Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/03/10?limit=200&registers=between&mode=atom 2024-11-25T19:30:28-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5078.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Permit the Concurrent Listing of $3.50 and $4 Strikes for Classes Participating in the $0.50 Strike Program and the $1 Strike Program 2010-03-10T00:00:00-08:00 2010-03-10T00:00:00-08:00 2010-5078 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5078.pdf https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5075.html Notice - Policy Statement on Obtaining and Retaining Beneficial Ownership Information for Anti-Money Laundering Purposes 2010-03-10T00:00:00-08:00 2010-03-10T00:00:00-08:00 2010-5075 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5075.pdf https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5070.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center 2010-03-10T00:00:00-08:00 2010-03-10T00:00:00-08:00 2010-5070 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5070.pdf https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5069.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Deletion of Rules 6.96 and 14.5 2010-03-10T00:00:00-08:00 2010-03-10T00:00:00-08:00 2010-5069 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5069.pdf https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5068.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing of AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF 2010-03-10T00:00:00-08:00 2010-03-10T00:00:00-08:00 2010-5068 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5068.pdf https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5067.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee 2010-03-10T00:00:00-08:00 2010-03-10T00:00:00-08:00 2010-5067 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5067.pdf https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5066.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing of Wilshire 5000 Total Market ETF and the Wilshire 4500 Completion ETF 2010-03-10T00:00:00-08:00 2010-03-10T00:00:00-08:00 2010-5066 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5066.pdf https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-5046.html Notice - Public Company Accounting Oversight Board; Order Approving Proposed Amendment to Board Rules Relating to Inspections 2010-03-10T00:00:00-08:00 2010-03-10T00:00:00-08:00 2010-5046 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-5046.pdf https://regulations.justia.com/regulations/fedreg/2010/03/10/2010-4409.html Rule - Amendments to Regulation SHO 2010-03-10T00:00:00-08:00 2010-03-10T00:00:00-08:00 2010-4409 Rule http://www.gpo.gov/fdsys/pkg/FR-2010-03-10/pdf/2010-4409.pdf