Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/12/11?limit=200&registers=between&mode=atom 2024-12-17T20:53:53-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/12/11/E9-29526.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt FINRA Rule 2330 (Members' Responsibilities Regarding Deferred Variable Annuities) in the Consolidated FINRA Rulebook 2009-12-11T00:00:00-08:00 2009-12-11T00:00:00-08:00 E9-29526 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-11/pdf/E9-29526.pdf https://regulations.justia.com/regulations/fedreg/2009/12/11/E9-29524.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 4570 (Custodian of Books and Records) in the Consolidated FINRA Rulebook 2009-12-11T00:00:00-08:00 2009-12-11T00:00:00-08:00 E9-29524 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-11/pdf/E9-29524.pdf https://regulations.justia.com/regulations/fedreg/2009/12/11/E9-29523.html Notice - Madison Asset Management, LLC, et al.; Notice of Application 2009-12-11T00:00:00-08:00 2009-12-11T00:00:00-08:00 E9-29523 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-11/pdf/E9-29523.pdf