<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/12/09?registers=between Wed, 23 Apr 2025 01:27:30 -0700 Wed, 23 Apr 2025 01:27:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/12/09?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References Within Certain FINRA Rules https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29389.html https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29389.html Wed, 09 Dec 2009 00:00:00 -0800 E9-29389 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-09/pdf/E9-29389.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the $1 Strike Program To Allow Low-Strike LEAPS https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29388.html https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29388.html Wed, 09 Dec 2009 00:00:00 -0800 E9-29388 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-09/pdf/E9-29388.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt NASD Interpretive Material 2210-2 Into the Consolidated Rulebook as FINRA Rule 2211 https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29338.html https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29338.html Wed, 09 Dec 2009 00:00:00 -0800 E9-29338 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-09/pdf/E9-29338.pdf Notice - PNC Bank, National Association; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29321.html https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29321.html Wed, 09 Dec 2009 00:00:00 -0800 E9-29321 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-09/pdf/E9-29321.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Through December 31, 2010 https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29302.html https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29302.html Wed, 09 Dec 2009 00:00:00 -0800 E9-29302 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-09/pdf/E9-29302.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29241.html https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29241.html Wed, 09 Dec 2009 00:00:00 -0800 E9-29241 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-09/pdf/E9-29241.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29240.html https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29240.html Wed, 09 Dec 2009 00:00:00 -0800 E9-29240 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-09/pdf/E9-29240.pdf