<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/12/02?registers=between Sun, 13 Apr 2025 08:01:33 -0700 Sun, 13 Apr 2025 08:01:33 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/12/02?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the Deficient Claims Rules of the Codes of Arbitration Procedure for Customer and Industry Disputes https://regulations.justia.com/regulations/fedreg/2009/12/02/E9-28741.html https://regulations.justia.com/regulations/fedreg/2009/12/02/E9-28741.html Wed, 02 Dec 2009 00:00:00 -0800 E9-28741 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-02/pdf/E9-28741.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Tied Hedge Transactions https://regulations.justia.com/regulations/fedreg/2009/12/02/E9-28740.html https://regulations.justia.com/regulations/fedreg/2009/12/02/E9-28740.html Wed, 02 Dec 2009 00:00:00 -0800 E9-28740 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-02/pdf/E9-28740.pdf