Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/04/06?limit=200&registers=between&mode=atom 2024-11-28T23:55:10-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7753.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Accelerated Approval of the Proposed Rule Change Relating to the Designation of a “Professional Customer” 2010-04-06T00:00:00-07:00 2010-04-06T00:00:00-07:00 2010-7753 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-06/pdf/2010-7753.pdf https://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7696.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Equities Orders from Archipelago Securities LLC 2010-04-06T00:00:00-07:00 2010-04-06T00:00:00-07:00 2010-7696 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-06/pdf/2010-7696.pdf https://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7695.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Repeal Incorporated NYSE Rule 405(4) (Common Sales Accounts) 2010-04-06T00:00:00-07:00 2010-04-06T00:00:00-07:00 2010-7695 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-06/pdf/2010-7695.pdf https://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7694.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify FINRA/Nasdaq Trade Reporting Securities Transaction Credit 2010-04-06T00:00:00-07:00 2010-04-06T00:00:00-07:00 2010-7694 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-06/pdf/2010-7694.pdf https://regulations.justia.com/regulations/fedreg/2010/04/06/2010-7693.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Price Improvement Period 2010-04-06T00:00:00-07:00 2010-04-06T00:00:00-07:00 2010-7693 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-06/pdf/2010-7693.pdf