Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/03/24?limit=200®isters=between&mode=atom2024-12-17T20:43:54-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6517.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Programs2010-03-24T00:00:00-07:002010-03-24T00:00:00-07:002010-6517Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6517.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6516.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Elimination of a Market Maker Requirement for Each Option Series2010-03-24T00:00:00-07:002010-03-24T00:00:00-07:002010-6516Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6516.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6515.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC To Permit the Concurrent Listing of $3.50 and $4 Strikes for Classes Participating in the $0.50 Strike Program and the $1 Strike Program2010-03-24T00:00:00-07:002010-03-24T00:00:00-07:002010-6515Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6515.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6514.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend CBOE Rule 31.85 to, Among Other Things, Prohibit Broker Discretionary Voting on the Elections of Directors2010-03-24T00:00:00-07:002010-03-24T00:00:00-07:002010-6514Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6514.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6513.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Credit2010-03-24T00:00:00-07:002010-03-24T00:00:00-07:002010-6513Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6513.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6512.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CHX Article 8, Rule 14 To, Among Other Things, Prohibit Broker Discretionary Voting on the Elections of Directors2010-03-24T00:00:00-07:002010-03-24T00:00:00-07:002010-6512Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6512.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6510.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Relating to Cabinet Trades2010-03-24T00:00:00-07:002010-03-24T00:00:00-07:002010-6510Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6510.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6509.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Accommodate Cabinet Trades That Take Place Below $1 Per Option Contract Until July 1, 20102010-03-24T00:00:00-07:002010-03-24T00:00:00-07:002010-6509Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6509.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6508.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2010-03-24T00:00:00-07:002010-03-24T00:00:00-07:002010-6508Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6508.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6507.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing of the United States Brent Oil Fund, LP2010-03-24T00:00:00-07:002010-03-24T00:00:00-07:002010-6507Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6507.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6506.htmlNotice - Submission for OMB Review; Comment Request2010-03-24T00:00:00-07:002010-03-24T00:00:00-07:002010-6506Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6506.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6505.htmlNotice - Submission for OMB Review; Comment Request2010-03-24T00:00:00-07:002010-03-24T00:00:00-07:002010-6505Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6505.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6504.htmlNotice - Submission for OMB Review; Comment Request2010-03-24T00:00:00-07:002010-03-24T00:00:00-07:002010-6504Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6504.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6377.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Proposing To Extend the Operation of Its New Market Model Pilot, Currently Scheduled To Expire on March 30, 2010, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or September 30, 20102010-03-24T00:00:00-07:002010-03-24T00:00:00-07:002010-6377Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6377.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/24/2010-6376.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Proposing To Extend the Operation of Its New Market Model Pilot Currently Scheduled To Expire on March 30, 2010, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or September 30, 20102010-03-24T00:00:00-07:002010-03-24T00:00:00-07:002010-6376Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-24/pdf/2010-6376.pdf