Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/12/02?limit=200&registers=between&mode=atom 2024-05-17T14:40:15-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/12/02/E9-28741.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the Deficient Claims Rules of the Codes of Arbitration Procedure for Customer and Industry Disputes 2009-12-02T00:00:00-08:00 2009-12-02T00:00:00-08:00 E9-28741 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-02/pdf/E9-28741.pdf https://regulations.justia.com/regulations/fedreg/2009/12/02/E9-28740.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Tied Hedge Transactions 2009-12-02T00:00:00-08:00 2009-12-02T00:00:00-08:00 E9-28740 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-02/pdf/E9-28740.pdf