<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/02/04?registers=between Mon, 07 Apr 2025 08:30:34 -0700 Mon, 07 Apr 2025 08:30:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/02/04?registers=between Notice - ShariahShares Exchange-Traded Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2381.html https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2381.html Thu, 04 Feb 2010 00:00:00 -0800 2010-2381 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2381.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2380.html https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2380.html Thu, 04 Feb 2010 00:00:00 -0800 2010-2380 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2380.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating To Elimination of Market Maker Requirement for Each Option Series https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2337.html https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2337.html Thu, 04 Feb 2010 00:00:00 -0800 2010-2337 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2337.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Establish a Pilot Program To Modify FLEX Option Exercise Settlement Values and Minimum Value Sizes https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2336.html https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2336.html Thu, 04 Feb 2010 00:00:00 -0800 2010-2336 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2336.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating To Amending Rule 1092, Obvious Errors and Catastrophic Errors https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2335.html https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2335.html Thu, 04 Feb 2010 00:00:00 -0800 2010-2335 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2335.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2334.html https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2334.html Thu, 04 Feb 2010 00:00:00 -0800 2010-2334 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2334.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Inconsistencies in Certain Execution Rules https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2333.html https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2333.html Thu, 04 Feb 2010 00:00:00 -0800 2010-2333 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2333.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Waiver of Certain Fees https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2332.html https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2332.html Thu, 04 Feb 2010 00:00:00 -0800 2010-2332 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2332.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Its Financial Responsibility Rules To Reflect Changes to Corresponding FINRA Rules https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2331.html https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2331.html Thu, 04 Feb 2010 00:00:00 -0800 2010-2331 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2331.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make Other Various Non-Substantive Technical Changes to Certain FINRA Rules https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2330.html https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2330.html Thu, 04 Feb 2010 00:00:00 -0800 2010-2330 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2330.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Nasdaq Rule 7023 https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2329.html https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2329.html Thu, 04 Feb 2010 00:00:00 -0800 2010-2329 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2329.pdf