<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/12/22?registers=between Sat, 23 Nov 2024 21:01:15 -0800 Sat, 23 Nov 2024 21:01:15 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/12/22?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30338.html https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30338.html Tue, 22 Dec 2009 00:00:00 -0800 E9-30338 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-22/pdf/E9-30338.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Trading Rules Chapters III and XIV https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30337.html https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30337.html Tue, 22 Dec 2009 00:00:00 -0800 E9-30337 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-22/pdf/E9-30337.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating To Adopt FINRA Rule 5320 (Prohibition Against Trading Ahead of Customer Orders) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30336.html https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30336.html Tue, 22 Dec 2009 00:00:00 -0800 E9-30336 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-22/pdf/E9-30336.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5160 (Disclosure of Price and Concessions in Selling Agreements) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30335.html https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30335.html Tue, 22 Dec 2009 00:00:00 -0800 E9-30335 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-22/pdf/E9-30335.pdf