<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/04/01?registers=between Mon, 12 May 2025 18:40:40 -0700 Mon, 12 May 2025 18:40:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/04/01?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7366.html https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7366.html Thu, 01 Apr 2010 00:00:00 -0700 2010-7366 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7366.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Make Permanent a Unit-of-Count Metric Alternative for NYSE OpenBook https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7365.html https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7365.html Thu, 01 Apr 2010 00:00:00 -0700 2010-7365 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7365.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules on Self Trade Prevention Order Modifiers https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7364.html https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7364.html Thu, 01 Apr 2010 00:00:00 -0700 2010-7364 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7364.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Period for a Revised Unit-of-Count Methodology for NYSE OpenBook https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7363.html https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7363.html Thu, 01 Apr 2010 00:00:00 -0700 2010-7363 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7363.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7362.html https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7362.html Thu, 01 Apr 2010 00:00:00 -0700 2010-7362 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7362.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From Nasdaq Execution Services https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7361.html https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7361.html Thu, 01 Apr 2010 00:00:00 -0700 2010-7361 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7361.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7360.html https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7360.html Thu, 01 Apr 2010 00:00:00 -0700 2010-7360 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7360.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7359.html https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7359.html Thu, 01 Apr 2010 00:00:00 -0700 2010-7359 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7359.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7358.html https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7358.html Thu, 01 Apr 2010 00:00:00 -0700 2010-7358 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7358.pdf Notice - Legg Mason Partners Equity Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7290.html https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7290.html Thu, 01 Apr 2010 00:00:00 -0700 2010-7290 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7290.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Apply Retroactively a Correction of a Drafting Error in Rule 7018 https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7278.html https://regulations.justia.com/regulations/fedreg/2010/04/01/2010-7278.html Thu, 01 Apr 2010 00:00:00 -0700 2010-7278 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-04-01/pdf/2010-7278.pdf