<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/01/29?registers=between Sat, 23 Nov 2024 09:46:36 -0800 Sat, 23 Nov 2024 09:46:36 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/01/29?registers=between Proposed Rule - Purchases of Certain Equity Securities by the Issuer and Others https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1856.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1856.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1856 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1856.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1854.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1854.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1854 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1854.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Trading Licenses for Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1853.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1853.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1853 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1853.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Eliminate Guarantee of Payment in Connection With the Envelope Settlement Service https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1852.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1852.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1852 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1852.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for 12 Months the Pilot Program Permitting the Exchange's Ownership Interest in BIDS Holdings L.P. (BIDS) and the Affiliation of BIDS With the New York Block Exchange LLC https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1850.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1850.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1850 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1850.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Amend Certain of Its Initial Listing Requirements https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1849.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1849.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1849 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1849.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change Relating to Collection of Exchange Fees https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1848.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1848.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1848 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1848.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1847.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1847.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1847 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1847.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1846.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1846.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1846 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1846.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Deleting Obsolete Provisions Relating to the Opening https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1845.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1845.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1845 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1845.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.87 https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1844.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1844.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1844 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1844.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, by NASDAQ OMX PHLX, Inc. Relating to Transaction Fees and Rebates for Options Overlying Standard and Poor's Depositary Receipts (“SPDRs”) https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1843.html https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1843.html Fri, 29 Jan 2010 00:00:00 -0800 2010-1843 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1843.pdf