Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/12/04?limit=200®isters=between&mode=atom2024-11-23T18:50:21-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2009/12/04/Z9-27998.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require That Companies Provide Nasdaq With at least Ten Minutes Prior Notification When Releasing Material Information and Eliminate a Potential Inconsistency With Commission Guidance on the Use of Company Websites To Satisfy Public Disclosure Requirements2009-12-04T00:00:00-08:002009-12-04T00:00:00-08:00Z9-27998Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-04/pdf/Z9-27998.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/04/E9-28977.htmlNotice - Strategic Funds, Inc., et al.; Notice of Application2009-12-04T00:00:00-08:002009-12-04T00:00:00-08:00E9-28977Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-04/pdf/E9-28977.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/04/E9-28891.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Stock-Option Orders2009-12-04T00:00:00-08:002009-12-04T00:00:00-08:00E9-28891Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-04/pdf/E9-28891.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/04/E9-28890.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change as Modified by Amendment No. 1 To Amend Certain Corporate Governance Requirements2009-12-04T00:00:00-08:002009-12-04T00:00:00-08:00E9-28890Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-04/pdf/E9-28890.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/04/E9-28497.htmlProposed Rule - Proposed Rules for Nationally Recognized Statistical Rating Organizations2009-12-04T00:00:00-08:002009-12-04T00:00:00-08:00E9-28497Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-04/pdf/E9-28497.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/04/E9-28496.htmlRule - Amendments to Rules for Nationally Recognized Statistical Rating Organizations2009-12-04T00:00:00-08:002009-12-04T00:00:00-08:00E9-28496Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-04/pdf/E9-28496.pdf