Securities and Exchange Commission 2009 – Federal Register Recent Federal Regulation Documents

Results 251 - 300 of 1,827
FaithShares Trust, et al.; Notice of Application
Document Number: E9-27130
Type: Notice
Date: 2009-11-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Regulation S-AM: Limitations on Affiliate Marketing; Extension of Compliance Date
Document Number: E9-27126
Type: Rule
Date: 2009-11-12
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is extending the compliance date for Regulation S-AM (74 FR 40398 (Aug. 11, 2009)), which limits a person's use of certain information received from an affiliate to solicit a consumer for marketing purposes unless the consumer has been given notice and a reasonable opportunity and a reasonable and simple method to opt out of such solicitations.
Sunshine Act Meeting
Document Number: E9-27026
Type: Notice
Date: 2009-11-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E9-26885
Type: Notice
Date: 2009-11-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E9-26884
Type: Notice
Date: 2009-11-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Minecore International, Inc.; Order of Suspension of Trading
Document Number: E9-26896
Type: Notice
Date: 2009-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E9-26894
Type: Notice
Date: 2009-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E9-26753
Type: Notice
Date: 2009-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E9-26752
Type: Notice
Date: 2009-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E9-26751
Type: Notice
Date: 2009-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: E9-26660
Type: Notice
Date: 2009-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On November 17, 2008, applicant transferred its assets to a corresponding series of DWS Value Series, Inc., based on net asset value. Expenses of $172,000 incurred in connection with the reorganization were paid by Deutsche Investment Management Americas, Inc., applicant's investment adviser.
Sunshine Act Meeting
Document Number: E9-26721
Type: Notice
Date: 2009-11-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Staff Accounting Bulletin No. 113
Document Number: E9-26525
Type: Rule
Date: 2009-11-04
Agency: Securities and Exchange Commission, Agencies and Commissions
This Staff Accounting Bulletin (SAB) revises or rescinds portions of the interpretive guidance included in the section of the Staff Accounting Bulletin Series titled ``Topic 12: Oil and Gas Producing Activities'' (Topic 12) and revises a technical reference in ``Topic 3: Senior Securities'' (Topic 3). This update is intended to make the relevant interpretive guidance consistent with current authoritative accounting and auditing guidance and Commission rules and regulations. The principal changes involve revision or removal of material due to recent Commission rulemaking. Specifically, the staff is updating the Series in order to bring existing guidance into conformity with the contents of Financial Reporting Release No. 78 (Release No. 33-8995), Modernization of Oil and Gas Reporting, issued December 31, 2008 (FR-78), and, in the case of the technical amendment to SAB Topic 3, Financial Reporting Release No. 79 (Release Nos. 33- 9026; 34-59775), Technical Amendments to Rules, Forms, Schedules and Codification of Financial Reporting Policies (FR-79), issued April 15, 2009. This SAB also updates related interpretive responses and examples in Topic 12. The staff expects registrants to apply the updated guidance in this SAB related to Topic 12 on a prospective basis in conjunction with the application of FR-78 and retroactively for the technical amendment to Topic 3 in conjunction with the effective date of FR-79. FR-78 is effective for registration statements filed on or after January 1, 2010, and for annual reports on Forms 10-K and 20-F for fiscal years ending on or after December 31, 2009. FR-79 is effective as of April 23, 2009.
Submission for OMB Review; Comment Request
Document Number: E9-26514
Type: Notice
Date: 2009-11-04
Agency: Securities and Exchange Commission, Agencies and Commissions
MFS Government Markets Income Trust et al.; Notice of Application
Document Number: E9-26512
Type: Notice
Date: 2009-11-04
Agency: Securities and Exchange Commission, Agencies and Commissions
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