<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/02/01?registers=between Wed, 15 May 2024 11:10:57 -0700 Wed, 15 May 2024 11:10:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/02/01?registers=between Notice - Ariel Corp., Classica Group, Inc., Commodore Environmental Services, Inc., Dupont Direct Financial Holdings, Inc., New Paradigm Software Corp. (n/k/a Brunton Vineyards Holdings, Inc.), Polymer Research Corp. of America, and Shopnet.Com, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-2123.html https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-2123.html Mon, 01 Feb 2010 00:00:00 -0800 2010-2123 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-01/pdf/2010-2123.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-2076.html https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-2076.html Mon, 01 Feb 2010 00:00:00 -0800 2010-2076 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-01/pdf/2010-2076.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-2075.html https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-2075.html Mon, 01 Feb 2010 00:00:00 -0800 2010-2075 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-01/pdf/2010-2075.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish Rules Governing the Trading of Options on the BATS Options Exchange https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-1969.html https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-1969.html Mon, 01 Feb 2010 00:00:00 -0800 2010-1969 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-01/pdf/2010-1969.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-1951.html https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-1951.html Mon, 01 Feb 2010 00:00:00 -0800 2010-1951 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-01/pdf/2010-1951.pdf Notice - Assurant, Inc., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-1950.html https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-1950.html Mon, 01 Feb 2010 00:00:00 -0800 2010-1950 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-01/pdf/2010-1950.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 5160 (Disclosure of Price and Concessions in Selling Agreements) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-1949.html https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-1949.html Mon, 01 Feb 2010 00:00:00 -0800 2010-1949 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-02-01/pdf/2010-1949.pdf