<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/01/27?registers=between Sat, 23 Nov 2024 09:33:20 -0800 Sat, 23 Nov 2024 09:33:20 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/01/27?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 975NY https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1607.html https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1607.html Wed, 27 Jan 2010 00:00:00 -0800 2010-1607 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-27/pdf/2010-1607.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement a Cancellation Fee https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1606.html https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1606.html Wed, 27 Jan 2010 00:00:00 -0800 2010-1606 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-27/pdf/2010-1606.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 2342 To Reflect Changes to Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1605.html https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1605.html Wed, 27 Jan 2010 00:00:00 -0800 2010-1605 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-27/pdf/2010-1605.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Registered Representative Fee and Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1604.html https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1604.html Wed, 27 Jan 2010 00:00:00 -0800 2010-1604 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-27/pdf/2010-1604.pdf Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fee Schedule of the Government Securities Division of the Fixed Income Clearing Corporation https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1603.html https://regulations.justia.com/regulations/fedreg/2010/01/27/2010-1603.html Wed, 27 Jan 2010 00:00:00 -0800 2010-1603 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-27/pdf/2010-1603.pdf