Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/03/09?limit=200®isters=between&mode=atom2024-12-23T08:01:47-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2010/03/09/2010-5053.htmlNotice - Sunshine Act Meeting2010-03-09T00:00:00-08:002010-03-09T00:00:00-08:002010-5053Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-5053.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4914.htmlNotice - Proposed Collection; Comment Request2010-03-09T00:00:00-08:002010-03-09T00:00:00-08:002010-4914Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4914.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4913.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Pilot2010-03-09T00:00:00-08:002010-03-09T00:00:00-08:002010-4913Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4913.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4912.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 476 To Add a Provision for Violations Relating to Failing To Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade2010-03-09T00:00:00-08:002010-03-09T00:00:00-08:002010-4912Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4912.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4911.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Rule 476 To Add a Provision for Violations Relating To Failing to Observe High Standards of Commercial Honor and Just and Equitable Principles of Trade2010-03-09T00:00:00-08:002010-03-09T00:00:00-08:002010-4911Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4911.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4910.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Multi-Class Broad Based Index Option Spread Orders2010-03-09T00:00:00-08:002010-03-09T00:00:00-08:002010-4910Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4910.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4909.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Relating to the Designation of a “Professional Customer”2010-03-09T00:00:00-08:002010-03-09T00:00:00-08:002010-4909Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4909.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/09/2010-4908.htmlNotice - The Chile Fund, Inc., et al.; Notice of Application2010-03-09T00:00:00-08:002010-03-09T00:00:00-08:002010-4908Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-09/pdf/2010-4908.pdf