<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/01?registers=between&min-day=1&max-day=31 Wed, 22 May 2024 22:34:08 -0700 Wed, 22 May 2024 22:34:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/01?registers=between&min-day=1&max-day=31 Proposed Rule - Purchases of Certain Equity Securities by the Issuer and Others https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1856.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1856.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1856 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1856.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1854.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1854.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1854 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1854.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Trading Licenses for Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1853.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1853.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1853 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1853.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Eliminate Guarantee of Payment in Connection With the Envelope Settlement Service https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1852.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1852.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1852 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1852.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for 12 Months the Pilot Program Permitting the Exchange's Ownership Interest in BIDS Holdings L.P. (BIDS) and the Affiliation of BIDS With the New York Block Exchange LLC https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1850.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1850.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1850 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1850.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Amend Certain of Its Initial Listing Requirements https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1849.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1849.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1849 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1849.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change Relating to Collection of Exchange Fees https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1848.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1848.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1848 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1848.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1847.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1847.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1847 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1847.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1846.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1846.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1846 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1846.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Deleting Obsolete Provisions Relating to the Opening https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1845.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1845.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1845 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1845.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.87 https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1844.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1844.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1844 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1844.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, by NASDAQ OMX PHLX, Inc. Relating to Transaction Fees and Rebates for Options Overlying Standard and Poor's Depositary Receipts (“SPDRs”) https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1843.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1843.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1843 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1843.pdf Notice - BATS Y-Exchange, Inc.; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1767.html https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1767.html Thu, 28 Jan 2010 00:00:00 -0800 2010-1767 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-28/pdf/2010-1767.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Relating to Changes in NYSE Realtime Reference Prices Service https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1696.html https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1696.html Thu, 28 Jan 2010 00:00:00 -0800 2010-1696 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-28/pdf/2010-1696.pdf Notice - Self-Regulatory Organizations; NYSE Amex, Inc.; Order Approving Proposed Rule Change To Establish the NYSE Amex Realtime Reference Prices Service https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1695.html https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1695.html Thu, 28 Jan 2010 00:00:00 -0800 2010-1695 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-28/pdf/2010-1695.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Postponing the Implementation Date of Information Memo 10-03, Which Provides Updated Parameters for, and Guidance on the Application of, the Exchange's Gap Quote Policy https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1694.html https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1694.html Thu, 28 Jan 2010 00:00:00 -0800 2010-1694 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-28/pdf/2010-1694.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Postponing the Implementation Date of Information Memo 10-03, Which Provides Updated Parameters for, and Guidance on the Application of, the Exchange's Gap Quote Policy https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1693.html https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1693.html Thu, 28 Jan 2010 00:00:00 -0800 2010-1693 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-28/pdf/2010-1693.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Order Routing Pilot on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1692.html https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1692.html Thu, 28 Jan 2010 00:00:00 -0800 2010-1692 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-28/pdf/2010-1692.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Non-Substantive Technical Changes to FINRA Rule 4521(d) https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1662.html https://regulations.justia.com/regulations/fedreg/2010/01/28/2010-1662.html Thu, 28 Jan 2010 00:00:00 -0800 2010-1662 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-28/pdf/2010-1662.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 975NY https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1607.html https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1607.html Wed, 27 Jan 2010 00:00:00 -0800 2010-1607 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-27/pdf/2010-1607.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement a Cancellation Fee https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1606.html https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1606.html Wed, 27 Jan 2010 00:00:00 -0800 2010-1606 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-27/pdf/2010-1606.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 2342 To Reflect Changes to Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1605.html https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1605.html Wed, 27 Jan 2010 00:00:00 -0800 2010-1605 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-27/pdf/2010-1605.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Registered Representative Fee and Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1604.html https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1604.html Wed, 27 Jan 2010 00:00:00 -0800 2010-1604 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-27/pdf/2010-1604.pdf Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fee Schedule of the Government Securities Division of the Fixed Income Clearing Corporation https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1603.html https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1603.html Wed, 27 Jan 2010 00:00:00 -0800 2010-1603 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-27/pdf/2010-1603.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 9.1 Sharing in Accounts, Extent Permissible https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1443.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1443.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1443 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1443.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1442.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1442.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1442 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1442.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 2810 To Reflect Changes To Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1440.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1440.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1440 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1440.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Arca, Inc. Amending Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1433.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1433.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1433 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1433.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1432.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1432.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1432 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1432.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Consisting of Amendments to Rule G-37 (Political Contributions and Prohibitions on Municipal Securities Business) and Rule G-8 (Books and Records To Be Made by Brokers, Dealers and Municipal Securities Dealers) https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1431.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1431.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1431 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1431.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing of Grail McDonnell Fixed Income ETFs https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1430.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1430.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1430 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1430.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1429.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1429.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1429 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1429.pdf Proposed Rule - Risk Management Controls for Brokers or Dealers With Market Access https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1269.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1269.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1269 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1269.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/01/25/2010-1456.html https://regulations.justia.com/regulations/fedreg/2010/01/25/2010-1456.html Mon, 25 Jan 2010 00:00:00 -0800 2010-1456 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-25/pdf/2010-1456.pdf Notice - Big Sky Energy Corp., Biomedical Waste Systems, Inc., Biometrics Security Technology, Inc., Biosys, Inc., Bolder Technologies Corp., Boyds Wheels, Inc., Breakaway Solutions, Inc., and BRE-X Minerals, Ltd.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2010/01/25/2010-1441.html https://regulations.justia.com/regulations/fedreg/2010/01/25/2010-1441.html Mon, 25 Jan 2010 00:00:00 -0800 2010-1441 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-25/pdf/2010-1441.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2010/01/25/2010-1434.html https://regulations.justia.com/regulations/fedreg/2010/01/25/2010-1434.html Mon, 25 Jan 2010 00:00:00 -0800 2010-1434 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-25/pdf/2010-1434.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Relating to Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2010/01/25/2010-1271.html https://regulations.justia.com/regulations/fedreg/2010/01/25/2010-1271.html Mon, 25 Jan 2010 00:00:00 -0800 2010-1271 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-25/pdf/2010-1271.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees https://regulations.justia.com/regulations/fedreg/2010/01/25/2010-1270.html https://regulations.justia.com/regulations/fedreg/2010/01/25/2010-1270.html Mon, 25 Jan 2010 00:00:00 -0800 2010-1270 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-25/pdf/2010-1270.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rules 3330 and 9810 To Reflect Changes to Corresponding FINRA Rules https://regulations.justia.com/regulations/fedreg/2010/01/25/2010-1267.html https://regulations.justia.com/regulations/fedreg/2010/01/25/2010-1267.html Mon, 25 Jan 2010 00:00:00 -0800 2010-1267 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-25/pdf/2010-1267.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1147.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1147.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1147 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1147.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment To Revise the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Serve as the Operating Agreement for OPRA LLC https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1146.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1146.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1146 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1146.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Publication of Certain Aggregate Daily Trading Volume Data https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1145.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1145.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1145 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1145.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 452-NYSE Amex Equities and Section 723 of the NYSE Amex Company Guide To Insert a Date (January 1, 2010) That Was Inadvertently Omitted in a Previous Rule Change https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1144.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1144.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1144 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1144.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating To Reporting of Trade Cancellations to FINRA https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1143.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1143.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1143 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1143.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Hybrid Electronic Quoting Fee https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1142.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1142.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1142 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1142.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Waiving All Transaction Fees for Shares Executed on the NYSE MatchPointSM https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1141.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1141.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1141 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1141.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 2240 and 2250 To Reflect Changes to Corresponding FINRA Rules https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1140.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1140.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1140 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1140.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 2810 To Reflect Changes to Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1139.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1139.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1139 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1139.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 2342 To Reflect Changes to Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1138.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1138.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1138 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1138.pdf Proposed Rule - Concept Release on Equity Market Structure https://regulations.justia.com/regulations/fedreg/2010/01/21/2010-1045.html https://regulations.justia.com/regulations/fedreg/2010/01/21/2010-1045.html Thu, 21 Jan 2010 00:00:00 -0800 2010-1045 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-01-21/pdf/2010-1045.pdf