Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/12/09?limit=200&registers=between&mode=atom 2024-05-11T07:53:02-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29389.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Certain Cross-References Within Certain FINRA Rules 2009-12-09T00:00:00-08:00 2009-12-09T00:00:00-08:00 E9-29389 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-09/pdf/E9-29389.pdf https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29388.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the $1 Strike Program To Allow Low-Strike LEAPS 2009-12-09T00:00:00-08:00 2009-12-09T00:00:00-08:00 E9-29388 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-09/pdf/E9-29388.pdf https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29338.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt NASD Interpretive Material 2210-2 Into the Consolidated Rulebook as FINRA Rule 2211 2009-12-09T00:00:00-08:00 2009-12-09T00:00:00-08:00 E9-29338 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-09/pdf/E9-29338.pdf https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29321.html Notice - PNC Bank, National Association; Notice of Application 2009-12-09T00:00:00-08:00 2009-12-09T00:00:00-08:00 E9-29321 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-09/pdf/E9-29321.pdf https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29302.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Through December 31, 2010 2009-12-09T00:00:00-08:00 2009-12-09T00:00:00-08:00 E9-29302 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-09/pdf/E9-29302.pdf https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29241.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule 2009-12-09T00:00:00-08:00 2009-12-09T00:00:00-08:00 E9-29241 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-09/pdf/E9-29241.pdf https://regulations.justia.com/regulations/fedreg/2009/12/09/E9-29240.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members 2009-12-09T00:00:00-08:00 2009-12-09T00:00:00-08:00 E9-29240 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-09/pdf/E9-29240.pdf