Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/12/16?limit=200&registers=between&mode=atom 2024-11-21T13:40:14-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/12/16/E9-29877.html Notice - In the Matter of the Application of C2 Options Exchange, Incorporated for Registration as a National Securities Exchange Findings, Opinion, and Order of the Commission 2009-12-16T00:00:00-08:00 2009-12-16T00:00:00-08:00 E9-29877 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-16/pdf/E9-29877.pdf https://regulations.justia.com/regulations/fedreg/2009/12/16/E9-29840.html Notice - Approval of Investment Adviser Registration Depository Filing Fees 2009-12-16T00:00:00-08:00 2009-12-16T00:00:00-08:00 E9-29840 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-16/pdf/E9-29840.pdf https://regulations.justia.com/regulations/fedreg/2009/12/16/E9-29830.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Options Regulatory Fee 2009-12-16T00:00:00-08:00 2009-12-16T00:00:00-08:00 E9-29830 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-16/pdf/E9-29830.pdf https://regulations.justia.com/regulations/fedreg/2009/12/16/E9-29826.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade S&P 500 Dividend Index Options 2009-12-16T00:00:00-08:00 2009-12-16T00:00:00-08:00 E9-29826 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-16/pdf/E9-29826.pdf