<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/04/06?registers=between Sat, 10 May 2025 08:40:15 -0700 Sat, 10 May 2025 08:40:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/04/06?registers=between Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Accelerated Approval of the Proposed Rule Change Relating to the Designation of a “Professional Customer” https://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7753.html https://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7753.html Tue, 06 Apr 2010 00:00:00 -0700 2010-7753 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-06/pdf/2010-7753.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Equities Orders from Archipelago Securities LLC https://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7696.html https://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7696.html Tue, 06 Apr 2010 00:00:00 -0700 2010-7696 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-06/pdf/2010-7696.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Repeal Incorporated NYSE Rule 405(4) (Common Sales Accounts) https://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7695.html https://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7695.html Tue, 06 Apr 2010 00:00:00 -0700 2010-7695 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-06/pdf/2010-7695.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify FINRA/Nasdaq Trade Reporting Securities Transaction Credit https://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7694.html https://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7694.html Tue, 06 Apr 2010 00:00:00 -0700 2010-7694 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-06/pdf/2010-7694.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Price Improvement Period https://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7693.html https://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7693.html Tue, 06 Apr 2010 00:00:00 -0700 2010-7693 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-06/pdf/2010-7693.pdf