<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/01/22?registers=between Sat, 23 Nov 2024 09:50:03 -0800 Sat, 23 Nov 2024 09:50:03 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/01/22?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1147.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1147.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1147 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1147.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment To Revise the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Serve as the Operating Agreement for OPRA LLC https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1146.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1146.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1146 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1146.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Publication of Certain Aggregate Daily Trading Volume Data https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1145.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1145.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1145 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1145.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 452-NYSE Amex Equities and Section 723 of the NYSE Amex Company Guide To Insert a Date (January 1, 2010) That Was Inadvertently Omitted in a Previous Rule Change https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1144.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1144.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1144 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1144.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating To Reporting of Trade Cancellations to FINRA https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1143.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1143.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1143 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1143.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Hybrid Electronic Quoting Fee https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1142.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1142.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1142 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1142.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Waiving All Transaction Fees for Shares Executed on the NYSE MatchPointSM https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1141.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1141.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1141 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1141.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 2240 and 2250 To Reflect Changes to Corresponding FINRA Rules https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1140.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1140.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1140 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1140.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 2810 To Reflect Changes to Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1139.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1139.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1139 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1139.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 2342 To Reflect Changes to Corresponding FINRA Rule https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1138.html https://regulations.justia.com/regulations/fedreg/2010/01/22/2010-1138.html Fri, 22 Jan 2010 00:00:00 -0800 2010-1138 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-22/pdf/2010-1138.pdf