<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/03/31?registers=between Mon, 23 Dec 2024 07:43:31 -0800 Mon, 23 Dec 2024 07:43:31 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/03/31?registers=between Notice - MetLife Insurance Company of Connecticut, et al. https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7207.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7207.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7207 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7207.pdf Notice - MCG Capital Corporation; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7206.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7206.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7206 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7206.pdf Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Eligibility of Securities Processed Through the ID Net Service https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7204.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7204.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7204 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7204.pdf Notice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Its Settlement Service Guide as It Relates to the ID Net Service https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7203.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7203.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7203 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7203.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Regarding the Listing of the ProShares Ultra MSCI Mexico Investable Market Fund https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7110.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7110.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7110 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7110.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7109.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7109.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7109 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7109.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Application of NASDAQ Rule 4611(d) https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7107.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7107.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7107 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7107.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Relating to Exchange Liability https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7106.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7106.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7106 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7106.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7105.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7105.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7105 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7105.pdf Notice - Self-Regulatory Organizations; The NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3121 To Reflect Changes to Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7104.html https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7104.html Wed, 31 Mar 2010 00:00:00 -0700 2010-7104 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7104.pdf