Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/03/01?limit=200®isters=between&mode=atom2024-12-23T08:13:16-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4165.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending the Provisions of NYSE Rules 116 and 123C To Repeal the Temporary Provision That Allows the Exchange To Report Multiple Closing Prints to the Consolidated Tape When a Closing Transaction Exceeds 99,999,999 Shares2010-03-01T00:00:00-08:002010-03-01T00:00:00-08:002010-4165Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-01/pdf/2010-4165.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4136.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending Its Trust Unit Rules and Proposing the Listing of the Nuveen Diversified Commodity Fund2010-03-01T00:00:00-08:002010-03-01T00:00:00-08:002010-4136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-01/pdf/2010-4136.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4135.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Routing Fees2010-03-01T00:00:00-08:002010-03-01T00:00:00-08:002010-4135Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-01/pdf/2010-4135.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4067.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Require the Reporting of Transactions in Asset-Backed Securities to TRACE2010-03-01T00:00:00-08:002010-03-01T00:00:00-08:002010-4067Noticehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-01/pdf/2010-4067.pdfhttps://regulations.justia.com/regulations/fedreg/2010/03/01/2010-4006.htmlRule - Proxy Disclosure Enhancements; Correction2010-03-01T00:00:00-08:002010-03-01T00:00:00-08:002010-4006Rulehttp://www.gpo.gov/fdsys/pkg/FR-2010-03-01/pdf/2010-4006.pdf