Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/01/29?limit=200&registers=between&mode=atom 2024-11-23T09:41:12-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1856.html Proposed Rule - Purchases of Certain Equity Securities by the Issuer and Others 2010-01-29T00:00:00-08:00 2010-01-29T00:00:00-08:00 2010-1856 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1856.pdf https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1854.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fee Schedule 2010-01-29T00:00:00-08:00 2010-01-29T00:00:00-08:00 2010-1854 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1854.pdf https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1853.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Trading Licenses for Foreign Currency Options 2010-01-29T00:00:00-08:00 2010-01-29T00:00:00-08:00 2010-1853 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1853.pdf https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1852.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Eliminate Guarantee of Payment in Connection With the Envelope Settlement Service 2010-01-29T00:00:00-08:00 2010-01-29T00:00:00-08:00 2010-1852 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1852.pdf https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1850.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend for 12 Months the Pilot Program Permitting the Exchange's Ownership Interest in BIDS Holdings L.P. (BIDS) and the Affiliation of BIDS With the New York Block Exchange LLC 2010-01-29T00:00:00-08:00 2010-01-29T00:00:00-08:00 2010-1850 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1850.pdf https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1849.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Amend Certain of Its Initial Listing Requirements 2010-01-29T00:00:00-08:00 2010-01-29T00:00:00-08:00 2010-1849 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1849.pdf https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1848.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change Relating to Collection of Exchange Fees 2010-01-29T00:00:00-08:00 2010-01-29T00:00:00-08:00 2010-1848 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1848.pdf https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1847.html Notice - Submission for OMB Review; Comment Request 2010-01-29T00:00:00-08:00 2010-01-29T00:00:00-08:00 2010-1847 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1847.pdf https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1846.html Notice - Proposed Collection; Comment Request 2010-01-29T00:00:00-08:00 2010-01-29T00:00:00-08:00 2010-1846 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1846.pdf https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1845.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Deleting Obsolete Provisions Relating to the Opening 2010-01-29T00:00:00-08:00 2010-01-29T00:00:00-08:00 2010-1845 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1845.pdf https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1844.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.87 2010-01-29T00:00:00-08:00 2010-01-29T00:00:00-08:00 2010-1844 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1844.pdf https://regulations.justia.com/regulations/fedreg/2010/01/29/2010-1843.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, by NASDAQ OMX PHLX, Inc. Relating to Transaction Fees and Rebates for Options Overlying Standard and Poor's Depositary Receipts (“SPDRs”) 2010-01-29T00:00:00-08:00 2010-01-29T00:00:00-08:00 2010-1843 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-29/pdf/2010-1843.pdf