00-07:002010-8539Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-14/pdf/2010-8539.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/14/2010-8538.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members2010-04-14T00:00:00-07:002010-04-14T00:00:00-07:002010-8538Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-14/pdf/2010-8538.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/14/2010-8537.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Intermarket Sweep Orders2010-04-14T00:00:00-07:002010-04-14T00:00:00-07:002010-8537Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-14/pdf/2010-8537.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/14/2010-8536.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade CBOE Gold ETF Volatility Index Options2010-04-14T00:00:00-07:002010-04-14T00:00:00-07:002010-8536Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-14/pdf/2010-8536.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/14/2010-8469.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Amend the By-Laws of The NASDAQ OMX Group, Inc.2010-04-14T00:00:00-07:002010-04-14T00:00:00-07:002010-8469Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-14/pdf/2010-8469.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8369.htmlNotice - Jackson National Life Insurance Company, et al.2010-04-13T00:00:00-07:002010-04-13T00:00:00-07:002010-8369Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8369.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8368.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between EDGX Exchange, Inc. and the Financial Industry Regulatory Authority, Inc.2010-04-13T00:00:00-07:002010-04-13T00:00:00-07:002010-8368Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8368.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8367.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between EDGA Exchange, Inc. and the Financial Industry Regulatory Authority, Inc.2010-04-13T00:00:00-07:002010-04-13T00:00:00-07:002010-8367Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8367.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8366.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Note to Rule 4.11 Advising the Delta-Based Equity Hedge Exemption Is Not Currently Available for Customers2010-04-13T00:00:00-07:002010-04-13T00:00:00-07:002010-8366Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8366.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8365.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center2010-04-13T00:00:00-07:002010-04-13T00:00:00-07:002010-8365Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8365.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8364.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees2010-04-13T00:00:00-07:002010-04-13T00:00:00-07:002010-8364Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8364.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8363.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 70 in Order To Update Functionality Relating to the Entry of D-Quotes and Pegging E-Quotes2010-04-13T00:00:00-07:002010-04-13T00:00:00-07:002010-8363Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8363.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8362.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 70 in Order To Update Functi onality Relating to the Entry of D-Quotes and Peg ging E-Quotes2010-04-13T00:00:00-07:002010-04-13T00:00:00-07:002010-8362Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8362.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/13/2010-8350.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc. Concerning Ballista Securities LLC2010-04-13T00:00:00-07:002010-04-13T00:00:00-07:002010-8350Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-13/pdf/2010-8350.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/12/2010-8225.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Order To Amend the NSX Fee and Rebate Schedule and Rule 16.42010-04-12T00:00:00-07:002010-04-12T00:00:00-07:002010-8225Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-12/pdf/2010-8225.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/12/2010-8224.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options2010-04-12T00:00:00-07:002010-04-12T00:00:00-07:002010-8224Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-12/pdf/2010-8224.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/12/2010-8223.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule2010-04-12T00:00:00-07:002010-04-12T00:00:00-07:002010-8223Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-12/pdf/2010-8223.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/12/2010-8222.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing of the One Fund Under NYSE Arca Equities Rule 8.6002010-04-12T00:00:00-07:002010-04-12T00:00:00-07:002010-8222Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-12/pdf/2010-8222.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/12/2010-8221.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing of Mars Hill Global Relative Value ETF (f/k/a HTE Global Relative Value ETF)2010-04-12T00:00:00-07:002010-04-12T00:00:00-07:002010-8221Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-12/pdf/2010-8221.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/12/2010-8220.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Rule 107B-NYSE Amex Equities Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or September 30, 20102010-04-12T00:00:00-07:002010-04-12T00:00:00-07:002010-8220Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-12/pdf/2010-8220.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/12/2010-8219.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, NYSE Rule 107B Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or September 30, 20102010-04-12T00:00:00-07:002010-04-12T00:00:00-07:002010-8219Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-12/pdf/2010-8219.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/09/2010-8324.htmlNotice - Sunshine Act Meeting2010-04-09T00:00:00-07:002010-04-09T00:00:00-07:002010-8324Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-09/pdf/2010-8324.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/09/2010-8209.htmlNotice - Sunshine Act Meeting2010-04-09T00:00:00-07:002010-04-09T00:00:00-07:002010-8209Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-09/pdf/2010-8209.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/09/2010-8157.htmlNotice - Proposed Collection; Comment Request2010-04-09T00:00:00-07:002010-04-09T00:00:00-07:002010-8157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-09/pdf/2010-8157.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/09/2010-8156.htmlNotice - Proposed Collection; Comment Request2010-04-09T00:00:00-07:002010-04-09T00:00:00-07:002010-8156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-09/pdf/2010-8156.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/09/2010-8153.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Option Orders Routed to Away Markets2010-04-09T00:00:00-07:002010-04-09T00:00:00-07:002010-8153Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-09/pdf/2010-8153.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/09/2010-8152.htmlNotice - Joint Industry Plan; Notice of Filing and Order Granting Temporary Effectiveness of Amendment to Plan Establishing Procedures Under Rule 605 of Regulation NMS2010-04-09T00:00:00-07:002010-04-09T00:00:00-07:002010-8152Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-09/pdf/2010-8152.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/09/2010-8151.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Commentary .05 to Rule 6.4 Series of Options for Trading2010-04-09T00:00:00-07:002010-04-09T00:00:00-07:002010-8151Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-09/pdf/2010-8151.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/08/2010-7978.htmlNotice - WNC Tax Credits 38, LLC, WNC Tax Credits 39, LLC, WNC Housing Tax Credits Manager, LLC and WNC & Associates, Inc.; Notice of Application2010-04-08T00:00:00-07:002010-04-08T00:00:00-07:002010-7978Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-08/pdf/2010-7978.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/08/2010-7977.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9(c)(12), entitled “Destination Specific Order”2010-04-08T00:00:00-07:002010-04-08T00:00:00-07:002010-7977Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-08/pdf/2010-7977.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/08/2010-7976.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Quoting Obligations2010-04-08T00:00:00-07:002010-04-08T00:00:00-07:002010-7976Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-08/pdf/2010-7976.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/08/2010-7975.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members2010-04-08T00:00:00-07:002010-04-08T00:00:00-07:002010-7975Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-08/pdf/2010-7975.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/08/2010-7973.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule2010-04-08T00:00:00-07:002010-04-08T00:00:00-07:002010-7973Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-08/pdf/2010-7973.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/08/2010-7942.htmlNotice - Privacy Act of 1974: Systems of Records2010-04-08T00:00:00-07:002010-04-08T00:00:00-07:002010-7942Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-08/pdf/2010-7942.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/08/2010-7941.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Order Price Protection2010-04-08T00:00:00-07:002010-04-08T00:00:00-07:002010-7941Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-08/pdf/2010-7941.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/08/2010-7856.htmlRule - Adoption of Updated EDGAR Filer Manual2010-04-08T00:00:00-07:002010-04-08T00:00:00-07:002010-7856Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-08/pdf/2010-7856.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7958.htmlNotice - AB Liquidating Corp. (f/k/a Adaptive Broadband Corp.), Globalnet Corp., Greenland Corp., KeraVision, Inc., Lifespan, Inc., STAR Telecommunications, Inc., Telenetics Corp., and 3DFX Interactive, Inc.; Order of Suspension of Trading2010-04-07T00:00:00-07:002010-04-07T00:00:00-07:002010-7958Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7958.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7848.htmlNotice - Medallion Financial Corp.; Notice of Application2010-04-07T00:00:00-07:002010-04-07T00:00:00-07:002010-7848Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7848.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7847.htmlNotice - American Vantage Companies; Notice of Application2010-04-07T00:00:00-07:002010-04-07T00:00:00-07:002010-7847Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7847.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7846.htmlNotice - Pioneer Bond Fund, et al.; Notice of Application2010-04-07T00:00:00-07:002010-04-07T00:00:00-07:002010-7846Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7846.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7845.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendment of the Fee Schedule2010-04-07T00:00:00-07:002010-04-07T00:00:00-07:002010-7845Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7845.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7844.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Cash-Settled Foreign Currency Options With One-Cent Exercise Prices2010-04-07T00:00:00-07:002010-04-07T00:00:00-07:002010-7844Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7844.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7843.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Granting Accelerated Approval to the Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, To Require Members To Report OTC Transactions in Equity Securities Within 30 Seconds of Execution2010-04-07T00:00:00-07:002010-04-07T00:00:00-07:002010-7843Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7843.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7842.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain FINRA/Nasdaq Trade Reporting Facility Fees2010-04-07T00:00:00-07:002010-04-07T00:00:00-07:002010-7842Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7842.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7841.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes From Archipelago Securities LLC2010-04-07T00:00:00-07:002010-04-07T00:00:00-07:002010-7841Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7841.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7840.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Certain Equities Orders From Archipelago Securities LLC2010-04-07T00:00:00-07:002010-04-07T00:00:00-07:002010-7840Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7840.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7839.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc., Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permitting Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Programs2010-04-07T00:00:00-07:002010-04-07T00:00:00-07:002010-7839Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7839.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7838.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 1 To Provide for the Designation of Qualified Employees and NYSE Rule 51 To Clarify the Scope of Authority Vested in the Chief Executive Officer2010-04-07T00:00:00-07:002010-04-07T00:00:00-07:002010-7838Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7838.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7837.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 1 To Provide for the Designation of Qualified Employees and NYSE Amex Equities Rule 51 To Clarify the Scope of Authority Vested in the Chief Executive Officer2010-04-07T00:00:00-07:002010-04-07T00:00:00-07:002010-7837Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7837.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7836.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of Proposed Rule Change Amending Its Trust Unit Rules and Proposing the Listing of the Nuveen Diversified Commodity Fund2010-04-07T00:00:00-07:002010-04-07T00:00:00-07:002010-7836Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7836.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7781.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Establish $2.50 Strike Price Intervals for Options on the NASDAQ Internet Index SM2010-04-07T00:00:00-07:002010-04-07T00:00:00-07:002010-7781Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-07/pdf/2010-7781.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7753.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Accelerated Approval of the Proposed Rule Change Relating to the Designation of a “Professional Customer”2010-04-06T00:00:00-07:002010-04-06T00:00:00-07:002010-7753Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-06/pdf/2010-7753.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7696.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Equities Orders from Archipelago Securities LLC2010-04-06T00:00:00-07:002010-04-06T00:00:00-07:002010-7696Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-06/pdf/2010-7696.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7695.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Repeal Incorporated NYSE Rule 405(4) (Common Sales Accounts)2010-04-06T00:00:00-07:002010-04-06T00:00:00-07:002010-7695Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-06/pdf/2010-7695.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7694.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify FINRA/Nasdaq Trade Reporting Securities Transaction Credit2010-04-06T00:00:00-07:002010-04-06T00:00:00-07:002010-7694Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-06/pdf/2010-7694.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7693.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Price Improvement Period2010-04-06T00:00:00-07:002010-04-06T00:00:00-07:002010-7693Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-06/pdf/2010-7693.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/05/2010-7787.htmlNotice - Sunshine Act Meeting2010-04-05T00:00:00-07:002010-04-05T00:00:00-07:002010-7787Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-05/pdf/2010-7787.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/05/2010-7630.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Professional Orders2010-04-05T00:00:00-07:002010-04-05T00:00:00-07:002010-7630Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-05/pdf/2010-7630.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/05/2010-7629.htmlNotice - Order Extending Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With Request of Chicago Mercantile Exchange Inc. Related to Central Clearing of Credit Default Swaps, and Request for Comments2010-04-05T00:00:00-07:002010-04-05T00:00:00-07:002010-7629Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-05/pdf/2010-7629.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/05/2010-7553.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Eliminate the Option To Receive a Physical Certificate From DTC for Unsponsored American Depositary Receipts That Are Part of the Fast Automated Transfer Program2010-04-05T00:00:00-07:002010-04-05T00:00:00-07:002010-7553Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-05/pdf/2010-7553.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/05/2010-7552.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402010-04-05T00:00:00-07:002010-04-05T00:00:00-07:002010-7552Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-05/pdf/2010-7552.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/02/2010-7628.htmlNotice - Sunshine Act Meeting2010-04-02T00:00:00-07:002010-04-02T00:00:00-07:002010-7628Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-02/pdf/2010-7628.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/02/2010-7465.htmlNotice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Set the Effective Date for the Elimination of the Guaranty of Payment With Respect to Its Envelope Settlement Service2010-04-02T00:00:00-07:002010-04-02T00:00:00-07:002010-7465Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-02/pdf/2010-7465.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/02/2010-7464.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Granting Approval of Proposed Rule Change To Expand the Number of Components in the PHLX Semiconductor SectorSM2010-04-02T00:00:00-07:002010-04-02T00:00:00-07:002010-7464Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-02/pdf/2010-7464.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/02/2010-7463.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, To Enhance the Interest Rate and Descriptive Information Currently Collected and Made Transparent by the MSRB on Municipal Auction Rate Securities and Variable Rate Demand Obligations2010-04-02T00:00:00-07:002010-04-02T00:00:00-07:002010-7463Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-02/pdf/2010-7463.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/02/2010-7462.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change Relating to Correlated Instrument Delta Hedge Exemption2010-04-02T00:00:00-07:002010-04-02T00:00:00-07:002010-7462Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-02/pdf/2010-7462.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/02/2010-7431.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change, as Modified by Amendments No. 1 and 3 Thereto, Relating to the Directed Order Process on the Boston Options Exchange Facility2010-04-02T00:00:00-07:002010-04-02T00:00:00-07:002010-7431Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-02/pdf/2010-7431.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/02/2010-7430.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Nasdaq's Rules To Eliminate an Outdated Reference2010-04-02T00:00:00-07:002010-04-02T00:00:00-07:002010-7430Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-02/pdf/2010-7430.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7366.htmlNotice - Submission for OMB Review; Comment Request2010-04-01T00:00:00-07:002010-04-01T00:00:00-07:002010-7366Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7366.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7365.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Make Permanent a Unit-of-Count Metric Alternative for NYSE OpenBook2010-04-01T00:00:00-07:002010-04-01T00:00:00-07:002010-7365Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7365.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7364.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules on Self Trade Prevention Order Modifiers2010-04-01T00:00:00-07:002010-04-01T00:00:00-07:002010-7364Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7364.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7363.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Period for a Revised Unit-of-Count Methodology for NYSE OpenBook2010-04-01T00:00:00-07:002010-04-01T00:00:00-07:002010-7363Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7363.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7362.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending Its Fee Schedule2010-04-01T00:00:00-07:002010-04-01T00:00:00-07:002010-7362Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7362.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7361.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From Nasdaq Execution Services2010-04-01T00:00:00-07:002010-04-01T00:00:00-07:002010-7361Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7361.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7360.htmlNotice - Proposed Collection; Comment Request2010-04-01T00:00:00-07:002010-04-01T00:00:00-07:002010-7360Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7360.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7359.htmlNotice - Proposed Collection; Comment Request2010-04-01T00:00:00-07:002010-04-01T00:00:00-07:002010-7359Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7359.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7358.htmlNotice - Proposed Collection; Comment Request2010-04-01T00:00:00-07:002010-04-01T00:00:00-07:002010-7358Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7358.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7290.htmlNotice - Legg Mason Partners Equity Trust, et al.; Notice of Application2010-04-01T00:00:00-07:002010-04-01T00:00:00-07:002010-7290Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7290.pdfhttps://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7278.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Apply Retroactively a Correction of a Drafting Error in Rule 70182010-04-01T00:00:00-07:002010-04-01T00:00:00-07:002010-7278Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7278.pdf