Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/03/31?limit=200&registers=between&mode=atom 2024-05-13T09:47:30-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7207.html Notice - MetLife Insurance Company of Connecticut, et al. 2010-03-31T00:00:00-07:00 2010-03-31T00:00:00-07:00 2010-7207 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7207.pdf https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7206.html Notice - MCG Capital Corporation; Notice of Application 2010-03-31T00:00:00-07:00 2010-03-31T00:00:00-07:00 2010-7206 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7206.pdf https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7204.html Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Eligibility of Securities Processed Through the ID Net Service 2010-03-31T00:00:00-07:00 2010-03-31T00:00:00-07:00 2010-7204 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7204.pdf https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7203.html Notice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Its Settlement Service Guide as It Relates to the ID Net Service 2010-03-31T00:00:00-07:00 2010-03-31T00:00:00-07:00 2010-7203 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7203.pdf https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7110.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Regarding the Listing of the ProShares Ultra MSCI Mexico Investable Market Fund 2010-03-31T00:00:00-07:00 2010-03-31T00:00:00-07:00 2010-7110 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7110.pdf https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7109.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program 2010-03-31T00:00:00-07:00 2010-03-31T00:00:00-07:00 2010-7109 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7109.pdf https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7107.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Application of NASDAQ Rule 4611(d) 2010-03-31T00:00:00-07:00 2010-03-31T00:00:00-07:00 2010-7107 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7107.pdf https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7106.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Relating to Exchange Liability 2010-03-31T00:00:00-07:00 2010-03-31T00:00:00-07:00 2010-7106 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7106.pdf https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7105.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities 2010-03-31T00:00:00-07:00 2010-03-31T00:00:00-07:00 2010-7105 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7105.pdf https://regulations.justia.com/regulations/fedreg/2010/03/31/2010-7104.html Notice - Self-Regulatory Organizations; The NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3121 To Reflect Changes to Corresponding FINRA Rule 2010-03-31T00:00:00-07:00 2010-03-31T00:00:00-07:00 2010-7104 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-31/pdf/2010-7104.pdf