Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/02/04?limit=200&registers=between&mode=atom 2024-12-31T07:10:02-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2381.html Notice - ShariahShares Exchange-Traded Fund Trust, et al.; Notice of Application 2010-02-04T00:00:00-08:00 2010-02-04T00:00:00-08:00 2010-2381 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2381.pdf https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2380.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2010-02-04T00:00:00-08:00 2010-02-04T00:00:00-08:00 2010-2380 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2380.pdf https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2337.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating To Elimination of Market Maker Requirement for Each Option Series 2010-02-04T00:00:00-08:00 2010-02-04T00:00:00-08:00 2010-2337 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2337.pdf https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2336.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Establish a Pilot Program To Modify FLEX Option Exercise Settlement Values and Minimum Value Sizes 2010-02-04T00:00:00-08:00 2010-02-04T00:00:00-08:00 2010-2336 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2336.pdf https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2335.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating To Amending Rule 1092, Obvious Errors and Catastrophic Errors 2010-02-04T00:00:00-08:00 2010-02-04T00:00:00-08:00 2010-2335 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2335.pdf https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2334.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Fee Changes 2010-02-04T00:00:00-08:00 2010-02-04T00:00:00-08:00 2010-2334 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2334.pdf https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2333.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Inconsistencies in Certain Execution Rules 2010-02-04T00:00:00-08:00 2010-02-04T00:00:00-08:00 2010-2333 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2333.pdf https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2332.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Waiver of Certain Fees 2010-02-04T00:00:00-08:00 2010-02-04T00:00:00-08:00 2010-2332 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2332.pdf https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2331.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Its Financial Responsibility Rules To Reflect Changes to Corresponding FINRA Rules 2010-02-04T00:00:00-08:00 2010-02-04T00:00:00-08:00 2010-2331 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2331.pdf https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2330.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References and Make Other Various Non-Substantive Technical Changes to Certain FINRA Rules 2010-02-04T00:00:00-08:00 2010-02-04T00:00:00-08:00 2010-2330 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2330.pdf https://regulations.justia.com/regulations/fedreg/2010/02/04/2010-2329.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Nasdaq Rule 7023 2010-02-04T00:00:00-08:00 2010-02-04T00:00:00-08:00 2010-2329 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-04/pdf/2010-2329.pdf