<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/03?registers=between&min-day=1&max-day=31 Sat, 04 May 2024 22:44:57 -0700 Sat, 04 May 2024 22:44:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/03?registers=between&min-day=1&max-day=31 Notice - MetLife Insurance Company of Connecticut, et al. https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7207.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7207.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7207 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7207.pdf Notice - MCG Capital Corporation; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7206.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7206.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7206 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7206.pdf Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Eligibility of Securities Processed Through the ID Net Service https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7204.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7204.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7204 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7204.pdf Notice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Its Settlement Service Guide as It Relates to the ID Net Service https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7203.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7203.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7203 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7203.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Regarding the Listing of the ProShares Ultra MSCI Mexico Investable Market Fund https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7110.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7110.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7110 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7110.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7109.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7109.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7109 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7109.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Application of NASDAQ Rule 4611(d) https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7107.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7107.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7107 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7107.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Relating to Exchange Liability https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7106.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7106.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7106 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7106.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7105.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7105.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7105 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7105.pdf Notice - Self-Regulatory Organizations; The NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3121 To Reflect Changes to Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7104.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7104.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7104 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7104.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Co- location Service Fees https://regulations.justia.com/regulations/fedreg/2010/03/30/C1-2010-6184.html https://regulations.justia.com/regulations/fedreg/2010/03/30/C1-2010-6184.html Tue, 30 Mar 2010 00:00:00 -0700 C1-2010-6184 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-30/pdf/C1-2010-6184.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/03/30/2010-7128.html https://regulations.justia.com/regulations/fedreg/2010/03/30/2010-7128.html Tue, 30 Mar 2010 00:00:00 -0700 2010-7128 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-30/pdf/2010-7128.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to U.S. Dollar-Settled Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2010/03/30/2010-6994.html https://regulations.justia.com/regulations/fedreg/2010/03/30/2010-6994.html Tue, 30 Mar 2010 00:00:00 -0700 2010-6994 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-30/pdf/2010-6994.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Outdated References in the Exchange Fees Schedule https://regulations.justia.com/regulations/fedreg/2010/03/30/2010-6993.html https://regulations.justia.com/regulations/fedreg/2010/03/30/2010-6993.html Tue, 30 Mar 2010 00:00:00 -0700 2010-6993 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-30/pdf/2010-6993.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.37A and Rule 6.64 https://regulations.justia.com/regulations/fedreg/2010/03/30/2010-6992.html https://regulations.justia.com/regulations/fedreg/2010/03/30/2010-6992.html Tue, 30 Mar 2010 00:00:00 -0700 2010-6992 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-30/pdf/2010-6992.pdf Notice - Rydex Series Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6874.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6874.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6874 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6874.pdf Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Aggregate Obligations in Certain Securities Transactions Designated for Settlement on a Trade-for-Trade Basis https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6873.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6873.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6873 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6873.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify and Modify the Applicability of Nasdaq Rule 5615 To Exchange Traded Funds https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6838.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6838.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6838 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6838.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 127 To Remove the Restrictions on the Execution of Block Cross Transactions Outside the Prevailing NYSE Quotation https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6837.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6837.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6837 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6837.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 127 To Remove the Restrictions on the Execution of Block Cross Transactions Outside the Prevailing NYSE Amex Quotation https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6836.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6836.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6836 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6836.pdf Notice - RMR Real Estate Income Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6779.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6779.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6779 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6779.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6775.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6775.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6775 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6775.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6774.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6774.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6774 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6774.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update a Cross-Reference Within FINRA Rule 0150 https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6773.html https://regulations.justia.com/regulations/fedreg/2010/03/29/2010-6773.html Mon, 29 Mar 2010 00:00:00 -0700 2010-6773 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-29/pdf/2010-6773.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Deleting NYSE Rule 446 and Adopting New Rule 4370 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/03/26/2010-6679.html https://regulations.justia.com/regulations/fedreg/2010/03/26/2010-6679.html Fri, 26 Mar 2010 00:00:00 -0700 2010-6679 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-26/pdf/2010-6679.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Deleting Rule 446-NYSE Amex Equities and Adopting New Rule 4370-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/03/26/2010-6678.html https://regulations.justia.com/regulations/fedreg/2010/03/26/2010-6678.html Fri, 26 Mar 2010 00:00:00 -0700 2010-6678 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-26/pdf/2010-6678.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To List and Trade Options on the ETFS Palladium Trust and the ETFS Platinum Trust https://regulations.justia.com/regulations/fedreg/2010/03/26/2010-6677.html https://regulations.justia.com/regulations/fedreg/2010/03/26/2010-6677.html Fri, 26 Mar 2010 00:00:00 -0700 2010-6677 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-26/pdf/2010-6677.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2010/03/26/2010-6676.html https://regulations.justia.com/regulations/fedreg/2010/03/26/2010-6676.html Fri, 26 Mar 2010 00:00:00 -0700 2010-6676 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-26/pdf/2010-6676.pdf Notice - Self[dash]Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to ETFS Palladium Shares and ETFS Platinum Shares https://regulations.justia.com/regulations/fedreg/2010/03/25/C1-2010-5914.html https://regulations.justia.com/regulations/fedreg/2010/03/25/C1-2010-5914.html Thu, 25 Mar 2010 00:00:00 -0700 C1-2010-5914 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-25/pdf/C1-2010-5914.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2010/03/25/2010-6711.html https://regulations.justia.com/regulations/fedreg/2010/03/25/2010-6711.html Thu, 25 Mar 2010 00:00:00 -0700 2010-6711 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-25/pdf/2010-6711.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Programs https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6517.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6517.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6517 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6517.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Elimination of a Market Maker Requirement for Each Option Series https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6516.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6516.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6516 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6516.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC To Permit the Concurrent Listing of $3.50 and $4 Strikes for Classes Participating in the $0.50 Strike Program and the $1 Strike Program https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6515.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6515.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6515 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6515.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend CBOE Rule 31.85 to, Among Other Things, Prohibit Broker Discretionary Voting on the Elections of Directors https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6514.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6514.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6514 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6514.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Credit https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6513.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6513.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6513 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6513.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CHX Article 8, Rule 14 To, Among Other Things, Prohibit Broker Discretionary Voting on the Elections of Directors https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6512.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6512.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6512 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6512.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Relating to Cabinet Trades https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6510.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6510.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6510 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6510.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Accommodate Cabinet Trades That Take Place Below $1 Per Option Contract Until July 1, 2010 https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6509.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6509.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6509 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6509.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6508.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6508.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6508 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6508.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing of the United States Brent Oil Fund, LP https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6507.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6507.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6507 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6507.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6506.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6506.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6506 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6506.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6505.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6505.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6505 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6505.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6504.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6504.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6504 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6504.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Proposing To Extend the Operation of Its New Market Model Pilot, Currently Scheduled To Expire on March 30, 2010, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or September 30, 2010 https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6377.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6377.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6377 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6377.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Proposing To Extend the Operation of Its New Market Model Pilot Currently Scheduled To Expire on March 30, 2010, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or September 30, 2010 https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6376.html https://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6376.html Wed, 24 Mar 2010 00:00:00 -0700 2010-6376 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6376.pdf Notice - Aspen Group Resources Corp., Commercial Concepts, Inc., Desert Health Products, Inc., Equalnet Communications Corp., Geneva Steel Holdings Corp., Orderpro Logistics, Inc. (n/k/a Securus Renewable Energy, Inc.), and Sepragen Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/03/23/2010-6447.html https://regulations.justia.com/regulations/fedreg/2010/03/23/2010-6447.html Tue, 23 Mar 2010 00:00:00 -0700 2010-6447 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-23/pdf/2010-6447.pdf Notice - SeaCo Ltd.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/23/2010-6303.html https://regulations.justia.com/regulations/fedreg/2010/03/23/2010-6303.html Tue, 23 Mar 2010 00:00:00 -0700 2010-6303 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-23/pdf/2010-6303.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6368.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6368.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6368 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6368.pdf Notice - In the Matter of Talisman Enterprises, Inc., Tangent Solutions, Inc., Telepanel Systems, Inc., Telesis North Communications, Inc., Telzuit Medical Technologies, Inc., Tengtu International Corp., Thomaston Mills, Inc., Three D Departments, Inc., Tiger Telematics, Inc., and TIS Mortgage Investment Co.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6315.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6315.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6315 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6315.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rule 3160 (Networking Arrangements Between Members and Financial Institutions) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6214.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6214.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6214 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6214.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change To Amend Exchange Rules Related to Cut-Off Time for Contrary Exercise Advice Submissions https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6204.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6204.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6204 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6204.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Co-Location Service Fees https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6184.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6184.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6184 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6184.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market-Maker Joint Accounts https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6183.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6183.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6183 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6183.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To Modify the Press Release Requirements for Listed Companies https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6182.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6182.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6182 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6182.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Controller Space Fee https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6181.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6181.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6181 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6181.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6152.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6152.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6152 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6152.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 390 https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6150.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6150.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6150 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6150.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 9.1(f) https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6149.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6149.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6149 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6149.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6148.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6148.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6148 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6148.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6118.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6118.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6118 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6118.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6117.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6117.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6117 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6117.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6116.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6116.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6116 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6116.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6115.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6115.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6115 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6115.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to the WisdomTree Real Return Fund https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6114.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6114.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6114 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6114.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change To Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6113.html https://regulations.justia.com/regulations/fedreg/2010/03/22/2010-6113.html Mon, 22 Mar 2010 00:00:00 -0700 2010-6113 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-22/pdf/2010-6113.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5947.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5947.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5947 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5947.pdf Notice - Integrity Life Insurance Company, et al.; https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5921.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5921.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5921 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5921.pdf Notice - American Vantage Companies; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5920.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5920.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5920 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5920.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5919.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5919.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5919 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5919.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView and OpenView https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5918.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5918.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5918 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5918.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5917.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5917.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5917 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5917.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC To Amend the Bylaws of NYSE Euronext To Adopt a Majority Voting Standard in Uncontested Elections of Directors https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5916.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5916.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5916 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5916.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow Fees https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5915.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5915.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5915 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5915.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to ETFS Palladium Shares And ETFS Platinum Shares https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5914.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5914.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5914 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5914.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 3, Relating to the Prohibition of Certain Abuses in the Allocation and Distribution of Shares in Initial Public Offerings (“IPOs”) https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5913.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5913.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5913 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5913.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing of the One Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5912.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5912.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5912 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5912.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5911.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5911.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5911 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5911.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain Exchange Fees https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5910.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5910.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5910 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5910.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5909.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5909.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5909 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5909.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing of HTE Global Relative Value ETF https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5908.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5908.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5908 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5908.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Option Pilots https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5907.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5907.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5907 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5907.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees for the Block Order Mechanism https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5906.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5906.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5906 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5906.pdf Notice - In the Matter of the Applications of EDGX Exchange, Inc., and EDGA Exchange, Inc. for Registration as National Securities Exchanges; Findings, Opinion, and Order of the Commission https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5868.html https://regulations.justia.com/regulations/fedreg/2010/03/18/2010-5868.html Thu, 18 Mar 2010 00:00:00 -0700 2010-5868 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-18/pdf/2010-5868.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide an Additional Option to the DOTI Routing Strategy https://regulations.justia.com/regulations/fedreg/2010/03/16/2010-5661.html https://regulations.justia.com/regulations/fedreg/2010/03/16/2010-5661.html Tue, 16 Mar 2010 00:00:00 -0700 2010-5661 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-16/pdf/2010-5661.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 3121 To Reflect Changes To Corresponding FINRA Rule and a Clerical Change to NASDAQ's Rules https://regulations.justia.com/regulations/fedreg/2010/03/16/2010-5660.html https://regulations.justia.com/regulations/fedreg/2010/03/16/2010-5660.html Tue, 16 Mar 2010 00:00:00 -0700 2010-5660 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-16/pdf/2010-5660.pdf Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Its Co-Location Fees https://regulations.justia.com/regulations/fedreg/2010/03/16/2010-5659.html https://regulations.justia.com/regulations/fedreg/2010/03/16/2010-5659.html Tue, 16 Mar 2010 00:00:00 -0700 2010-5659 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-16/pdf/2010-5659.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permanent Approval of the Dividend, Merger and Short Stock Interest Strategies Fee Cap Pilot Program https://regulations.justia.com/regulations/fedreg/2010/03/16/2010-5658.html https://regulations.justia.com/regulations/fedreg/2010/03/16/2010-5658.html Tue, 16 Mar 2010 00:00:00 -0700 2010-5658 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-16/pdf/2010-5658.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Extend Certain Regulation NMS Protections to Quoting and Trading in the Market for OTC Equity Securities https://regulations.justia.com/regulations/fedreg/2010/03/16/2010-5648.html https://regulations.justia.com/regulations/fedreg/2010/03/16/2010-5648.html Tue, 16 Mar 2010 00:00:00 -0700 2010-5648 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-16/pdf/2010-5648.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/03/15/2010-5728.html https://regulations.justia.com/regulations/fedreg/2010/03/15/2010-5728.html Mon, 15 Mar 2010 00:00:00 -0700 2010-5728 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-15/pdf/2010-5728.pdf Notice - Self-Regulatory Organization; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Adjustment Increments Applicable to Stock Futures https://regulations.justia.com/regulations/fedreg/2010/03/15/2010-5534.html https://regulations.justia.com/regulations/fedreg/2010/03/15/2010-5534.html Mon, 15 Mar 2010 00:00:00 -0700 2010-5534 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-15/pdf/2010-5534.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Adopt a Reservation Fee for Next Generation Trading Floor Booth Space https://regulations.justia.com/regulations/fedreg/2010/03/15/2010-5533.html https://regulations.justia.com/regulations/fedreg/2010/03/15/2010-5533.html Mon, 15 Mar 2010 00:00:00 -0700 2010-5533 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-15/pdf/2010-5533.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar https://regulations.justia.com/regulations/fedreg/2010/03/15/2010-5532.html https://regulations.justia.com/regulations/fedreg/2010/03/15/2010-5532.html Mon, 15 Mar 2010 00:00:00 -0700 2010-5532 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-15/pdf/2010-5532.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Increase the Monthly ATP Fee for All Options Market Makers and To Reduce the Per-Contract Transaction Fee for Non-Directed Options Market Makers https://regulations.justia.com/regulations/fedreg/2010/03/15/2010-5531.html https://regulations.justia.com/regulations/fedreg/2010/03/15/2010-5531.html Mon, 15 Mar 2010 00:00:00 -0700 2010-5531 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-15/pdf/2010-5531.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Routing of Orders From NASDAQ Options Market to an Affiliated Exchange https://regulations.justia.com/regulations/fedreg/2010/03/15/2010-5530.html https://regulations.justia.com/regulations/fedreg/2010/03/15/2010-5530.html Mon, 15 Mar 2010 00:00:00 -0700 2010-5530 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-15/pdf/2010-5530.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Option Orders Routed to Away Markets https://regulations.justia.com/regulations/fedreg/2010/03/15/2010-5529.html https://regulations.justia.com/regulations/fedreg/2010/03/15/2010-5529.html Mon, 15 Mar 2010 00:00:00 -0700 2010-5529 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-15/pdf/2010-5529.pdf Notice - Lincoln Investment Advisors Corporation and Lincoln Variable Insurance Products Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5446.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5446.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5446 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5446.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To Modify the Fees for Listing on the Nasdaq Stock Market and the Fee for Written Interpretations of Nasdaq Listing Rules https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5413.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5413.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5413 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5413.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Procedures To Prevent Informational Advantages Resulting From the Affiliation Between PHLX and NOS https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5319.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5319.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5319 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5319.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2, Relating to Reestablishing Certain Fees https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5317.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5317.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5317 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5317.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5316.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5316.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5316 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5316.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Enable the Listing and Trading of Options on the ETFS Palladium Trust and the ETFS Platinum Trust https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5315.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5315.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5315 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5315.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Temporary Membership Status and Interim Trading Permit Access Fees https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5302.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5302.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5302 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5302.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBSX Fees Schedule To Adopt a Document Request Fee and Transaction Fees for Cross Trades That Settle Non-Regular-Way https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5301.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5301.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5301 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5301.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Publication of Certain Aggregate Daily Trading Volume Data https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5300.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5300.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5300 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5300.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Making Permanent the Exchange's Pilot Program With Respect to Its Continued Listing Standards https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5299.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5299.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5299 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5299.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Inc. To Aggregate Trading Activity of Affiliated Participants To Calculate Average Daily Trading Volume for Billing Purposes https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5298.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5298.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5298 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5298.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5296.html https://regulations.justia.com/regulations/fedreg/2010/03/12/2010-5296.html Fri, 12 Mar 2010 00:00:00 -0800 2010-5296 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-12/pdf/2010-5296.pdf Notice - The Chile Fund, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5235.html https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5235.html Thu, 11 Mar 2010 00:00:00 -0800 2010-5235 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-11/pdf/2010-5235.pdf Notice - Order Extending Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection with Request of ICE Trust U.S. LLC Related to Central Clearing of Credit Default Swaps, and Request for Comments https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5222.html https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5222.html Thu, 11 Mar 2010 00:00:00 -0800 2010-5222 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-11/pdf/2010-5222.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rules 993NY and 945 https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5221.html https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5221.html Thu, 11 Mar 2010 00:00:00 -0800 2010-5221 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-11/pdf/2010-5221.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Minimum Quantity Order Type https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5220.html https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5220.html Thu, 11 Mar 2010 00:00:00 -0800 2010-5220 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-11/pdf/2010-5220.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Additional Relief Relating to Certain FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility Fees https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5217.html https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5217.html Thu, 11 Mar 2010 00:00:00 -0800 2010-5217 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-11/pdf/2010-5217.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consisting of Revised Interpretive Questions & Answers on the Application of Rule G-37 https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5215.html https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5215.html Thu, 11 Mar 2010 00:00:00 -0800 2010-5215 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-11/pdf/2010-5215.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending the Rule Governing the Issuance of Trading Licenses https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5214.html https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5214.html Thu, 11 Mar 2010 00:00:00 -0800 2010-5214 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-11/pdf/2010-5214.pdf Notice - Lincoln Variable Insurance Products Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5213.html https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5213.html Thu, 11 Mar 2010 00:00:00 -0800 2010-5213 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-11/pdf/2010-5213.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Permit the Concurrent Listing of $3.50 and $4 Strikes for Classes Participating in the $0.50 Strike Program and the $1 Strike Program https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5078.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5078.html Wed, 10 Mar 2010 00:00:00 -0800 2010-5078 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5078.pdf Notice - Policy Statement on Obtaining and Retaining Beneficial Ownership Information for Anti-Money Laundering Purposes https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5075.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5075.html Wed, 10 Mar 2010 00:00:00 -0800 2010-5075 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5075.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5070.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5070.html Wed, 10 Mar 2010 00:00:00 -0800 2010-5070 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5070.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Deletion of Rules 6.96 and 14.5 https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5069.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5069.html Wed, 10 Mar 2010 00:00:00 -0800 2010-5069 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5069.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing of AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5068.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5068.html Wed, 10 Mar 2010 00:00:00 -0800 2010-5068 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5068.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5067.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5067.html Wed, 10 Mar 2010 00:00:00 -0800 2010-5067 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5067.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing of Wilshire 5000 Total Market ETF and the Wilshire 4500 Completion ETF https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5066.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5066.html Wed, 10 Mar 2010 00:00:00 -0800 2010-5066 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5066.pdf Notice - Public Company Accounting Oversight Board; Order Approving Proposed Amendment to Board Rules Relating to Inspections https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5046.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5046.html Wed, 10 Mar 2010 00:00:00 -0800 2010-5046 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5046.pdf Rule - Amendments to Regulation SHO https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-4409.html https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-4409.html Wed, 10 Mar 2010 00:00:00 -0800 2010-4409 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-4409.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-5053.html https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-5053.html Tue, 09 Mar 2010 00:00:00 -0800 2010-5053 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-5053.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4914.html https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4914.html Tue, 09 Mar 2010 00:00:00 -0800 2010-4914 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4914.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Pilot https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4913.html https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4913.html Tue, 09 Mar 2010 00:00:00 -0800 2010-4913 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4913.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 476 To Add a Provision for Violations Relating to Failing To Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4912.html https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4912.html Tue, 09 Mar 2010 00:00:00 -0800 2010-4912 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4912.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Rule 476 To Add a Provision for Violations Relating To Failing to Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4911.html https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4911.html Tue, 09 Mar 2010 00:00:00 -0800 2010-4911 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4911.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Multi-Class Broad Based Index Option Spread Orders https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4910.html https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4910.html Tue, 09 Mar 2010 00:00:00 -0800 2010-4910 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4910.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Relating to the Designation of a “Professional Customer” https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4909.html https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4909.html Tue, 09 Mar 2010 00:00:00 -0800 2010-4909 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4909.pdf Notice - The Chile Fund, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4908.html https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4908.html Tue, 09 Mar 2010 00:00:00 -0800 2010-4908 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4908.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC as Modified by Amendment No. 1 Thereto Clarifying the Implementation Date of the Amendments to NYSE Amex Equities Rule 123C To Modify the Procedures for Its Closing Process and Make Conforming Changes to NYSE Amex Equities Rules 13 and 15 https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4785.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4785.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4785 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4785.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC as Modified by Amendment No. 1 Thereto Clarifying the Implementation Date of the Amendments to NYSE Rule 123C To Modify the Procedures for Its Closing Process and Make Conforming Changes to NYSE Rules 13 and 15 https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4784.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4784.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4784 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4784.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4765.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4765.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4765 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4765.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Amend the Exchange Price List https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4764.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4764.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4764 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4764.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Registered Transfer Agent Notification Methods for Assumption or Termination of Services https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4763.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4763.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4763 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4763.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4741.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4741.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4741 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4741.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Eliminate Guarantee of Payment in Connection With the Envelope Settlement Service https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4738.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4738.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4738 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4738.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex, LLC Amending Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4737.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4737.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4737 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4737.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123C(9)(a)(1) To Extend the Operation of the Pilot Operating Pursuant the Rule Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or June 1, 2010 https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4736.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4736.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4736 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4736.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 123C(9)(a)(1) To Extend the Operation of the Pilot Operating Pursuant the Rule Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or June 1, 2010 https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4735.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4735.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4735 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4735.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Erroneous Citations From Rule 9557 https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4734.html https://regulations.justia.com/regulations/fedreg/2010/03/08/2010-4734.html Mon, 08 Mar 2010 00:00:00 -0800 2010-4734 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-08/pdf/2010-4734.pdf Notice - In the Matter of Xtreme Motorsports International, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/03/05/2010-4803.html https://regulations.justia.com/regulations/fedreg/2010/03/05/2010-4803.html Fri, 05 Mar 2010 00:00:00 -0800 2010-4803 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-05/pdf/2010-4803.pdf Notice - In the Matter of: Corridor Communications Corp., International Cosmetics Marketing Co., PNV, Inc., Questron Technology, Inc. (n/k/a Quti Corp.), Tapistron International, Inc., Telscape International, Inc. (n/k/a Scapetel Debtor, Inc.), and Universal Beverages Holdings Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/03/05/2010-4802.html https://regulations.justia.com/regulations/fedreg/2010/03/05/2010-4802.html Fri, 05 Mar 2010 00:00:00 -0800 2010-4802 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-05/pdf/2010-4802.pdf Notice - In the Matter of: Amalgamated Explorations, Inc., Areawide Cellular, Inc., Genomed, Inc., Global Maintech Corp., Military Resale Group, Inc., Verado Holdings, Inc., and World Transport Authority, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/03/05/2010-4801.html https://regulations.justia.com/regulations/fedreg/2010/03/05/2010-4801.html Fri, 05 Mar 2010 00:00:00 -0800 2010-4801 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-05/pdf/2010-4801.pdf Notice - Proposed Extension of Existing Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/05/2010-4660.html https://regulations.justia.com/regulations/fedreg/2010/03/05/2010-4660.html Fri, 05 Mar 2010 00:00:00 -0800 2010-4660 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-05/pdf/2010-4660.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend the Pilot Program in Relation to Certain of Its Continued Listing Standards https://regulations.justia.com/regulations/fedreg/2010/03/05/2010-4659.html https://regulations.justia.com/regulations/fedreg/2010/03/05/2010-4659.html Fri, 05 Mar 2010 00:00:00 -0800 2010-4659 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-05/pdf/2010-4659.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to Offer Certain BATS Exchange Data Products https://regulations.justia.com/regulations/fedreg/2010/03/05/2010-4658.html https://regulations.justia.com/regulations/fedreg/2010/03/05/2010-4658.html Fri, 05 Mar 2010 00:00:00 -0800 2010-4658 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-05/pdf/2010-4658.pdf Notice - Order Making Fiscal Year 2010 Mid-Year Adjustment to the Fee Rates Applicable Under Sections 31(b) and (c) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4530.html https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4530.html Thu, 04 Mar 2010 00:00:00 -0800 2010-4530 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-04/pdf/2010-4530.pdf Notice - Privacy Act of 1974: Systems of Records https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4529.html https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4529.html Thu, 04 Mar 2010 00:00:00 -0800 2010-4529 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-04/pdf/2010-4529.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to ETFS Physical Swiss Gold Shares and ETFS Physical Silver Shares https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4517.html https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4517.html Thu, 04 Mar 2010 00:00:00 -0800 2010-4517 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-04/pdf/2010-4517.pdf Notice - First Trust/Aberdeen Global Opportunity Income Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4516.html https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4516.html Thu, 04 Mar 2010 00:00:00 -0800 2010-4516 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-04/pdf/2010-4516.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4499.html https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4499.html Thu, 04 Mar 2010 00:00:00 -0800 2010-4499 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-04/pdf/2010-4499.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Granting Approval of Proposed Rule Change Relating to Index Option Position Limits https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4458.html https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4458.html Thu, 04 Mar 2010 00:00:00 -0800 2010-4458 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-04/pdf/2010-4458.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Allow The Depository Trust Company To Provide Settlement Services to European Central Counterparty Limited for U.S. Securities Traded on European Trading Venues https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4457.html https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4457.html Thu, 04 Mar 2010 00:00:00 -0800 2010-4457 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-04/pdf/2010-4457.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the BATS Exchange, Inc., the Chicago Board Options Exchange, Incorporated, C2 Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., the New York Stock Exchange LLC, NYSE Amex LLC, NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., and NASDAQ OMX PHLX, Inc. Concerning Options-Related Sales Practice Matters https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4456.html https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4456.html Thu, 04 Mar 2010 00:00:00 -0800 2010-4456 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-04/pdf/2010-4456.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the NYSE Amex LLC, BATS Exchange, Inc., C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., the NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., and NASDAQ OMX PHLX, Inc. Concerning Options-Related Market Surveillance https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4455.html https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4455.html Thu, 04 Mar 2010 00:00:00 -0800 2010-4455 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-04/pdf/2010-4455.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Intermarket Linkage Rules https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4454.html https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4454.html Thu, 04 Mar 2010 00:00:00 -0800 2010-4454 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-04/pdf/2010-4454.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4453.html https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4453.html Thu, 04 Mar 2010 00:00:00 -0800 2010-4453 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-04/pdf/2010-4453.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market, LLC. Inc. Relating To Amending NASDAQ Options Market (“NOM”) Chapter V, Section 6, Obvious Errors https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4452.html https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4452.html Thu, 04 Mar 2010 00:00:00 -0800 2010-4452 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-04/pdf/2010-4452.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Round Lot Holder Initial Listing Requirement for Listing of Warrants on the Nasdaq Global and Capital Markets Except for Initial Firm Commitment Underwritten Public Offering https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4411.html https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4411.html Thu, 04 Mar 2010 00:00:00 -0800 2010-4411 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-04/pdf/2010-4411.pdf Rule - Money Market Fund Reform https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4059.html https://regulations.justia.com/regulations/fedreg/2010/03/04/2010-4059.html Thu, 04 Mar 2010 00:00:00 -0800 2010-4059 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-03-04/pdf/2010-4059.pdf Notice - In the Matter of Primegen Energy Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/03/03/2010-4502.html https://regulations.justia.com/regulations/fedreg/2010/03/03/2010-4502.html Wed, 03 Mar 2010 00:00:00 -0800 2010-4502 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-03/pdf/2010-4502.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for the NASDAQ Options Market (“NOM”) https://regulations.justia.com/regulations/fedreg/2010/03/03/2010-4367.html https://regulations.justia.com/regulations/fedreg/2010/03/03/2010-4367.html Wed, 03 Mar 2010 00:00:00 -0800 2010-4367 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-03/pdf/2010-4367.pdf Notice - Millington Securities, Inc. and Millington Unit Investment Trusts; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/03/2010-4366.html https://regulations.justia.com/regulations/fedreg/2010/03/03/2010-4366.html Wed, 03 Mar 2010 00:00:00 -0800 2010-4366 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-03/pdf/2010-4366.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/03/2010-4335.html https://regulations.justia.com/regulations/fedreg/2010/03/03/2010-4335.html Wed, 03 Mar 2010 00:00:00 -0800 2010-4335 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-03/pdf/2010-4335.pdf Notice - U.S. Biomedical Corp., (f/k/a United Textiles & Toys, Inc.), U.S. Environmental Solutions, Inc. (n/k/a EnviroResolutions, Inc.), USA Bridge Construction of N.Y., Inc., USA Broadband, Inc., USA Uranium Corp., and Utopia Marketing, Inc. (n/k/a Daytonabrands, Inc.); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4375.html https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4375.html Tue, 02 Mar 2010 00:00:00 -0800 2010-4375 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-02/pdf/2010-4375.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4333.html https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4333.html Tue, 02 Mar 2010 00:00:00 -0800 2010-4333 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-02/pdf/2010-4333.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4239.html https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4239.html Tue, 02 Mar 2010 00:00:00 -0800 2010-4239 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-02/pdf/2010-4239.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4238.html https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4238.html Tue, 02 Mar 2010 00:00:00 -0800 2010-4238 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-02/pdf/2010-4238.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4237.html https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4237.html Tue, 02 Mar 2010 00:00:00 -0800 2010-4237 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-02/pdf/2010-4237.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4236.html https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4236.html Tue, 02 Mar 2010 00:00:00 -0800 2010-4236 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-02/pdf/2010-4236.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the By-Laws of NASD Dispute Resolution https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4235.html https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4235.html Tue, 02 Mar 2010 00:00:00 -0800 2010-4235 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-02/pdf/2010-4235.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify Certain Provisions of the Options Listing Procedures Plan Into the Rules of the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4234.html https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4234.html Tue, 02 Mar 2010 00:00:00 -0800 2010-4234 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-02/pdf/2010-4234.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct an Inadvertent Numbering Inconsistency https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4231.html https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4231.html Tue, 02 Mar 2010 00:00:00 -0800 2010-4231 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-02/pdf/2010-4231.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend BATS Rule 5.5, Entitled “Information Barrier Procedures,” and To Add New BATS Rule 12.13, Entitled “Trading Ahead of Research Reports” https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4230.html https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4230.html Tue, 02 Mar 2010 00:00:00 -0800 2010-4230 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-02/pdf/2010-4230.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by NYSE Amex LLC Changing Certain NYSE Amex Equities Rules To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4229.html https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4229.html Tue, 02 Mar 2010 00:00:00 -0800 2010-4229 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-02/pdf/2010-4229.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by New York Stock Exchange LLC Changing Certain NYSE Rules and Rule Interpretations To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4228.html https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4228.html Tue, 02 Mar 2010 00:00:00 -0800 2010-4228 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-02/pdf/2010-4228.pdf Notice - Commission Statement in Support of Convergence and Global Accounting Standards https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4171.html https://regulations.justia.com/regulations/fedreg/2010/03/02/2010-4171.html Tue, 02 Mar 2010 00:00:00 -0800 2010-4171 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-02/pdf/2010-4171.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending the Provisions of NYSE Rules 116 and 123C To Repeal the Temporary Provision That Allows the Exchange To Report Multiple Closing Prints to the Consolidated Tape When a Closing Transaction Exceeds 99,999,999 Shares https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4165.html https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4165.html Mon, 01 Mar 2010 00:00:00 -0800 2010-4165 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-01/pdf/2010-4165.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Its Trust Unit Rules and Proposing the Listing of the Nuveen Diversified Commodity Fund https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4136.html https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4136.html Mon, 01 Mar 2010 00:00:00 -0800 2010-4136 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-01/pdf/2010-4136.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4135.html https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4135.html Mon, 01 Mar 2010 00:00:00 -0800 2010-4135 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-01/pdf/2010-4135.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Require the Reporting of Transactions in Asset-Backed Securities to TRACE https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4067.html https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4067.html Mon, 01 Mar 2010 00:00:00 -0800 2010-4067 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-01/pdf/2010-4067.pdf Rule - Proxy Disclosure Enhancements; Correction https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4006.html https://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4006.html Mon, 01 Mar 2010 00:00:00 -0800 2010-4006 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-03-01/pdf/2010-4006.pdf