<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/02/10?registers=between Thu, 24 Apr 2025 06:09:45 -0700 Thu, 24 Apr 2025 06:09:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/02/10?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change To List and Trade the Sprott Physical Gold Trust https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2960.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2960.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2960 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2960.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 8.85 and Rule 8.92 Regarding the Requirement To Own an Exchange Membership https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2959.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2959.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2959 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2959.pdf Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2958.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2958.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2958 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2958.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2957.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2957.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2957 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2957.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amending the Direct Edge ECN Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2956.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2956.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2956 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2956.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Co-location Service Fees https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2955.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2955.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2955 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2955.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, NYSE Amex LLC, and NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on the ETFS Gold Trust and the ETFS Silver Trust https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2954.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2954.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2954 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2954.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2953.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2953.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2953 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2953.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 991 Options Communications https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2952.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2952.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2952 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2952.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change To List and Trade the Sprott Physical Gold Trust https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2951.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2951.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2951 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2951.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 8.85 and Rule 8.92 Regarding the Requirement To Own an Exchange Membership https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2950.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2950.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2950 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2950.pdf Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Provide Credit for Transactions Involving Issues Priced Less Than One Dollar https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2949.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2949.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2949 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2949.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2948.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2948.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2948 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2948.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amending the Direct Edge ECN Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2947.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2947.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2947 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2947.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Co-Location Service Fees https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2946.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2946.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2946 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2946.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, NYSE Amex LLC, and NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on the ETFS Gold Trust and the ETFS Silver Trust https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2945.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2945.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2945 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2945.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2944.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2944.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2944 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2944.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 991 Options Communications https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2943.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2943.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2943 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2943.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Hearing Location Rules of the Codes of Arbitration Procedure for Customer and Industry Disputes https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2867.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2867.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2867 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2867.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to the Exchange's Quote Lock Counting Period https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2866.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2866.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2866 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2866.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2865.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2865.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2865 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2865.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Codify Prices for Co-Location Services https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2864.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2864.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2864 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2864.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 960NY Trading Differentials https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2863.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2863.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2863 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2863.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Codify Prices for Co-Location Services https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2861.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2861.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2861 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2861.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options for Which the Premium and Exercise Price Are Expressed as a Multiple of the Per-Share Amount https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2860.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2860.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2860 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2860.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Invitation To Cover Shorts Capability To Include Short Positions Outside DTC https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2859.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2859.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2859 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2859.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Related to Invitation to Cover Short Requests https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2858.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2858.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2858 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2858.pdf Proposed Rule - Purchases of Certain Equity Securities by the Issuer and Others; Correction https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2856.html https://regulations.justia.com/regulations/fedreg/2010/02/10/2010-2856.html Wed, 10 Feb 2010 00:00:00 -0800 2010-2856 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-02-10/pdf/2010-2856.pdf