Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/03/09?limit=200&registers=between&mode=atom 2024-12-23T08:01:47-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-5053.html Notice - Sunshine Act Meeting 2010-03-09T00:00:00-08:00 2010-03-09T00:00:00-08:00 2010-5053 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-5053.pdf https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4914.html Notice - Proposed Collection; Comment Request 2010-03-09T00:00:00-08:00 2010-03-09T00:00:00-08:00 2010-4914 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4914.pdf https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4913.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Pilot 2010-03-09T00:00:00-08:00 2010-03-09T00:00:00-08:00 2010-4913 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4913.pdf https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4912.html Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 476 To Add a Provision for Violations Relating to Failing To Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade 2010-03-09T00:00:00-08:00 2010-03-09T00:00:00-08:00 2010-4912 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4912.pdf https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4911.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Rule 476 To Add a Provision for Violations Relating To Failing to Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade 2010-03-09T00:00:00-08:00 2010-03-09T00:00:00-08:00 2010-4911 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4911.pdf https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4910.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Multi-Class Broad Based Index Option Spread Orders 2010-03-09T00:00:00-08:00 2010-03-09T00:00:00-08:00 2010-4910 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4910.pdf https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4909.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Relating to the Designation of a “Professional Customer” 2010-03-09T00:00:00-08:00 2010-03-09T00:00:00-08:00 2010-4909 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4909.pdf https://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4908.html Notice - The Chile Fund, Inc., et al.; Notice of Application 2010-03-09T00:00:00-08:00 2010-03-09T00:00:00-08:00 2010-4908 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4908.pdf