Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2010/01/08?limit=200&registers=between&mode=atom 2024-11-23T09:59:34-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-80.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Deleting NYSE Rule 445 and Adopting New Rule 3310 To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. 2010-01-08T00:00:00-08:00 2010-01-08T00:00:00-08:00 2010-80 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-80.pdf https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-79.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Deleting Rule 445-NYSE Amex Equities and Adopting New Rule 3310-NYSE Amex Equities To Correspond With Rule Changes Filed by the Financial Industry Regulatory Authority, Inc. 2010-01-08T00:00:00-08:00 2010-01-08T00:00:00-08:00 2010-79 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-79.pdf https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-78.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From Nasdaq Execution Services 2010-01-08T00:00:00-08:00 2010-01-08T00:00:00-08:00 2010-78 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-78.pdf https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-77.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Orders From Archipelago Securities LLC 2010-01-08T00:00:00-08:00 2010-01-08T00:00:00-08:00 2010-77 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-77.pdf https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-76.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Certain Equities Orders From Archipelago Securities LLC 2010-01-08T00:00:00-08:00 2010-01-08T00:00:00-08:00 2010-76 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-76.pdf https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-75.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Equities Orders From Archipelago Securities LLC 2010-01-08T00:00:00-08:00 2010-01-08T00:00:00-08:00 2010-75 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-75.pdf https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-74.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Establish a Trading License Fee for 2010 2010-01-08T00:00:00-08:00 2010-01-08T00:00:00-08:00 2010-74 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-74.pdf https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-73.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(8)(a)(1) To Extend the Operation of the Extreme Order Imbalances Pilot 2010-01-08T00:00:00-08:00 2010-01-08T00:00:00-08:00 2010-73 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-73.pdf https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-72.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123C(8)(a)(1) To Extend Operation of the Extreme Order Imbalances Pilot 2010-01-08T00:00:00-08:00 2010-01-08T00:00:00-08:00 2010-72 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-72.pdf https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-71.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Minimum Trading Increments on the Boston Options Exchange Facility 2010-01-08T00:00:00-08:00 2010-01-08T00:00:00-08:00 2010-71 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-71.pdf https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-70.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Fee Schedule To Impose Fees for Physical Ports Used To Connect to BATS Exchange 2010-01-08T00:00:00-08:00 2010-01-08T00:00:00-08:00 2010-70 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-70.pdf https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-69.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to ETFS Physical Swiss Gold Shares and ETFS Physical Silver Shares 2010-01-08T00:00:00-08:00 2010-01-08T00:00:00-08:00 2010-69 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-69.pdf https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-68.html Notice - Submission for OMB Review; Comment Request 2010-01-08T00:00:00-08:00 2010-01-08T00:00:00-08:00 2010-68 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-68.pdf https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-67.html Notice - Submission for OMB Review; Comment Request 2010-01-08T00:00:00-08:00 2010-01-08T00:00:00-08:00 2010-67 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-67.pdf https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-40.html Notice - Submission for OMB Review; Comment Request 2010-01-08T00:00:00-08:00 2010-01-08T00:00:00-08:00 2010-40 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-40.pdf https://regulations.justia.com/regulations/fedreg/2010/01/08/2010-200.html Notice - Sunshine Act Meeting Notice 2010-01-08T00:00:00-08:00 2010-01-08T00:00:00-08:00 2010-200 Notice http://www.gpo.gov/fdsys/pkg/FR-2010-01-08/pdf/2010-200.pdf