<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/03/11?registers=between Fri, 22 Nov 2024 14:28:40 -0800 Fri, 22 Nov 2024 14:28:40 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/03/11?registers=between Notice - The Chile Fund, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5235.html https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5235.html Thu, 11 Mar 2010 00:00:00 -0800 2010-5235 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-11/pdf/2010-5235.pdf Notice - Order Extending Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection with Request of ICE Trust U.S. LLC Related to Central Clearing of Credit Default Swaps, and Request for Comments https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5222.html https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5222.html Thu, 11 Mar 2010 00:00:00 -0800 2010-5222 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-11/pdf/2010-5222.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Rules 993NY and 945 https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5221.html https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5221.html Thu, 11 Mar 2010 00:00:00 -0800 2010-5221 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-11/pdf/2010-5221.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Minimum Quantity Order Type https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5220.html https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5220.html Thu, 11 Mar 2010 00:00:00 -0800 2010-5220 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-11/pdf/2010-5220.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Additional Relief Relating to Certain FINRA/Nasdaq Trade Reporting Facility and OTC Reporting Facility Fees https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5217.html https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5217.html Thu, 11 Mar 2010 00:00:00 -0800 2010-5217 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-11/pdf/2010-5217.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consisting of Revised Interpretive Questions & Answers on the Application of Rule G-37 https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5215.html https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5215.html Thu, 11 Mar 2010 00:00:00 -0800 2010-5215 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-11/pdf/2010-5215.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending the Rule Governing the Issuance of Trading Licenses https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5214.html https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5214.html Thu, 11 Mar 2010 00:00:00 -0800 2010-5214 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-11/pdf/2010-5214.pdf Notice - Lincoln Variable Insurance Products Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5213.html https://regulations.justia.com/regulations/fedreg/2010/03/11/2010-5213.html Thu, 11 Mar 2010 00:00:00 -0800 2010-5213 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-11/pdf/2010-5213.pdf