Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/12/29?limit=200&registers=between&mode=atom 2024-11-23T20:53:31-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30943.html Notice - In the Matter of: GH3 International, Inc.; Order of Suspension of Trading 2009-12-29T00:00:00-08:00 2009-12-29T00:00:00-08:00 E9-30943 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30943.pdf https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30791.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Conforming ISE Rule 622 With Comparable NASD Rule 11870 2009-12-29T00:00:00-08:00 2009-12-29T00:00:00-08:00 E9-30791 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30791.pdf https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30790.html Notice - Consolidated Tape Association; Order Approving the Thirteenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan and Seventh Charges Amendment to the Restated Consolidated Quotation Plan 2009-12-29T00:00:00-08:00 2009-12-29T00:00:00-08:00 E9-30790 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30790.pdf https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30789.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading Shares of the ETFS Platinum Trust 2009-12-29T00:00:00-08:00 2009-12-29T00:00:00-08:00 E9-30789 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30789.pdf https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30788.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fee Schedule 2009-12-29T00:00:00-08:00 2009-12-29T00:00:00-08:00 E9-30788 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30788.pdf https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30787.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating To Listing and Trading Shares of the ETFS Palladium Trust 2009-12-29T00:00:00-08:00 2009-12-29T00:00:00-08:00 E9-30787 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30787.pdf https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30786.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding National Securities Clearing Corporation's Board of Directors Election Process and Delegation Authority 2009-12-29T00:00:00-08:00 2009-12-29T00:00:00-08:00 E9-30786 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30786.pdf https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30785.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Fixed Income Clearing Corporation's Board of Directors Election Process and Delegation Authority 2009-12-29T00:00:00-08:00 2009-12-29T00:00:00-08:00 E9-30785 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30785.pdf https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30784.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Repeal NASD Rules 2760 and 2780, Incorporated NYSE Rules 2B and 411, and the Interpretation to Incorporated NYSE Rule 411(a)(ii)(5) as Part of the Process of Developing the Consolidated FINRA Rulebook 2009-12-29T00:00:00-08:00 2009-12-29T00:00:00-08:00 E9-30784 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30784.pdf https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30783.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding the Depository Trust Company's Board of Directors Election Process 2009-12-29T00:00:00-08:00 2009-12-29T00:00:00-08:00 E9-30783 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30783.pdf https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30782.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IM-1002-1 To Reflect Changes to a Corresponding FINRA Rule 2009-12-29T00:00:00-08:00 2009-12-29T00:00:00-08:00 E9-30782 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30782.pdf https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30781.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Related to Professional Orders 2009-12-29T00:00:00-08:00 2009-12-29T00:00:00-08:00 E9-30781 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30781.pdf https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30780.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31 To Establish the “Market To Limit” Order Type 2009-12-29T00:00:00-08:00 2009-12-29T00:00:00-08:00 E9-30780 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30780.pdf https://regulations.justia.com/regulations/fedreg/2009/12/29/E9-30726.html Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2010 2009-12-29T00:00:00-08:00 2009-12-29T00:00:00-08:00 E9-30726 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-29/pdf/E9-30726.pdf