Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/01/14?limit=200&registers=between&mode=atom 2024-11-23T10:19:49-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-649.html Notice - Sunshine Act Meeting; Notice 2010-01-14T00:00:00-08:00 2010-01-14T00:00:00-08:00 2010-649 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-649.pdf https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-546.html Notice - Proposed Collection; Comment Request 2010-01-14T00:00:00-08:00 2010-01-14T00:00:00-08:00 2010-546 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-546.pdf https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-545.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 2.3 2010-01-14T00:00:00-08:00 2010-01-14T00:00:00-08:00 2010-545 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-545.pdf https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-544.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Deficient Claims Rules of the Codes of Arbitration Procedure for Customer and Industry Disputes 2010-01-14T00:00:00-08:00 2010-01-14T00:00:00-08:00 2010-544 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-544.pdf https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-543.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Modify the Liquidity Credits Paid to Supplemental Liquidity Providers 2010-01-14T00:00:00-08:00 2010-01-14T00:00:00-08:00 2010-543 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-543.pdf https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-542.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Modify Its Liquidity Credits and Establish Separate Liquidity Credits for Supplemental Liquidity Providers 2010-01-14T00:00:00-08:00 2010-01-14T00:00:00-08:00 2010-542 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-542.pdf https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-541.html Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Its Co-Location Fees 2010-01-14T00:00:00-08:00 2010-01-14T00:00:00-08:00 2010-541 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-541.pdf https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-540.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Chicago Board Options Exchange Stock Exchange Fees Schedule 2010-01-14T00:00:00-08:00 2010-01-14T00:00:00-08:00 2010-540 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-540.pdf https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-539.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 2240 and 2250 To Reflect Changes to Corresponding FINRA Rules 2010-01-14T00:00:00-08:00 2010-01-14T00:00:00-08:00 2010-539 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-539.pdf https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-538.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Extending the Pilot Period Regarding the Use of Multiple MPIDs on FINRA Facilities 2010-01-14T00:00:00-08:00 2010-01-14T00:00:00-08:00 2010-538 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-538.pdf https://regulations.justia.com/regulations/fedreg/2010/01/14/2010-537.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees for Fiscal Year 2010 2010-01-14T00:00:00-08:00 2010-01-14T00:00:00-08:00 2010-537 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-14/pdf/2010-537.pdf