Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/12/22?limit=200&registers=between&mode=atom 2024-11-23T21:08:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30338.html Notice - Submission for OMB Review; Comment Request 2009-12-22T00:00:00-08:00 2009-12-22T00:00:00-08:00 E9-30338 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-22/pdf/E9-30338.pdf https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30337.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Trading Rules Chapters III and XIV 2009-12-22T00:00:00-08:00 2009-12-22T00:00:00-08:00 E9-30337 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-22/pdf/E9-30337.pdf https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30336.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating To Adopt FINRA Rule 5320 (Prohibition Against Trading Ahead of Customer Orders) in the Consolidated FINRA Rulebook 2009-12-22T00:00:00-08:00 2009-12-22T00:00:00-08:00 E9-30336 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-22/pdf/E9-30336.pdf https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30335.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5160 (Disclosure of Price and Concessions in Selling Agreements) in the Consolidated FINRA Rulebook 2009-12-22T00:00:00-08:00 2009-12-22T00:00:00-08:00 E9-30335 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-22/pdf/E9-30335.pdf