<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/01/26?registers=between Sat, 23 Nov 2024 10:17:58 -0800 Sat, 23 Nov 2024 10:17:58 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/01/26?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 9.1 Sharing in Accounts, Extent Permissible https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1443.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1443.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1443 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1443.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1442.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1442.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1442 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1442.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 2810 To Reflect Changes To Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1440.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1440.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1440 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1440.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Arca, Inc. Amending Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1433.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1433.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1433 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1433.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1432.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1432.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1432 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1432.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Consisting of Amendments to Rule G-37 (Political Contributions and Prohibitions on Municipal Securities Business) and Rule G-8 (Books and Records To Be Made by Brokers, Dealers and Municipal Securities Dealers) https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1431.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1431.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1431 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1431.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing of Grail McDonnell Fixed Income ETFs https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1430.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1430.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1430 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1430.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Sponsored Access Pilot Program https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1429.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1429.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1429 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1429.pdf Proposed Rule - Risk Management Controls for Brokers or Dealers With Market Access https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1269.html https://regulations.justia.com/regulations/fedreg/2010/01/26/2010-1269.html Tue, 26 Jan 2010 00:00:00 -0800 2010-1269 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2010-01-26/pdf/2010-1269.pdf