<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/01/20?registers=between Wed, 27 Nov 2024 02:18:45 -0800 Wed, 27 Nov 2024 02:18:45 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/01/20?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To Adopt a Modified Sponsored Access Rule https://regulations.justia.com/regulations/fedreg/2010/01/20/2010-940.html https://regulations.justia.com/regulations/fedreg/2010/01/20/2010-940.html Wed, 20 Jan 2010 00:00:00 -0800 2010-940 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-20/pdf/2010-940.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt FINRA Rule 4570 (Custodian of Books and Records) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2010/01/20/2010-924.html https://regulations.justia.com/regulations/fedreg/2010/01/20/2010-924.html Wed, 20 Jan 2010 00:00:00 -0800 2010-924 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-20/pdf/2010-924.pdf